Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
Q3 2021 vs. Q2 2021
How the institutions holding Highland Opportunities & Income Fund changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 98 | 1 | 99 | +2 |
| Shares | 24.3M | 76 | 27.2M | +2.97M (+12.2%) |
| Value | $264.1M | $1.00K | $293.5M | +$29.5M (+11.2%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held Highland Opportunities & Income Fund at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Rivernorth Capital Management, LLC | 998,245 | $10.7M | 0.57% |
| Nomura Holdings Inc | 620,000 | $6.68M | 0.05% |
| Cowen and Company, LLC | 500,000 | $5.38M | 0.26% |
| Bulldog Investors, LLP | 440,679 | $4.75M | 1.35% |
| Bokf, NA | 207,929 | $2.24M | 0.04% |
| Marks Group Wealth Management, Inc | 115,740 | $1.25M | 0.17% |
| Arnhold LLC | 72,500 | $781.0K | 0.09% |
| Knightsbridge Asset Management, LLC | 40,991 | $441.0K | 0.16% |
| Millennium Management LLC | 37,244 | $401.0K | 0.00% |
| TCG Advisory Services, LLC | 30,489 | $328.0K | 0.09% |
| Arlington Capital Management, Inc. | 21,944 | $236.0K | 0.44% |
| Cresset Asset Management, LLC | 17,000 | $183.0K | 0.00% |
| Mercer Global Advisors Inc | 14,695 | $158.0K | 0.00% |
| Gerber Kawasaki Wealth & Investment Management | 1,000 | $10.0K | 0.00% |
Sold out (12)
Institutions that held Highland Opportunities & Income Fund at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Advisor Resource Council | 100,089 | $1.09M |
| The PNC Financial Services Group, Inc. | 81,528 | $890.0K |
| Bank of New York Mellon Corp | 12,142 | $132.0K |
| Raymond James Financial Services Advisors, Inc. | 11,503 | $125.0K |
| MML Investors Services, LLC | 10,784 | $118.0K |
| Deutsche Bank AG | 4,423 | $48.0K |
| Parisi Gray Wealth Management | 4,000 | $44.0K |
| Northwestern Mutual Wealth Management Co | 1,000 | $11.0K |
| Arkadios Wealth Advisors | 902 | $9.00K |
| Gradient Investments LLC | 466 | $5.00K |
| Panagora Asset Management Inc | 168 | $2.00K |
| FMR LLC | 8 | $0 |
Not filed for Q3 2021 yet (1)
Institutions that held Highland Opportunities & Income Fund at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| FormulaFolio Investments, LLC | 76 | $1.00K |