Highland Opportunities & Income Fund
HFRO- 交易所
- NYSE
- SEC CIK
- 0001710680
近 90 天，Highland Opportunities & Income Fund 沒有內部人公開市場買賣的申報；2026 年第 2 季末有 91 家機構在 13F 申報持有，市值合計 $2.26 億；沒有大師持有。
2021 年第 3 季 13F 持有人
Highland Opportunities & Income Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 99
- 較 2021 年第 2 季 +2 家
- 持有股數
- 2,724 萬
- 較 2021 年第 2 季 +297.2 萬 (+12.2%)
- 總市值
- $2.94 億
- 較 2021 年第 2 季 +$2,948 萬 (+11.2%)
- 新進機構
- 14
- 另有 48 家加碼
- 清倉機構
- 12
- 另有 22 家減碼
另有 1 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 HFRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 91 | $2.26 億 |
| 2026 年第 1 季 | 95 | $1.73 億 |
| 2025 年第 4 季 | 105 | $1.77 億 |
| 2025 年第 3 季 | 94 | $1.77 億 |
| 2025 年第 2 季 | 92 | $1.38 億 |
| 2025 年第 1 季 | 96 | $1.31 億 |
| 2024 年第 4 季 | 111 | $1.47 億 |
| 2024 年第 3 季 | 101 | $1.79 億 |
| 2024 年第 2 季 | 101 | $1.91 億 |
| 2024 年第 1 季 | 107 | $2.03 億 |
| 2023 年第 4 季 | 104 | $1.99 億 |
| 2023 年第 3 季 | 105 | $1.99 億 |
| 2023 年第 2 季 | 97 | $2.17 億 |
| 2023 年第 1 季 | 100 | $2.17 億 |
| 2022 年第 4 季 | 102 | $2.52 億 |
| 2022 年第 3 季 | 94 | $2.27 億 |
| 2022 年第 2 季 | 101 | $2.70 億 |
| 2022 年第 1 季 | 97 | $2.81 億 |
| 2021 年第 4 季 | 102 | $2.71 億 |
| 2021 年第 3 季 | 99 | $2.94 億 |
| 2021 年第 2 季 | 98 | $2.64 億 |
| 2021 年第 1 季 | 95 | $2.82 億 |
2021 年第 3 季持有機構
每家機構持有 Highland Opportunities & Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 4,285,838 | $4,616 萬 | 0.01% | +52,016+1.2% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 2,535,919 | $2,731 萬 | 12.06% | +33,564+1.3% | 加碼 |
| Royal Bank of Canada | 1,885,662 | $2,031 萬 | 0.01% | +131,260+7.5% | 加碼 |
| Invesco Ltd. | 1,462,248 | $1,575 萬 | 0.00% | +72,773+5.2% | 加碼 |
| Matisse Capital | 1,233,000 | $1,328 萬 | 4.89% | −144,000−10.5% | 減碼 |
| Wells Fargo & Company | 1,214,558 | $1,308 萬 | 0.00% | −97,851−7.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 1,211,634 | $1,305 萬 | 0.06% | +65,129+5.7% | 加碼 |
| Quantedge Capital Pte Ltd | 1,023,232 | $1,102 萬 | 5.33% | +275,658+36.9% | 加碼 |
| Rivernorth Capital Management, LLC | 998,245 | $1,072 萬 | 0.57% | +998,245 | 新進 |
| Penserra Capital Management LLC | 935,263 | $1,007 萬 | 0.21% | −731,329−43.9% | 減碼 |
| LPL Financial LLC | 787,062 | $847.7 萬 | 0.01% | +74,756+10.5% | 加碼 |
| Camelot Portfolios, LLC | 681,199 | $733.7 萬 | 3.77% | +72,893+12.0% | 加碼 |
| Advisor Group Holdings, Inc. | 637,780 | $686.8 萬 | 0.01% | +5,468+0.9% | 加碼 |
| Nomura Holdings Inc | 620,000 | $668.2 萬 | 0.05% | +620,000 | 新進 |
| Antara Capital LP | 575,378 | $619.7 萬 | 1.22% | −517,844−47.4% | 減碼 |
| Cowen and Company, LLC | 500,000 | $538.5 萬 | 0.26% | +500,000 | 新進 |
| Envestnet Asset Management Inc | 489,636 | $527.3 萬 | 0.00% | +57,078+13.2% | 加碼 |
| Oppenheimer & Co Inc | 484,755 | $522.1 萬 | 0.10% | +16,312+3.5% | 加碼 |
| IHT Wealth Management, LLC | 475,519 | $512.1 萬 | 0.42% | +3,330+0.7% | 加碼 |
| Bulldog Investors, LLP | 440,679 | $474.6 萬 | 1.35% | +440,679 | 新進 |
| Geneos Wealth Management Inc. | 431,988 | $464.3 萬 | 0.18% | −12,747−2.9% | 減碼 |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $359.7 萬 | 0.62% | +234,005+234.0% | 加碼 |
| Commonwealth Equity Services, LLC | 327,045 | $352.2 萬 | 0.01% | +12,661+4.0% | 加碼 |
| Beach Point Capital Management LP | 324,502 | $349.5 萬 | 0.62% | +149,041+84.9% | 加碼 |
| Icon Advisers Inc | 269,948 | $290.7 萬 | 0.49% | +236,836+715.3% | 加碼 |
| Raymond James & Associates | 264,416 | $284.8 萬 | 0.00% | +153,076+137.5% | 加碼 |
| Bokf, NA | 207,929 | $223.9 萬 | 0.04% | +207,929 | 新進 |
| Aristides Capital LLC | 164,616 | $177.3 萬 | 1.32% | 00.0% | 不變 |
| Pinnacle Wealth Planning Services, Inc. | 128,285 | $138.2 萬 | 0.31% | +4,998+4.1% | 加碼 |
| Marks Group Wealth Management, Inc | 115,740 | $124.7 萬 | 0.17% | +115,740 | 新進 |
| 6 Meridian | 113,450 | $122.2 萬 | 0.10% | −26,913−19.2% | 減碼 |
| Koshinski Asset Management, Inc. | 102,637 | $110.5 萬 | 0.10% | +34,085+49.7% | 加碼 |
| Park Avenue Securities LLC | 100,303 | $108.0 萬 | 0.02% | +8,201+8.9% | 加碼 |
| Steward Partners Investment Advisory, LLC | 96,975 | $104.4 萬 | 0.02% | +9,490+10.8% | 加碼 |
| Truist Financial Corp | 95,750 | $103.1 萬 | 0.00% | +208+0.2% | 加碼 |
| Arete Wealth Advisors, LLC | 89,350 | $96.2 萬 | 0.11% | +1,493+1.7% | 加碼 |
| Sigma Planning Corp | 87,080 | $93.8 萬 | 0.03% | −264−0.3% | 減碼 |
| Janney Montgomery Scott LLC | 83,400 | $89.8 萬 | 0.00% | +4,459+5.6% | 加碼 |
| AEGON USA Investment Management, LLC | 74,565 | $80.3 萬 | 0.24% | +5,351+7.7% | 加碼 |
| Arnhold LLC | 72,500 | $78.1 萬 | 0.09% | +72,500 | 新進 |
| Barclays PLC | 53,624 | $74.5 萬 | 0.00% | +8,275+18.2% | 加碼 |
| Kingsview Wealth Management, LLC | 66,229 | $71.3 萬 | 0.03% | −2,596−3.8% | 減碼 |
| Yakira Capital Management, Inc. | 64,884 | $69.9 萬 | 0.11% | 00.0% | 不變 |
| MONECO Advisors, LLC | 57,493 | $61.9 萬 | 0.24% | −97,631−62.9% | 減碼 |
| Cetera Advisor Networks LLC | 53,367 | $57.5 萬 | 0.01% | −173−0.3% | 減碼 |
| Kestra Advisory Services, LLC | 48,592 | $52.3 萬 | 0.01% | +14,139+41.0% | 加碼 |
| HighTower Advisors, LLC | 44,353 | $47.9 萬 | 0.00% | +84+0.2% | 加碼 |
| Mid Atlantic Financial Management Inc | 43,300 | $46.6 萬 | 0.03% | +3,800+9.6% | 加碼 |
| Knightsbridge Asset Management, LLC | 40,991 | $44.1 萬 | 0.16% | +40,991 | 新進 |
| Spire Wealth Management | 39,057 | $42.1 萬 | 0.01% | +12,300+46.0% | 加碼 |
| CSS LLC | 38,883 | $41.9 萬 | 0.02% | 00.0% | 不變 |
| Cetera Investment Advisers | 37,555 | $40.4 萬 | 0.01% | −4,264−10.2% | 減碼 |
| Millennium Management LLC | 37,244 | $40.1 萬 | 0.00% | +37,244 | 新進 |
| Independent Financial Group, LLC | 34,695 | $37.4 萬 | 0.04% | 00.0% | 不變 |
| Bank of America Corp | 33,462 | $36.0 萬 | 0.00% | +13,620+68.6% | 加碼 |
| Foresight Wealth Management, LLC | 31,001 | $33.4 萬 | 0.15% | +9,243+42.5% | 加碼 |
| TCG Advisory Services, LLC | 30,489 | $32.8 萬 | 0.09% | +30,489 | 新進 |
| KFA Private Wealth Group, LLC | 30,150 | $32.5 萬 | 0.18% | +284+1.0% | 加碼 |
| Global Retirement Partners, LLC | 29,742 | $32.0 萬 | 0.03% | +406+1.4% | 加碼 |
| Advisors Asset Management, Inc. | 27,769 | $29.9 萬 | 0.00% | −90−0.3% | 減碼 |
| Pekin Hardy Strauss, Inc. | 27,424 | $29.5 萬 | 0.04% | +328+1.2% | 加碼 |
| Ahrens Investment Partners LLC | 27,300 | $29.4 萬 | 0.14% | −17,000−38.4% | 減碼 |
| Avantax Advisory Services, Inc. | 25,300 | $27.3 萬 | 0.00% | +4,300+20.5% | 加碼 |
| Cantor Fitzgerald Investment Adviser L.P. | 24,274 | $26.1 萬 | 0.02% | +5,000+25.9% | 加碼 |
| UBS Group AG | 21,945 | $23.6 萬 | 0.00% | −11,113−33.6% | 減碼 |
| Arlington Capital Management, Inc. | 21,944 | $23.6 萬 | 0.44% | +21,944 | 新進 |
| Stephens Inc | 20,189 | $21.7 萬 | 0.00% | −1,430−6.6% | 減碼 |
| Winmill & Co. Inc | 19,330 | $20.8 萬 | 0.07% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 18,628 | $20.0 萬 | 0.16% | +3,744+25.2% | 加碼 |
| V Wealth Advisors LLC | 18,343 | $19.8 萬 | 0.03% | +56+0.3% | 加碼 |
| Washington Trust Co | 18,150 | $19.5 萬 | 0.01% | −15,150−45.5% | 減碼 |
| Cresset Asset Management, LLC | 17,000 | $18.3 萬 | 0.00% | +17,000 | 新進 |
| NEXT Financial Group, Inc | 15,969 | $17.2 萬 | 0.01% | +2,269+16.6% | 加碼 |
| Moors & Cabot, Inc. | 15,800 | $17.1 萬 | 0.01% | −10,000−38.8% | 減碼 |
| Carroll Financial Associates, Inc. | 14,900 | $16.0 萬 | 0.01% | −24,800−62.5% | 減碼 |
| Mercer Global Advisors Inc | 14,695 | $15.8 萬 | 0.00% | +14,695 | 新進 |
| Private Advisor Group, LLC | 14,392 | $15.5 萬 | 0.00% | +26+0.2% | 加碼 |
| Beacon Financial Advisory LLC | 13,597 | $14.6 萬 | 0.08% | +265+2.0% | 加碼 |
| Advisory Services Network, LLC | 13,247 | $14.3 萬 | 0.00% | 00.0% | 不變 |
| Stifel Financial Corp | 12,936 | $13.9 萬 | 0.00% | −64−0.5% | 減碼 |
| Quinn Opportunity Partners LLC | 10,000 | $10.8 萬 | 0.01% | 00.0% | 不變 |
| US Bancorp | 8,319 | $9.00 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 7,161 | $7.70 萬 | 0.00% | +5,447+317.8% | 加碼 |
| Atlas Private Wealth Advisors | 6,578 | $7.10 萬 | 0.04% | −3,905−37.3% | 減碼 |
| Carolinas Wealth Consulting LLC | 6,259 | $6.70 萬 | 0.02% | 00.0% | 不變 |
| Proequities, Inc. | 6,227 | $6.70 萬 | 0.00% | +4,931+380.5% | 加碼 |
| FNY Investment Advisers, LLC | 3,500 | $3.70 萬 | 0.02% | −1,500−30.0% | 減碼 |
| Rockefeller Capital Management L.P. | 3,120 | $3.30 萬 | 0.00% | +10.0% | 加碼 |
| American Portfolios Advisors | 2,510 | $2.70 萬 | 0.00% | +26+1.0% | 加碼 |
| Creative Financial Designs Inc | 2,363 | $2.50 萬 | 0.00% | 00.0% | 不變 |
| Wealth Quarterback LLC | 1,933 | $2.10 萬 | 0.01% | +17+0.9% | 加碼 |
| D'Orazio & Associates, Inc. | 1,851 | $2.00 萬 | 0.00% | −1,977−51.6% | 減碼 |
| Tradition Wealth Management, LLC | 1,193 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Gerber Kawasaki Wealth & Investment Management | 1,000 | $1.00 萬 | 0.00% | +1,000 | 新進 |
| JNBA Financial Advisors | 533 | $6,000 | 0.00% | +12+2.3% | 加碼 |
| Tradewinds Capital Management, LLC | 578 | $6,000 | 0.00% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 400 | $4,000 | 0.00% | 00.0% | 不變 |
| Sound Income Strategies, LLC | 382 | $4,000 | 0.00% | 00.0% | 不變 |
| Cedar Mountain Advisors, LLC | 82 | $1,000 | 0.00% | 00.0% | 不變 |
| Advisor Resource Council | 0 | $0 | 0.00% | −100,089−100.0% | 清倉 |