Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $233.2M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −3 vs. Q1 2026
- Shares held
- 32.7M
- +2.38M (+7.8%) vs. Q1 2026
- Total value
- $233.2M
- +$60.0M (+34.7%) vs. Q1 2026
- New holders
- 10
- 27 more added
- Sold out
- 13
- 30 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $233.2M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $143.4M |
| Q1 2025 | 96 | $136.8M |
| Q4 2024 | 112 | $149.1M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $192.7M |
| Q1 2024 | 107 | $256.1M |
| Q4 2023 | 104 | $233.6M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $253.7M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $299.2M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 5,976,204 | $42.6M | 1.30% | +828,967+16.1% | Added |
| Highland Capital Management Fund Advisors, L.P. | 4,599,295 | $32.8M | 2.19% | +470,400+11.4% | Added |
| Raymond James Financial Inc | 3,979,624 | $28.4M | 0.01% | +58,645+1.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,676,474 | $19.1M | 5.86% | −39,187−1.4% | Reduced |
| Morgan Stanley | 2,487,826 | $17.7M | 0.00% | −56,567−2.2% | Reduced |
| Envestnet Asset Management Inc | 2,183,464 | $15.6M | 0.00% | +36,125+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,889,386 | $13.5M | 0.02% | +923,507+95.6% | Added |
| Invesco Ltd. | 1,161,203 | $8.28M | 0.00% | −247,603−17.6% | Reduced |
| Atlas Wealth LLC | 1,030,976 | $7.35M | 1.05% | +1,030,976 | New |
| Matisse Capital | 617,000 | $4.40M | 1.76% | 00.0% | Unchanged |
| LPL Financial LLC | 615,069 | $4.39M | 0.00% | −7,637−1.2% | Reduced |
| Royal Bank of Canada | 544,380 | $3.88M | 0.00% | −86,832−13.8% | Reduced |
| Oppenheimer & Co Inc | 532,264 | $3.80M | 0.04% | +72,042+15.7% | Added |
| Geneos Wealth Management Inc. | 525,538 | $3.75M | 0.08% | −147,262−21.9% | Reduced |
| Altium Capital Management LP | 317,055 | $2.26M | 4.76% | +39,987+14.4% | Added |
| Camelot Portfolios, LLC | 310,043 | $2.21M | 1.57% | −7,019−2.2% | Reduced |
| Closed-End Fund Advisors, Inc. | 237,067 | $1.69M | 1.65% | +1,743+0.7% | Added |
| RSM US Wealth Management LLC | 206,145 | $1.47M | 0.02% | −11,817−5.4% | Reduced |
| Landscape Capital Management, L.L.C. | 181,396 | $1.29M | 0.08% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 176,281 | $1.26M | 0.01% | −5,397−3.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 176,264 | $1.26M | 0.16% | +37,061+26.6% | Added |
| GWM Advisors LLC | 173,066 | $1.23M | 0.00% | +6,748+4.1% | Added |
| Aristides Capital LLC | 143,706 | $1.02M | 0.26% | +5,610+4.1% | Added |
| IHT Wealth Management, LLC | 137,401 | $979.7K | 0.02% | −3,178−2.3% | Reduced |
| Gratia Capital, LLC | 124,725 | $889.3K | 1.02% | +124,725 | New |
| Nations Financial Group Inc, | 122,317 | $872.1K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 109,907 | $783.6K | 0.00% | −4,118−3.6% | Reduced |
| Baird Financial Group, Inc. | 95,804 | $683.1K | 0.00% | −17,900−15.7% | Reduced |
| Advisor Group Holdings, Inc. | 95,535 | $681.2K | 0.00% | −15,008−13.6% | Reduced |
| Calamos Advisors LLC | 80,201 | $571.8K | 0.00% | +5,346+7.1% | Added |
| Gilpin Wealth Management, LLC | 76,546 | $545.8K | 0.38% | −15,096−16.5% | Reduced |
| Creative Planning | 68,552 | $488.8K | 0.00% | +40.0% | Added |
| Harbour Investments, Inc. | 65,120 | $464.3K | 0.01% | −77,123−54.2% | Reduced |
| Samalin Investment Counsel, LLC | 56,009 | $399.3K | 0.13% | −21,379−27.6% | Reduced |
| Ariadne Wealth Management, LP | 52,914 | $377.3K | 0.17% | +140.0% | Added |
| Cetera Investment Advisers | 50,969 | $363.4K | 0.00% | −147−0.3% | Reduced |
| XTX Topco Ltd | 48,570 | $346.3K | 0.00% | +28,582+143.0% | Added |
| Financial Solutions Advisory Group, Inc. | 44,734 | $341.3K | 0.04% | +44,734 | New |
| AEGON USA Investment Management, LLC | 47,619 | $339.5K | 0.24% | −31,812−40.0% | Reduced |
| Susquehanna International Group, LLP | 43,426 | $309.6K | 0.00% | +6,167+16.6% | Added |
| Jane Street Group, LLC | 40,661 | $289.9K | 0.00% | +8,141+25.0% | Added |
| Mercer Global Advisors Inc | 35,831 | $255.5K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 32,516 | $231.8K | 0.01% | 00.0% | Unchanged |
| Papamarkou Wellner Asset Management inc. | 30,000 | $213.9K | 0.13% | −15,000−33.3% | Reduced |
| Abel Hall, LLC | 30,000 | $213.9K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 29,943 | $213.5K | 0.00% | +11,295+60.6% | Added |
| Integrated Capital Management, Inc. | 29,285 | $208.8K | 0.15% | −4,681−13.8% | Reduced |
| Evolve Private Wealth, LLC | 28,887 | $206.0K | 0.01% | −2,327−7.5% | Reduced |
| Independent Financial Group, LLC | 28,881 | $205.9K | 0.00% | +251+0.9% | Added |
| National Asset Management, Inc. | 25,815 | $186.9K | 0.01% | +4,312+20.1% | Added |
| Mariner, LLC | 25,112 | $179.0K | 0.00% | −5,140−17.0% | Reduced |
| CF Capital LLC | 24,731 | $176.3K | 0.21% | +2,650+12.0% | Added |
| Melfa Wealth Management, LLC | 18,856 | $134.4K | 0.07% | −10,279−35.3% | Reduced |
| MML Investors Services, LLC | 18,683 | $133.2K | 0.00% | +2,350+14.4% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $123.0K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 15,591 | $111.2K | 0.00% | −19,694−55.8% | Reduced |
| Goldman Sachs Group Inc | 15,148 | $108.0K | 0.00% | +15,148 | New |
| Nomura Holdings Inc | 15,000 | $107.0K | 0.00% | +15,000 | New |
| Keystone Wealth Services, LLC | 14,704 | $104.8K | 0.02% | −6,626−31.1% | Reduced |
| Diversify Advisory Services, LLC | 13,015 | $94.7K | 0.00% | +13,015 | New |
| Diversify Wealth Management, LLC | 13,015 | $94.7K | 0.00% | +13,015 | New |
| Capital Investment Advisory Services, LLC | 13,076 | $93.2K | 0.01% | +200+1.6% | Added |
| Stephens Inc | 12,743 | $90.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,689 | $90.5K | 0.00% | +163+1.3% | Added |
| Koshinski Asset Management, Inc. | 11,625 | $82.9K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 11,530 | $82.0K | 0.00% | −8,745−43.1% | Reduced |
| Bulldog Investors, LLP | 10,715 | $76.4K | 0.02% | 00.0% | Unchanged |
| Post Resch Tallon Group Inc. | 10,485 | $74.8K | 0.05% | +10,485 | New |
| K2 Principal Fund, L.P. | 10,033 | $71.5K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 9,385 | $66.9K | 0.00% | +487+5.5% | Added |
| Wells Fargo & Company | 6,505 | $46.4K | 0.00% | −1,344−17.1% | Reduced |
| Fifth Third Bancorp | 6,156 | $43.9K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 5,044 | $36.0K | 0.00% | +5,044 | New |
| IFP Advisors, Inc | 3,845 | $27.4K | 0.00% | −172−4.3% | Reduced |
| Basepoint Wealth LLC | 3,671 | $26.2K | 0.01% | 00.0% | Unchanged |
| Triumph Capital Management | 3,300 | $23.5K | 0.00% | +700+26.9% | Added |
| Byrne Asset Management LLC | 1,800 | $12.8K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,261 | $8.99K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $3.56K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 414 | $2.95K | 0.00% | −56−11.9% | Reduced |
| Caldwell Sutter Capital, Inc. | 285 | $2.03K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 269 | $1.92K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 226 | $1.61K | 0.00% | +226 | New |
| SHP Wealth Management | 211 | $1.50K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $585 | 0.00% | 00.0% | Unchanged |
| Sunrise Financial Services, LLC | 70 | $499 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 23 | $164 | 0.00% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 6 | $43 | 0.00% | 00.0% | Unchanged |
| Vision Retirement, LLC | 3 | $19 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $11 | 0.00% | +1+100.0% | Added |
| Kilter Group LLC | 1 | $5 | 0.00% | −2,218−100.0% | Reduced |
| Marex Group plc | 0 | $0 | 0.00% | −205,000−100.0% | Sold out |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −166,190−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −154,306−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,564−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Channel Wealth LLC | 0 | $0 | 0.00% | −10,074−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,458−100.0% | Sold out |
| Legacy Wealth Managment, LLC | 0 | $0 | 0.00% | −5,237−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |