Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +10 vs. Q3 2022
- Shares held
- 24.5M
- +1.31M (+5.6%) vs. Q3 2022
- Total value
- $252.4M
- +$26.5M (+11.8%) vs. Q3 2022
- New holders
- 18
- 38 more added
- Sold out
- 8
- 28 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,613,865 | $47.5M | 0.01% | +80,794+1.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,460,982 | $25.3M | 10.39% | +65,872+2.8% | Added |
| Royal Bank of Canada | 2,015,798 | $20.8M | 0.01% | −1,580−0.1% | Reduced |
| Invesco Ltd. | 1,333,372 | $13.7M | 0.00% | +7,760+0.6% | Added |
| Atlas Wealth LLC | 1,034,941 | $10.7M | 2.87% | +1,034,941 | New |
| LPL Financial LLC | 1,023,537 | $10.5M | 0.01% | +31,947+3.2% | Added |
| Envestnet Asset Management Inc | 881,924 | $9.08M | 0.00% | +235,866+36.5% | Added |
| Penserra Capital Management LLC | 751,669 | $7.74M | 0.17% | +67,541+9.9% | Added |
| Highland Capital Management Fund Advisors, L.P. | 728,047 | $7.50M | 0.58% | +394,042+118.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 688,772 | $7.09M | 0.04% | −247,214−26.4% | Reduced |
| Oppenheimer & Co Inc | 526,088 | $5.42M | 0.12% | +2,421+0.5% | Added |
| Advisor Group Holdings, Inc. | 514,947 | $5.30M | 0.01% | −391,236−43.2% | Reduced |
| Quantedge Capital Pte Ltd | 510,096 | $5.25M | 1.76% | −216,807−29.8% | Reduced |
| Wells Fargo & Company | 499,456 | $5.14M | 0.00% | −48,095−8.8% | Reduced |
| Camelot Portfolios, LLC | 496,242 | $5.11M | 3.78% | +47,752+10.6% | Added |
| IHT Wealth Management, LLC | 474,469 | $4.89M | 0.31% | +7,540+1.6% | Added |
| Geneos Wealth Management Inc. | 415,171 | $4.28M | 0.26% | −23,127−5.3% | Reduced |
| Amundi | 390,781 | $4.13M | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 397,753 | $4.10M | 1.23% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 397,152 | $4.09M | 0.46% | −9,892−2.4% | Reduced |
| Commonwealth Equity Services, LLC | 378,993 | $3.90M | 0.01% | +41,924+12.4% | Added |
| Raymond James & Associates | 364,447 | $3.75M | 0.00% | +40,445+12.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 318,899 | $3.28M | 0.01% | +105,024+49.1% | Added |
| Truist Financial Corp | 252,645 | $2.60M | 0.00% | +75,725+42.8% | Added |
| Bokf, NA | 206,724 | $2.13M | 0.04% | +17,210+9.1% | Added |
| Aristides Capital LLC | 164,616 | $1.70M | 1.05% | 00.0% | Unchanged |
| UBS Group AG | 141,200 | $1.45M | 0.00% | +30,945+28.1% | Added |
| LVZ Advisors, Inc. | 136,680 | $1.41M | 0.22% | +136,680 | New |
| Matisse Capital | 135,000 | $1.39M | 1.24% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 122,252 | $1.26M | 0.17% | +5,137+4.4% | Added |
| Park Avenue Securities LLC | 112,512 | $1.16M | 0.02% | −1,545−1.4% | Reduced |
| Janney Montgomery Scott LLC | 101,610 | $1.05M | 0.00% | −7,048−6.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 98,552 | $1.02M | 0.18% | −10.0% | Reduced |
| Knightsbridge Asset Management, LLC | 90,814 | $935.0K | 0.18% | +1,886+2.1% | Added |
| Baird Financial Group, Inc. | 90,235 | $929.0K | 0.00% | −6,431−6.7% | Reduced |
| HighTower Advisors, LLC | 89,013 | $921.0K | 0.00% | +89,013 | New |
| Arete Wealth Advisors, LLC | 89,283 | $919.6K | 0.08% | +1,804+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 82,685 | $851.7K | 0.01% | −10,775−11.5% | Reduced |
| Rockefeller Capital Management L.P. | 72,441 | $746.0K | 0.00% | −30,021−29.3% | Reduced |
| Kingsview Wealth Management, LLC | 71,520 | $736.7K | 0.03% | +6,744+10.4% | Added |
| Qube Research & Technologies Ltd | 63,073 | $649.7K | 0.00% | +907+1.5% | Added |
| Walleye Capital LLC | 59,245 | $610.2K | 0.01% | −32,891−35.7% | Reduced |
| Landscape Capital Management, L.L.C. | 57,401 | $591.2K | 0.09% | −185,280−76.3% | Reduced |
| Cetera Advisor Networks LLC | 55,731 | $574.0K | 0.00% | +3,513+6.7% | Added |
| Atria Wealth Solutions, Inc. | 48,023 | $494.6K | 0.01% | +1,179+2.5% | Added |
| MONECO Advisors, LLC | 47,893 | $493.3K | 0.18% | −7,474−13.5% | Reduced |
| Captrust Financial Advisors | 47,609 | $490.4K | 0.00% | −20.0% | Reduced |
| Wealth Management Solutions, LLC | 47,303 | $487.0K | 0.26% | −5,080−9.7% | Reduced |
| All Season Financial Advisors, Inc. | 46,261 | $476.5K | 0.42% | +528+1.2% | Added |
| Independent Financial Group, LLC | 44,443 | $457.8K | 0.04% | +7,304+19.7% | Added |
| Arlington Capital Management, Inc. | 41,231 | $424.7K | 0.47% | +41,231 | New |
| Avantax Advisory Services, Inc. | 40,702 | $419.2K | 0.01% | −1,843−4.3% | Reduced |
| National Asset Management, Inc. | 37,431 | $385.5K | 0.01% | −266−0.7% | Reduced |
| Susquehanna International Group, LLP | 37,046 | $381.6K | 0.00% | +37,046 | New |
| Stephens Inc | 31,297 | $322.4K | 0.01% | +12,827+69.4% | Added |
| Kestra Advisory Services, LLC | 30,859 | $317.8K | 0.00% | −1,421−4.4% | Reduced |
| Melfa Wealth Management, LLC | 30,819 | $317.4K | 0.33% | +30,819 | New |
| Global Retirement Partners, LLC | 29,301 | $301.8K | 0.02% | −208−0.7% | Reduced |
| CNH Partners LLC | 28,178 | $290.2K | 0.01% | +16,113+133.6% | Added |
| Independent Solutions Wealth Management, LLC | 27,530 | $283.6K | 0.09% | 00.0% | Unchanged |
| Elequin Capital LP | 26,500 | $272.9K | 0.08% | +26,500 | New |
| Cetera Investment Advisers | 24,449 | $251.8K | 0.00% | +11,254+85.3% | Added |
| Scotia Capital Inc. | 22,643 | $233.3K | 0.00% | +900+4.1% | Added |
| CSS LLC | 22,072 | $227.3K | 0.01% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 18,900 | $194.7K | 0.12% | +18,900 | New |
| Washington Trust Co | 18,150 | $186.9K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 17,933 | $184.7K | 0.03% | −800−4.3% | Reduced |
| V Wealth Advisors LLC | 17,125 | $176.4K | 0.04% | −440−2.5% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $175.1K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 16,742 | $172.0K | 0.01% | +2,648+18.8% | Added |
| Integrated Capital Management, Inc. | 16,187 | $166.7K | 0.15% | −1,042−6.0% | Reduced |
| Keystone Wealth Services, LLC | 15,968 | $164.5K | 0.07% | +332+2.1% | Added |
| MML Investors Services, LLC | 15,371 | $158.0K | 0.00% | +178+1.2% | Added |
| Beacon Financial Advisory LLC | 14,460 | $148.9K | 0.11% | +1,141+8.6% | Added |
| Capital Investment Advisory Services, LLC | 13,742 | $141.5K | 0.02% | −478−3.4% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $136.3K | 0.05% | +13,237 | New |
| Ahrens Investment Partners LLC | 12,200 | $125.7K | 0.06% | 00.0% | Unchanged |
| Bank of America Corp | 10,652 | $109.7K | 0.00% | +1,121+11.8% | Added |
| Koshinski Asset Management, Inc. | 10,647 | $109.7K | 0.01% | +149+1.4% | Added |
| Spire Wealth Management | 9,490 | $98.0K | 0.01% | +8,732+1,152.0% | Added |
| US Bancorp | 8,319 | $85.7K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,060 | $41.8K | 0.00% | +4,060 | New |
| Blue Bell Private Wealth Management, LLC | 2,764 | $28.5K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $24.3K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,907 | $19.6K | 0.00% | +1,907 | New |
| Byrne Asset Management LLC | 1,800 | $18.5K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,634 | $17.0K | 0.00% | +306+23.0% | Added |
| Princeton Global Asset Management LLC | 1,125 | $12.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 654 | $10.0K | 0.00% | −1,079−62.3% | Reduced |
| Raleigh Capital Management Inc. | 850 | $8.76K | 0.00% | +850 | New |
| Freedom Wealth Alliance, LLC | 717 | $7.38K | 0.01% | +717 | New |
| JNBA Financial Advisors | 583 | $6.00K | 0.00% | +12+2.1% | Added |
| Tradewinds Capital Management, LLC | 578 | $5.95K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 492 | $5.06K | 0.00% | +492 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $3.94K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 200 | $2.06K | 0.00% | +200 | New |
| Cedar Mountain Advisors, LLC | 82 | $845 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,022 | $227 | 0.00% | −585−2.6% | Reduced |
| Coppell Advisory Solutions LLC | 8 | $82 | 0.00% | +8 | New |