Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 99
- +2 vs. Q2 2021
- Shares held
- 27.2M
- +2.97M (+12.2%) vs. Q2 2021
- Total value
- $293.5M
- +$29.5M (+11.2%) vs. Q2 2021
- New holders
- 14
- 48 more added
- Sold out
- 12
- 22 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,285,838 | $46.2M | 0.01% | +52,016+1.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,535,919 | $27.3M | 12.06% | +33,564+1.3% | Added |
| Royal Bank of Canada | 1,885,662 | $20.3M | 0.01% | +131,260+7.5% | Added |
| Invesco Ltd. | 1,462,248 | $15.7M | 0.00% | +72,773+5.2% | Added |
| Matisse Capital | 1,233,000 | $13.3M | 4.89% | −144,000−10.5% | Reduced |
| Wells Fargo & Company | 1,214,558 | $13.1M | 0.00% | −97,851−7.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,211,634 | $13.0M | 0.06% | +65,129+5.7% | Added |
| Quantedge Capital Pte Ltd | 1,023,232 | $11.0M | 5.33% | +275,658+36.9% | Added |
| Rivernorth Capital Management, LLC | 998,245 | $10.7M | 0.57% | +998,245 | New |
| Penserra Capital Management LLC | 935,263 | $10.1M | 0.21% | −731,329−43.9% | Reduced |
| LPL Financial LLC | 787,062 | $8.48M | 0.01% | +74,756+10.5% | Added |
| Camelot Portfolios, LLC | 681,199 | $7.34M | 3.77% | +72,893+12.0% | Added |
| Advisor Group Holdings, Inc. | 637,780 | $6.87M | 0.01% | +5,468+0.9% | Added |
| Nomura Holdings Inc | 620,000 | $6.68M | 0.05% | +620,000 | New |
| Antara Capital LP | 575,378 | $6.20M | 1.22% | −517,844−47.4% | Reduced |
| Cowen and Company, LLC | 500,000 | $5.38M | 0.26% | +500,000 | New |
| Envestnet Asset Management Inc | 489,636 | $5.27M | 0.00% | +57,078+13.2% | Added |
| Oppenheimer & Co Inc | 484,755 | $5.22M | 0.10% | +16,312+3.5% | Added |
| IHT Wealth Management, LLC | 475,519 | $5.12M | 0.42% | +3,330+0.7% | Added |
| Bulldog Investors, LLP | 440,679 | $4.75M | 1.35% | +440,679 | New |
| Geneos Wealth Management Inc. | 431,988 | $4.64M | 0.18% | −12,747−2.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.60M | 0.62% | +234,005+234.0% | Added |
| Commonwealth Equity Services, LLC | 327,045 | $3.52M | 0.01% | +12,661+4.0% | Added |
| Beach Point Capital Management LP | 324,502 | $3.50M | 0.62% | +149,041+84.9% | Added |
| Icon Advisers Inc | 269,948 | $2.91M | 0.49% | +236,836+715.3% | Added |
| Raymond James & Associates | 264,416 | $2.85M | 0.00% | +153,076+137.5% | Added |
| Bokf, NA | 207,929 | $2.24M | 0.04% | +207,929 | New |
| Aristides Capital LLC | 164,616 | $1.77M | 1.32% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 128,285 | $1.38M | 0.31% | +4,998+4.1% | Added |
| Marks Group Wealth Management, Inc | 115,740 | $1.25M | 0.17% | +115,740 | New |
| 6 Meridian | 113,450 | $1.22M | 0.10% | −26,913−19.2% | Reduced |
| Koshinski Asset Management, Inc. | 102,637 | $1.11M | 0.10% | +34,085+49.7% | Added |
| Park Avenue Securities LLC | 100,303 | $1.08M | 0.02% | +8,201+8.9% | Added |
| Steward Partners Investment Advisory, LLC | 96,975 | $1.04M | 0.02% | +9,490+10.8% | Added |
| Truist Financial Corp | 95,750 | $1.03M | 0.00% | +208+0.2% | Added |
| Arete Wealth Advisors, LLC | 89,350 | $962.0K | 0.11% | +1,493+1.7% | Added |
| Sigma Planning Corp | 87,080 | $938.0K | 0.03% | −264−0.3% | Reduced |
| Janney Montgomery Scott LLC | 83,400 | $898.0K | 0.00% | +4,459+5.6% | Added |
| AEGON USA Investment Management, LLC | 74,565 | $803.0K | 0.24% | +5,351+7.7% | Added |
| Arnhold LLC | 72,500 | $781.0K | 0.09% | +72,500 | New |
| Barclays PLC | 53,624 | $745.0K | 0.00% | +8,275+18.2% | Added |
| Kingsview Wealth Management, LLC | 66,229 | $713.0K | 0.03% | −2,596−3.8% | Reduced |
| Yakira Capital Management, Inc. | 64,884 | $699.0K | 0.11% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 57,493 | $619.0K | 0.24% | −97,631−62.9% | Reduced |
| Cetera Advisor Networks LLC | 53,367 | $575.0K | 0.01% | −173−0.3% | Reduced |
| Kestra Advisory Services, LLC | 48,592 | $523.0K | 0.01% | +14,139+41.0% | Added |
| HighTower Advisors, LLC | 44,353 | $479.0K | 0.00% | +84+0.2% | Added |
| Mid Atlantic Financial Management Inc | 43,300 | $466.0K | 0.03% | +3,800+9.6% | Added |
| Knightsbridge Asset Management, LLC | 40,991 | $441.0K | 0.16% | +40,991 | New |
| Spire Wealth Management | 39,057 | $421.0K | 0.01% | +12,300+46.0% | Added |
| CSS LLC | 38,883 | $419.0K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 37,555 | $404.0K | 0.01% | −4,264−10.2% | Reduced |
| Millennium Management LLC | 37,244 | $401.0K | 0.00% | +37,244 | New |
| Independent Financial Group, LLC | 34,695 | $373.7K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 33,462 | $360.0K | 0.00% | +13,620+68.6% | Added |
| Foresight Wealth Management, LLC | 31,001 | $334.0K | 0.15% | +9,243+42.5% | Added |
| TCG Advisory Services, LLC | 30,489 | $328.0K | 0.09% | +30,489 | New |
| KFA Private Wealth Group, LLC | 30,150 | $325.0K | 0.18% | +284+1.0% | Added |
| Global Retirement Partners, LLC | 29,742 | $320.0K | 0.03% | +406+1.4% | Added |
| Advisors Asset Management, Inc. | 27,769 | $299.0K | 0.00% | −90−0.3% | Reduced |
| Pekin Hardy Strauss, Inc. | 27,424 | $295.0K | 0.04% | +328+1.2% | Added |
| Ahrens Investment Partners LLC | 27,300 | $294.0K | 0.14% | −17,000−38.4% | Reduced |
| Avantax Advisory Services, Inc. | 25,300 | $273.0K | 0.00% | +4,300+20.5% | Added |
| Cantor Fitzgerald Investment Adviser L.P. | 24,274 | $261.0K | 0.02% | +5,000+25.9% | Added |
| UBS Group AG | 21,945 | $236.0K | 0.00% | −11,113−33.6% | Reduced |
| Arlington Capital Management, Inc. | 21,944 | $236.0K | 0.44% | +21,944 | New |
| Stephens Inc | 20,189 | $217.0K | 0.00% | −1,430−6.6% | Reduced |
| Winmill & Co. Inc | 19,330 | $208.0K | 0.07% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 18,628 | $200.0K | 0.16% | +3,744+25.2% | Added |
| V Wealth Advisors LLC | 18,343 | $198.0K | 0.03% | +56+0.3% | Added |
| Washington Trust Co | 18,150 | $195.0K | 0.01% | −15,150−45.5% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $183.0K | 0.00% | +17,000 | New |
| NEXT Financial Group, Inc | 15,969 | $172.0K | 0.01% | +2,269+16.6% | Added |
| Moors & Cabot, Inc. | 15,800 | $171.0K | 0.01% | −10,000−38.8% | Reduced |
| Carroll Financial Associates, Inc. | 14,900 | $160.0K | 0.01% | −24,800−62.5% | Reduced |
| Mercer Global Advisors Inc | 14,695 | $158.0K | 0.00% | +14,695 | New |
| Private Advisor Group, LLC | 14,392 | $155.0K | 0.00% | +26+0.2% | Added |
| Beacon Financial Advisory LLC | 13,597 | $146.0K | 0.08% | +265+2.0% | Added |
| Advisory Services Network, LLC | 13,247 | $143.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,936 | $139.0K | 0.00% | −64−0.5% | Reduced |
| Quinn Opportunity Partners LLC | 10,000 | $108.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 8,319 | $90.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 7,161 | $77.0K | 0.00% | +5,447+317.8% | Added |
| Atlas Private Wealth Advisors | 6,578 | $71.0K | 0.04% | −3,905−37.3% | Reduced |
| Carolinas Wealth Consulting LLC | 6,259 | $67.0K | 0.02% | 00.0% | Unchanged |
| Proequities, Inc. | 6,227 | $67.0K | 0.00% | +4,931+380.5% | Added |
| FNY Investment Advisers, LLC | 3,500 | $37.0K | 0.02% | −1,500−30.0% | Reduced |
| Rockefeller Capital Management L.P. | 3,120 | $33.0K | 0.00% | +10.0% | Added |
| American Portfolios Advisors | 2,510 | $27.0K | 0.00% | +26+1.0% | Added |
| Creative Financial Designs Inc | 2,363 | $25.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,933 | $21.0K | 0.01% | +17+0.9% | Added |
| D'Orazio & Associates, Inc. | 1,851 | $20.0K | 0.00% | −1,977−51.6% | Reduced |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 1,000 | $10.0K | 0.00% | +1,000 | New |
| JNBA Financial Advisors | 533 | $6.00K | 0.00% | +12+2.3% | Added |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Resource Council | 0 | $0 | 0.00% | −100,089−100.0% | Sold out |