Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- −1 vs. Q4 2022
- Shares held
- 24.6M
- +134.5K (+0.5%) vs. Q4 2022
- Total value
- $216.6M
- −$35.7M (−14.1%) vs. Q4 2022
- New holders
- 10
- 42 more added
- Sold out
- 11
- 32 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,461,487 | $39.2M | 0.00% | −152,378−3.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,936,570 | $25.8M | 10.44% | +475,588+19.3% | Added |
| Royal Bank of Canada | 1,846,295 | $16.2M | 0.00% | −169,503−8.4% | Reduced |
| LPL Financial LLC | 1,485,927 | $13.1M | 0.01% | +462,390+45.2% | Added |
| Invesco Ltd. | 1,391,637 | $12.2M | 0.00% | +58,265+4.4% | Added |
| Atlas Wealth LLC | 940,076 | $8.26M | 1.62% | −94,865−9.2% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $8.07M | 0.88% | +190,000+26.1% | Added |
| Envestnet Asset Management Inc | 803,612 | $7.06M | 0.00% | −78,312−8.9% | Reduced |
| Penserra Capital Management LLC | 767,729 | $6.75M | 0.14% | +16,060+2.1% | Added |
| Oppenheimer & Co Inc | 568,441 | $5.00M | 0.11% | +42,353+8.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 555,470 | $4.88M | 0.02% | −133,302−19.4% | Reduced |
| Camelot Portfolios, LLC | 512,780 | $4.51M | 3.14% | +16,538+3.3% | Added |
| Wells Fargo & Company | 490,348 | $4.31M | 0.00% | −9,108−1.8% | Reduced |
| IHT Wealth Management, LLC | 487,872 | $4.29M | 0.24% | +13,403+2.8% | Added |
| Bulldog Investors, LLP | 451,627 | $3.97M | 1.28% | +53,874+13.5% | Added |
| Commonwealth Equity Services, LLC | 422,163 | $3.71M | 0.01% | +43,170+11.4% | Added |
| Geneos Wealth Management Inc. | 401,448 | $3.53M | 0.21% | −13,723−3.3% | Reduced |
| Nations Financial Group Inc, | 392,316 | $3.45M | 0.36% | −4,836−1.2% | Reduced |
| Raymond James & Associates | 369,612 | $3.25M | 0.00% | +5,165+1.4% | Added |
| Amundi | 367,181 | $3.22M | 0.00% | −23,600−6.0% | Reduced |
| Advisor Group Holdings, Inc. | 319,688 | $2.81M | 0.01% | −195,259−37.9% | Reduced |
| Icon Advisers Inc | 227,104 | $2.00M | 0.51% | +227,104 | New |
| Bokf, NA | 206,724 | $1.82M | 0.04% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 184,276 | $1.62M | 0.22% | +126,875+221.0% | Added |
| LVZ Advisors, Inc. | 173,119 | $1.52M | 0.22% | +36,439+26.7% | Added |
| Aristides Capital LLC | 164,616 | $1.45M | 0.91% | 00.0% | Unchanged |
| CNH Partners LLC | 144,302 | $1.27M | 0.04% | +116,124+412.1% | Added |
| UBS Group AG | 143,614 | $1.26M | 0.00% | +2,414+1.7% | Added |
| Matisse Capital | 140,000 | $1.23M | 0.79% | +5,000+3.7% | Added |
| Walleye Capital LLC | 131,445 | $1.16M | 0.02% | +72,200+121.9% | Added |
| Marks Group Wealth Management, Inc | 118,805 | $1.04M | 0.13% | −3,447−2.8% | Reduced |
| Quantedge Capital Pte Ltd | 110,506 | $971.3K | 0.38% | −399,590−78.3% | Reduced |
| Park Avenue Securities LLC | 108,672 | $955.0K | 0.02% | −3,840−3.4% | Reduced |
| Janney Montgomery Scott LLC | 101,739 | $894.0K | 0.00% | +129+0.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 95,608 | $840.4K | 0.14% | −2,944−3.0% | Reduced |
| Knightsbridge Asset Management, LLC | 93,020 | $818.0K | 0.14% | +2,206+2.4% | Added |
| NWF Advisory Services Inc. | 90,400 | $816.3K | 0.19% | +90,400 | New |
| Truist Financial Corp | 91,336 | $802.8K | 0.00% | −161,309−63.8% | Reduced |
| Arete Wealth Advisors, LLC | 90,333 | $794.0K | 0.07% | +1,050+1.2% | Added |
| HighTower Advisors, LLC | 87,569 | $766.0K | 0.00% | −1,444−1.6% | Reduced |
| Qube Research & Technologies Ltd | 83,319 | $732.4K | 0.00% | +20,246+32.1% | Added |
| Steward Partners Investment Advisory, LLC | 77,047 | $677.2K | 0.01% | −5,638−6.8% | Reduced |
| Kingsview Wealth Management, LLC | 72,604 | $638.2K | 0.03% | +1,084+1.5% | Added |
| Cetera Advisor Networks LLC | 53,581 | $471.0K | 0.00% | −2,150−3.9% | Reduced |
| Baird Financial Group, Inc. | 53,004 | $465.9K | 0.00% | −37,231−41.3% | Reduced |
| Wealth Management Solutions, LLC | 52,630 | $462.6K | 0.27% | +5,327+11.3% | Added |
| MONECO Advisors, LLC | 48,831 | $429.2K | 0.13% | +938+2.0% | Added |
| Captrust Financial Advisors | 48,555 | $426.8K | 0.00% | +946+2.0% | Added |
| Atria Wealth Solutions, Inc. | 47,806 | $420.2K | 0.01% | −217−0.5% | Reduced |
| Rockefeller Capital Management L.P. | 44,615 | $392.0K | 0.00% | −27,826−38.4% | Reduced |
| Independent Financial Group, LLC | 41,742 | $366.9K | 0.03% | −2,701−6.1% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $321.5K | 0.07% | +36,578 | New |
| National Asset Management, Inc. | 36,341 | $319.4K | 0.01% | −1,090−2.9% | Reduced |
| Cetera Investment Advisers | 35,037 | $308.0K | 0.00% | +10,588+43.3% | Added |
| Stephens Inc | 32,297 | $283.9K | 0.01% | +1,000+3.2% | Added |
| Claybrook Capital, LLC | 31,453 | $276.5K | 0.15% | +12,553+66.4% | Added |
| Melfa Wealth Management, LLC | 30,877 | $271.4K | 0.27% | +58+0.2% | Added |
| Scotia Capital Inc. | 28,153 | $247.5K | 0.00% | +5,510+24.3% | Added |
| Avantax Advisory Services, Inc. | 27,724 | $243.7K | 0.00% | −12,978−31.9% | Reduced |
| Raymond James Trust N.A. | 26,750 | $235.0K | 0.01% | +10,008+59.8% | Added |
| Kestra Advisory Services, LLC | 25,937 | $228.0K | 0.00% | −4,922−15.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 23,502 | $206.6K | 0.00% | −295,397−92.6% | Reduced |
| CSS LLC | 22,072 | $194.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,055 | $193.9K | 0.00% | +33+0.1% | Added |
| Washington Trust Co | 18,150 | $159.5K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 17,933 | $157.6K | 0.02% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 17,000 | $149.4K | 0.00% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 16,859 | $148.2K | 0.03% | −266−1.6% | Reduced |
| Keystone Wealth Services, LLC | 16,332 | $143.6K | 0.06% | +364+2.3% | Added |
| Samalin Investment Counsel, LLC | 15,463 | $135.9K | 0.08% | +15,463 | New |
| MML Investors Services, LLC | 14,497 | $127.0K | 0.00% | −874−5.7% | Reduced |
| Beacon Financial Advisory LLC | 14,278 | $125.5K | 0.08% | −182−1.3% | Reduced |
| Channel Wealth LLC | 14,216 | $125.0K | 0.08% | +14,216 | New |
| Capital Investment Advisory Services, LLC | 13,289 | $116.8K | 0.01% | −453−3.3% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $116.4K | 0.09% | 00.0% | Unchanged |
| Advisor Resource Council | 12,222 | $103.9K | 0.03% | +12,222 | New |
| Koshinski Asset Management, Inc. | 10,980 | $96.5K | 0.01% | +333+3.1% | Added |
| Spire Wealth Management | 9,519 | $83.7K | 0.00% | +29+0.3% | Added |
| US Bancorp | 8,319 | $73.1K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 7,500 | $65.9K | 0.03% | −4,700−38.5% | Reduced |
| IFP Advisors, Inc | 3,004 | $47.6K | 0.00% | +2,350+359.3% | Added |
| Bank of America Corp | 4,235 | $37.2K | 0.00% | −6,417−60.2% | Reduced |
| Advisory Services Network, LLC | 4,070 | $35.8K | 0.00% | +10+0.2% | Added |
| Blue Bell Private Wealth Management, LLC | 2,764 | $24.3K | 0.01% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 2,500 | $22.0K | 0.00% | +2,500 | New |
| Creative Financial Designs Inc | 2,363 | $20.8K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $16.0K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,660 | $15.0K | 0.00% | +26+1.6% | Added |
| Princeton Global Asset Management LLC | 1,125 | $9.89K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 950 | $8.35K | 0.00% | +100+11.8% | Added |
| JNBA Financial Advisors | 597 | $5.25K | 0.00% | +14+2.4% | Added |
| Tradewinds Capital Management, LLC | 578 | $5.08K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 600 | $5.00K | 0.00% | +200+50.0% | Added |
| Ameritas Advisory Services, LLC | 506 | $4.45K | 0.00% | +506 | New |
| Concord Wealth Partners | 499 | $4.39K | 0.00% | +7+1.4% | Added |
| Sound Income Strategies, LLC | 382 | $3.36K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $721 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 7 | $61 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| JPMorgan Chase & Co | 1 | $0 | 0.00% | +1 | New |