Highland Opportunities & Income Fund
HFRO- 交易所
- NYSE
- SEC CIK
- 0001710680
近 90 天，Highland Opportunities & Income Fund 沒有內部人公開市場買賣的申報；2026 年第 2 季末有 91 家機構在 13F 申報持有，市值合計 $2.26 億；沒有大師持有。
2023 年第 4 季 13F 持有人
Highland Opportunities & Income Fund 在 2023/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 104
- 較 2023 年第 3 季 +1 家
- 持有股數
- 2,589 萬
- 較 2023 年第 3 季 +123.3 萬 (+5.0%)
- 總市值
- $1.99 億
- 較 2023 年第 3 季 +$89.4 萬 (+0.5%)
- 新進機構
- 14
- 另有 42 家加碼
- 清倉機構
- 13
- 另有 27 家減碼
另有 2 家機構在 2023 年第 3 季持有、還沒有申報 2023 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 HFRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 91 | $2.26 億 |
| 2026 年第 1 季 | 95 | $1.73 億 |
| 2025 年第 4 季 | 105 | $1.77 億 |
| 2025 年第 3 季 | 94 | $1.77 億 |
| 2025 年第 2 季 | 92 | $1.38 億 |
| 2025 年第 1 季 | 96 | $1.31 億 |
| 2024 年第 4 季 | 111 | $1.47 億 |
| 2024 年第 3 季 | 101 | $1.79 億 |
| 2024 年第 2 季 | 101 | $1.91 億 |
| 2024 年第 1 季 | 107 | $2.03 億 |
| 2023 年第 4 季 | 104 | $1.99 億 |
| 2023 年第 3 季 | 105 | $1.99 億 |
| 2023 年第 2 季 | 97 | $2.17 億 |
| 2023 年第 1 季 | 100 | $2.17 億 |
| 2022 年第 4 季 | 102 | $2.52 億 |
| 2022 年第 3 季 | 94 | $2.27 億 |
| 2022 年第 2 季 | 101 | $2.70 億 |
| 2022 年第 1 季 | 97 | $2.81 億 |
| 2021 年第 4 季 | 102 | $2.71 億 |
| 2021 年第 3 季 | 99 | $2.94 億 |
| 2021 年第 2 季 | 98 | $2.64 億 |
| 2021 年第 1 季 | 95 | $2.82 億 |
2023 年第 4 季持有機構
每家機構持有 Highland Opportunities & Income Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 4,514,355 | $3,472 萬 | 0.00% | +94,511+2.1% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 3,024,092 | $2,326 萬 | 8.54% | +152,421+5.3% | 加碼 |
| Royal Bank of Canada | 1,843,467 | $1,418 萬 | 0.00% | −67,698−3.5% | 減碼 |
| LPL Financial LLC | 1,443,350 | $1,110 萬 | 0.01% | −45,223−3.0% | 減碼 |
| Envestnet Asset Management Inc | 1,393,258 | $1,071 萬 | 0.00% | +432,353+45.0% | 加碼 |
| Invesco Ltd. | 1,234,664 | $949.5 萬 | 0.00% | −20,480−1.6% | 減碼 |
| Raymond James & Associates | 1,055,128 | $811.4 萬 | 0.01% | +590,402+127.0% | 加碼 |
| Penserra Capital Management LLC | 984,333 | $756.9 萬 | 0.14% | +68,125+7.4% | 加碼 |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $706.0 萬 | 1.07% | 00.0% | 不變 |
| Oppenheimer & Co Inc | 674,116 | $518.4 萬 | 0.10% | +1,712+0.3% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 624,905 | $480.6 萬 | 0.02% | +88,941+16.6% | 加碼 |
| Commonwealth Equity Services, LLC | 578,293 | $444.7 萬 | 0.01% | +41,539+7.7% | 加碼 |
| Camelot Portfolios, LLC | 548,053 | $421.5 萬 | 2.49% | +168,844+44.5% | 加碼 |
| IHT Wealth Management, LLC | 509,630 | $391.9 萬 | 0.17% | +10,420+2.1% | 加碼 |
| Wells Fargo & Company | 458,043 | $352.2 萬 | 0.00% | −21,956−4.6% | 減碼 |
| Landscape Capital Management, L.L.C. | 397,800 | $305.9 萬 | 0.27% | +118,094+42.2% | 加碼 |
| Geneos Wealth Management Inc. | 385,175 | $296.2 萬 | 0.15% | −21,128−5.2% | 減碼 |
| Nations Financial Group Inc, | 380,882 | $292.9 萬 | 0.27% | +5,352+1.4% | 加碼 |
| HighTower Advisors, LLC | 342,067 | $261.8 萬 | 0.00% | +17,190+5.3% | 加碼 |
| Amundi | 367,181 | $256.7 萬 | 0.00% | 00.0% | 不變 |
| Bulldog Investors, LLP | 310,059 | $238.4 萬 | 0.78% | −41,864−11.9% | 減碼 |
| Advisor Group Holdings, Inc. | 285,341 | $219.4 萬 | 0.00% | −134,334−32.0% | 減碼 |
| Matisse Capital | 285,000 | $219.2 萬 | 1.17% | +115,000+67.6% | 加碼 |
| Advisor Resource Council | 221,064 | $170.0 萬 | 0.20% | +221,064 | 新進 |
| CNH Partners LLC | 212,709 | $163.6 萬 | 0.07% | +22,181+11.6% | 加碼 |
| Bokf, NA | 204,628 | $157.4 萬 | 0.03% | 00.0% | 不變 |
| Sage Capital Management, LLC | 170,712 | $131.3 萬 | 0.79% | +170,712 | 新進 |
| Park Avenue Securities LLC | 150,400 | $115.7 萬 | 0.02% | +19,980+15.3% | 加碼 |
| Aristides Capital LLC | 134,616 | $103.5 萬 | 0.52% | −30,000−18.2% | 減碼 |
| Icon Advisers Inc | 128,733 | $99.0 萬 | 0.23% | −43,700−25.3% | 減碼 |
| Marks Group Wealth Management, Inc | 118,805 | $91.4 萬 | 0.10% | 00.0% | 不變 |
| Creative Planning | 105,714 | $81.3 萬 | 0.00% | +105,714 | 新進 |
| Janney Montgomery Scott LLC | 99,955 | $76.9 萬 | 0.00% | +3,395+3.5% | 加碼 |
| Prevail Innovative Wealth Advisors, LLC | 94,079 | $72.3 萬 | 0.35% | +35,891+61.7% | 加碼 |
| Truist Financial Corp | 88,253 | $67.9 萬 | 0.00% | −2,945−3.2% | 減碼 |
| Arete Wealth Advisors, LLC | 87,613 | $67.4 萬 | 0.05% | −6,947−7.3% | 減碼 |
| Qube Research & Technologies Ltd | 84,179 | $64.7 萬 | 0.00% | 00.0% | 不變 |
| Kingsview Wealth Management, LLC | 83,223 | $64.0 萬 | 0.02% | −2,914−3.4% | 減碼 |
| NWF Advisory Services Inc. | 81,400 | $62.6 萬 | 0.12% | −7,700−8.6% | 減碼 |
| Baird Financial Group, Inc. | 70,775 | $54.4 萬 | 0.00% | +2,361+3.5% | 加碼 |
| Samalin Investment Counsel, LLC | 51,463 | $39.6 萬 | 0.20% | +18,512+56.2% | 加碼 |
| Knightsbridge Asset Management, LLC | 50,559 | $38.9 萬 | 0.11% | +1,485+3.0% | 加碼 |
| Independent Financial Group, LLC | 46,568 | $35.8 萬 | 0.02% | +7,025+17.8% | 加碼 |
| SFI Advisors, LLC | 45,046 | $34.6 萬 | 0.30% | +18,706+71.0% | 加碼 |
| Lynx Capital Group Ltd | 44,166 | $34.0 萬 | 0.25% | +44,166 | 新進 |
| Marathon Trading Investment Management LLC | 42,500 | $32.7 萬 | 0.06% | +42,500 | 新進 |
| Envestnet Portfolio Solutions, Inc. | 40,981 | $31.5 萬 | 0.00% | +10,033+32.4% | 加碼 |
| Rockefeller Capital Management L.P. | 40,863 | $31.4 萬 | 0.00% | −4,041−9.0% | 減碼 |
| Lido Advisors, LLC | 40,318 | $31.0 萬 | 0.00% | +40,318 | 新進 |
| Atria Wealth Solutions, Inc. | 39,258 | $30.2 萬 | 0.00% | +12,933+49.1% | 加碼 |
| MidWestOne Financial Group, Inc. | 36,578 | $28.1 萬 | 0.05% | +36,578 | 新進 |
| National Asset Management, Inc. | 33,208 | $25.5 萬 | 0.01% | 00.0% | 不變 |
| Raymond James Trust N.A. | 32,662 | $25.1 萬 | 0.01% | 00.0% | 不變 |
| Stephens Inc | 32,086 | $24.7 萬 | 0.00% | 00.0% | 不變 |
| Melfa Wealth Management, LLC | 31,849 | $24.5 萬 | 0.23% | +78+0.2% | 加碼 |
| Cetera Investment Advisers | 31,419 | $24.2 萬 | 0.00% | −5,891−15.8% | 減碼 |
| Avantax Advisory Services, Inc. | 31,355 | $24.1 萬 | 0.00% | +173+0.6% | 加碼 |
| UBS Group AG | 29,231 | $22.5 萬 | 0.00% | −339−1.1% | 減碼 |
| Captrust Financial Advisors | 28,749 | $22.1 萬 | 0.00% | −5,852−16.9% | 減碼 |
| Kestra Advisory Services, LLC | 27,729 | $21.3 萬 | 0.00% | +2,579+10.3% | 加碼 |
| MONECO Advisors, LLC | 27,491 | $21.1 萬 | 0.04% | −17,420−38.8% | 減碼 |
| Steward Partners Investment Advisory, LLC | 27,479 | $21.1 萬 | 0.00% | +2,488+10.0% | 加碼 |
| Scotia Capital Inc. | 26,796 | $20.6 萬 | 0.00% | −9,526−26.2% | 減碼 |
| Private Advisor Group, LLC | 25,287 | $19.4 萬 | 0.00% | +4,424+21.2% | 加碼 |
| Jane Street Group, LLC | 25,166 | $19.4 萬 | 0.00% | −3,732−12.9% | 減碼 |
| Integrated Capital Management, Inc. | 22,200 | $17.1 萬 | 0.14% | +496+2.3% | 加碼 |
| CSS LLC | 22,072 | $17.0 萬 | 0.01% | 00.0% | 不變 |
| Catalina Capital Group, LLC | 18,552 | $14.3 萬 | 0.11% | +18,552 | 新進 |
| Keystone Wealth Services, LLC | 17,726 | $13.6 萬 | 0.05% | +509+3.0% | 加碼 |
| CTC Alternative Strategies, Ltd. | 17,624 | $13.6 萬 | 0.28% | +17,624 | 新進 |
| Channel Wealth LLC | 17,505 | $13.5 萬 | 0.06% | +1,000+6.1% | 加碼 |
| One Charles Private Wealth Services, LLC | 17,248 | $13.3 萬 | 0.07% | 00.0% | 不變 |
| Cresset Asset Management, LLC | 17,000 | $13.1 萬 | 0.00% | 00.0% | 不變 |
| MML Investors Services, LLC | 15,913 | $12.2 萬 | 0.00% | −65−0.4% | 減碼 |
| Beacon Financial Advisory LLC | 15,482 | $11.9 萬 | 0.06% | +410+2.7% | 加碼 |
| Verition Fund Management LLC | 15,000 | $11.5 萬 | 0.00% | 00.0% | 不變 |
| Pekin Hardy Strauss, Inc. | 14,602 | $11.2 萬 | 0.02% | −3,331−18.6% | 減碼 |
| Jackson Wealth Management, LLC | 13,237 | $10.2 萬 | 0.01% | 00.0% | 不變 |
| Capital Investment Advisory Services, LLC | 13,168 | $10.1 萬 | 0.01% | +986+8.1% | 加碼 |
| Comerica Bank | 13,146 | $10.1 萬 | 0.00% | −802−5.7% | 減碼 |
| Citadel Advisors LLC | 10,988 | $8.45 萬 | 0.00% | −1,755−13.8% | 減碼 |
| Nomura Holdings Inc | 10,950 | $8.42 萬 | 0.00% | +10,950 | 新進 |
| Spire Wealth Management | 7,758 | $5.79 萬 | 0.00% | −1,829−19.1% | 減碼 |
| US Bancorp | 4,403 | $3.39 萬 | 0.00% | +4,403 | 新進 |
| Principal Securities, Inc. | 4,108 | $3.16 萬 | 0.00% | +4,108 | 新進 |
| Advisory Services Network, LLC | 2,589 | $1.99 萬 | 0.00% | +2,589 | 新進 |
| Blue Bell Private Wealth Management, LLC | 2,369 | $1.82 萬 | 0.00% | −395−14.3% | 減碼 |
| Creative Financial Designs Inc | 2,363 | $1.82 萬 | 0.00% | 00.0% | 不變 |
| Bank of America Corp | 2,339 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 1,792 | $1.40 萬 | 0.01% | +51+2.9% | 加碼 |
| Byrne Asset Management LLC | 1,800 | $1.37 萬 | 0.01% | 00.0% | 不變 |
| Bessemer Group Inc | 1,540 | $1.20 萬 | 0.00% | +50+3.4% | 加碼 |
| Raleigh Capital Management Inc. | 1,100 | $8,459 | 0.00% | +500+83.3% | 加碼 |
| IFP Advisors, Inc | 1,051 | $8,084 | 0.00% | +31+3.0% | 加碼 |
| GWM Advisors LLC | 811 | $6,240 | 0.00% | +804+11,485.7% | 加碼 |
| JNBA Financial Advisors | 642 | $4,938 | 0.00% | +18+2.9% | 加碼 |
| Concord Wealth Partners | 543 | $4,173 | 0.00% | +16+3.0% | 加碼 |
| Northwestern Mutual Wealth Management Co | 459 | $3,530 | 0.00% | −1,020−69.0% | 減碼 |
| Sound Income Strategies, LLC | 382 | $2,938 | 0.00% | 00.0% | 不變 |
| Caldwell Sutter Capital, Inc. | 285 | $2,192 | 0.00% | 00.0% | 不變 |