Highland Opportunities & Income Fund
HFRO- 交易所
- NYSE
- SEC CIK
- 0001710680
近 90 天，Highland Opportunities & Income Fund 沒有內部人公開市場買賣的申報；2026 年第 2 季末有 91 家機構在 13F 申報持有，市值合計 $2.26 億；沒有大師持有。
2021 年第 4 季 13F 持有人
Highland Opportunities & Income Fund 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 102
- 較 2021 年第 3 季 +5 家
- 持有股數
- 2,462 萬
- 較 2021 年第 3 季 −258.2 萬 (−9.5%)
- 總市值
- $2.71 億
- 較 2021 年第 3 季 −$2,250 萬 (−7.7%)
- 新進機構
- 22
- 另有 29 家加碼
- 清倉機構
- 17
- 另有 32 家減碼
另有 2 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 HFRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 91 | $2.26 億 |
| 2026 年第 1 季 | 95 | $1.73 億 |
| 2025 年第 4 季 | 105 | $1.77 億 |
| 2025 年第 3 季 | 94 | $1.77 億 |
| 2025 年第 2 季 | 92 | $1.38 億 |
| 2025 年第 1 季 | 96 | $1.31 億 |
| 2024 年第 4 季 | 111 | $1.47 億 |
| 2024 年第 3 季 | 101 | $1.79 億 |
| 2024 年第 2 季 | 101 | $1.91 億 |
| 2024 年第 1 季 | 107 | $2.03 億 |
| 2023 年第 4 季 | 104 | $1.99 億 |
| 2023 年第 3 季 | 105 | $1.99 億 |
| 2023 年第 2 季 | 97 | $2.17 億 |
| 2023 年第 1 季 | 100 | $2.17 億 |
| 2022 年第 4 季 | 102 | $2.52 億 |
| 2022 年第 3 季 | 94 | $2.27 億 |
| 2022 年第 2 季 | 101 | $2.70 億 |
| 2022 年第 1 季 | 97 | $2.81 億 |
| 2021 年第 4 季 | 102 | $2.71 億 |
| 2021 年第 3 季 | 99 | $2.94 億 |
| 2021 年第 2 季 | 98 | $2.64 億 |
| 2021 年第 1 季 | 95 | $2.82 億 |
2021 年第 4 季持有機構
每家機構持有 Highland Opportunities & Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 4,381,429 | $4,815 萬 | 0.01% | +95,591+2.2% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 2,725,128 | $2,995 萬 | 10.87% | +189,209+7.5% | 加碼 |
| Royal Bank of Canada | 1,921,090 | $2,111 萬 | 0.01% | +35,428+1.9% | 加碼 |
| Invesco Ltd. | 1,387,336 | $1,525 萬 | 0.00% | −74,912−5.1% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 1,167,645 | $1,283 萬 | 0.06% | −43,989−3.6% | 減碼 |
| Wells Fargo & Company | 1,091,357 | $1,199 萬 | 0.00% | −123,201−10.1% | 減碼 |
| Rivernorth Capital Management, LLC | 969,893 | $1,066 萬 | 0.43% | −28,352−2.8% | 減碼 |
| Penserra Capital Management LLC | 948,414 | $1,042 萬 | 0.22% | +13,151+1.4% | 加碼 |
| Quantedge Capital Pte Ltd | 928,193 | $1,020 萬 | 4.31% | −95,039−9.3% | 減碼 |
| LPL Financial LLC | 781,635 | $859.0 萬 | 0.01% | −5,427−0.7% | 減碼 |
| Camelot Portfolios, LLC | 763,355 | $838.9 萬 | 3.38% | +82,156+12.1% | 加碼 |
| Advisor Group Holdings, Inc. | 602,452 | $662.1 萬 | 0.01% | −35,328−5.5% | 減碼 |
| Envestnet Asset Management Inc | 562,727 | $618.4 萬 | 0.00% | +73,091+14.9% | 加碼 |
| Bulldog Investors, LLP | 490,758 | $539.3 萬 | 1.44% | +50,079+11.4% | 加碼 |
| Oppenheimer & Co Inc | 480,317 | $527.9 萬 | 0.09% | −4,438−0.9% | 減碼 |
| IHT Wealth Management, LLC | 463,882 | $509.8 萬 | 0.38% | −11,637−2.4% | 減碼 |
| Geneos Wealth Management Inc. | 419,002 | $460.4 萬 | 0.18% | −12,986−3.0% | 減碼 |
| Raymond James & Associates | 354,722 | $389.8 萬 | 0.00% | +90,306+34.2% | 加碼 |
| Commonwealth Equity Services, LLC | 336,695 | $370.0 萬 | 0.01% | +9,650+3.0% | 加碼 |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $367.1 萬 | 0.52% | 00.0% | 不變 |
| Landscape Capital Management, L.L.C. | 259,652 | $285.4 萬 | 0.40% | +259,652 | 新進 |
| Segantii Capital Management Ltd | 217,275 | $238.8 萬 | 0.08% | +217,275 | 新進 |
| Bokf, NA | 208,966 | $229.7 萬 | 0.04% | +1,037+0.5% | 加碼 |
| Advisor Resource Council | 179,709 | $197.5 萬 | 0.15% | +179,709 | 新進 |
| Aristides Capital LLC | 164,616 | $180.9 萬 | 1.04% | 00.0% | 不變 |
| Pinnacle Wealth Planning Services, Inc. | 125,283 | $137.6 萬 | 0.28% | −3,002−2.3% | 減碼 |
| Marks Group Wealth Management, Inc | 115,740 | $127.2 萬 | 0.16% | 00.0% | 不變 |
| Park Avenue Securities LLC | 113,263 | $124.5 萬 | 0.02% | +12,960+12.9% | 加碼 |
| 6 Meridian | 106,258 | $116.8 萬 | 0.09% | −7,192−6.3% | 減碼 |
| Koshinski Asset Management, Inc. | 102,439 | $112.6 萬 | 0.09% | −198−0.2% | 減碼 |
| Truist Financial Corp | 97,714 | $107.4 萬 | 0.00% | +1,964+2.1% | 加碼 |
| Steward Partners Investment Advisory, LLC | 88,828 | $97.6 萬 | 0.01% | −8,147−8.4% | 減碼 |
| Janney Montgomery Scott LLC | 87,695 | $96.4 萬 | 0.00% | +4,295+5.1% | 加碼 |
| Arete Wealth Advisors, LLC | 85,527 | $94.0 萬 | 0.08% | −3,823−4.3% | 減碼 |
| Retirement Guys Formula LLC | 80,725 | $88.8 萬 | 0.70% | +80,725 | 新進 |
| AEGON USA Investment Management, LLC | 74,565 | $81.9 萬 | 0.23% | 00.0% | 不變 |
| Arnhold LLC | 72,500 | $79.7 萬 | 0.09% | 00.0% | 不變 |
| Wealth Management Solutions, LLC | 70,307 | $77.3 萬 | 0.40% | +70,307 | 新進 |
| Sigma Planning Corp | 70,226 | $77.2 萬 | 0.02% | −16,854−19.4% | 減碼 |
| Kingsview Wealth Management, LLC | 67,557 | $74.2 萬 | 0.03% | +1,328+2.0% | 加碼 |
| Qube Research & Technologies Ltd | 58,650 | $64.5 萬 | 0.00% | +58,650 | 新進 |
| MONECO Advisors, LLC | 53,207 | $59.9 萬 | 0.23% | −4,286−7.5% | 減碼 |
| Walleye Capital LLC | 52,567 | $57.8 萬 | 0.02% | +52,567 | 新進 |
| HighTower Advisors, LLC | 48,426 | $53.6 萬 | 0.00% | +4,073+9.2% | 加碼 |
| Knightsbridge Asset Management, LLC | 41,846 | $46.0 萬 | 0.15% | +855+2.1% | 加碼 |
| Millennium Management LLC | 40,289 | $44.3 萬 | 0.00% | +3,045+8.2% | 加碼 |
| Icon Advisers Inc | 40,172 | $44.1 萬 | 0.07% | −229,776−85.1% | 減碼 |
| Private Advisor Group, LLC | 38,591 | $42.4 萬 | 0.00% | +24,199+168.1% | 加碼 |
| Cetera Advisor Networks LLC | 37,642 | $41.4 萬 | 0.01% | −15,725−29.5% | 減碼 |
| Foresight Wealth Management, LLC | 36,298 | $39.9 萬 | 0.15% | +5,297+17.1% | 加碼 |
| Independent Financial Group, LLC | 34,695 | $38.1 萬 | 0.03% | 00.0% | 不變 |
| GWM Advisors LLC | 31,806 | $34.9 萬 | 0.01% | +31,806 | 新進 |
| TCG Advisory Services, LLC | 29,625 | $32.6 萬 | 0.08% | −864−2.8% | 減碼 |
| Advisors Asset Management, Inc. | 27,341 | $30.0 萬 | 0.00% | −428−1.5% | 減碼 |
| Avantax Advisory Services, Inc. | 26,311 | $28.9 萬 | 0.00% | +1,011+4.0% | 加碼 |
| Moors & Cabot, Inc. | 25,800 | $28.4 萬 | 0.02% | +10,000+63.3% | 加碼 |
| Cantor Fitzgerald Investment Adviser L.P. | 24,274 | $26.7 萬 | 0.02% | 00.0% | 不變 |
| CSS LLC | 24,025 | $26.4 萬 | 0.01% | −14,858−38.2% | 減碼 |
| Cetera Investment Advisers | 23,672 | $26.0 萬 | 0.00% | −13,883−37.0% | 減碼 |
| Kestra Advisory Services, LLC | 23,189 | $25.5 萬 | 0.00% | −25,403−52.3% | 減碼 |
| Arlington Capital Management, Inc. | 22,110 | $24.3 萬 | 0.44% | +166+0.8% | 加碼 |
| NEXT Financial Group, Inc | 20,949 | $23.0 萬 | 0.02% | +4,980+31.2% | 加碼 |
| Integrated Capital Management, Inc. | 20,131 | $22.1 萬 | 0.17% | +1,503+8.1% | 加碼 |
| Winmill & Co. Inc | 19,330 | $21.2 萬 | 0.06% | 00.0% | 不變 |
| Pekin Hardy Strauss, Inc. | 18,733 | $20.6 萬 | 0.03% | −8,691−31.7% | 減碼 |
| V Wealth Advisors LLC | 18,397 | $20.2 萬 | 0.03% | +54+0.3% | 加碼 |
| Washington Trust Co | 18,150 | $19.9 萬 | 0.01% | 00.0% | 不變 |
| Keystone Wealth Services, LLC | 17,816 | $19.6 萬 | 0.08% | +17,816 | 新進 |
| Stephens Inc | 17,570 | $19.3 萬 | 0.00% | −2,619−13.0% | 減碼 |
| Cresset Asset Management, LLC | 17,000 | $18.7 萬 | 0.00% | 00.0% | 不變 |
| UBS Group AG | 16,721 | $18.3 萬 | 0.00% | −5,224−23.8% | 減碼 |
| Gladstone Institutional Advisory LLC | 16,543 | $18.2 萬 | 0.01% | +16,543 | 新進 |
| Walleye Trading LLC | 16,424 | $18.0 萬 | 0.00% | +16,424 | 新進 |
| Ahrens Investment Partners LLC | 16,200 | $17.8 萬 | 0.08% | −11,100−40.7% | 減碼 |
| Carroll Financial Associates, Inc. | 14,900 | $16.4 萬 | 0.01% | 00.0% | 不變 |
| Mariner Investment Group LLC | 14,900 | $16.4 萬 | 0.07% | +14,900 | 新進 |
| Advisory Services Network, LLC | 14,022 | $15.4 萬 | 0.00% | +775+5.9% | 加碼 |
| Spire Wealth Management | 13,257 | $14.6 萬 | 0.00% | −25,800−66.1% | 減碼 |
| Beacon Financial Advisory LLC | 13,143 | $14.4 萬 | 0.07% | −454−3.3% | 減碼 |
| KFA Private Wealth Group, LLC | 12,822 | $14.1 萬 | 0.07% | −17,328−57.5% | 減碼 |
| MML Investors Services, LLC | 11,741 | $12.9 萬 | 0.00% | +11,741 | 新進 |
| Bank of America Corp | 8,757 | $9.60 萬 | 0.00% | −24,705−73.8% | 減碼 |
| JPMorgan Chase & Co | 8,645 | $9.50 萬 | 0.00% | +8,645 | 新進 |
| US Bancorp | 8,319 | $9.10 萬 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 6,356 | $7.00 萬 | 0.00% | +129+2.1% | 加碼 |
| Rockefeller Capital Management L.P. | 3,120 | $3.40 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 2,563 | $2.82 萬 | 0.00% | +53+2.1% | 加碼 |
| Creative Financial Designs Inc | 2,363 | $2.60 萬 | 0.00% | 00.0% | 不變 |
| Byrne Asset Management LLC | 1,800 | $2.00 萬 | 0.01% | +1,800 | 新進 |
| Bessemer Group Inc | 1,408 | $1.50 萬 | 0.00% | +1,408 | 新進 |
| Tradition Wealth Management, LLC | 1,193 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 1,125 | $1.20 萬 | 0.00% | +1,125 | 新進 |
| Concord Wealth Partners | 649 | $7,000 | 0.00% | +649 | 新進 |
| JNBA Financial Advisors | 544 | $6,000 | 0.00% | +11+2.1% | 加碼 |
| Tradewinds Capital Management, LLC | 578 | $6,000 | 0.00% | 00.0% | 不變 |
| Widmann Financial Services, Inc. | 606 | $6,000 | 0.00% | +606 | 新進 |
| AlphaMark Advisors, LLC | 400 | $4,000 | 0.00% | 00.0% | 不變 |
| Sound Income Strategies, LLC | 382 | $4,000 | 0.00% | 00.0% | 不變 |
| Cedar Mountain Advisors, LLC | 82 | $1,000 | 0.00% | 00.0% | 不變 |
| CoreCap Advisors, LLC | 57 | $1,000 | 0.00% | +57 | 新進 |