Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +10 vs. Q3 2022
- Shares held
- 24.5M
- +1.31M (+5.6%) vs. Q3 2022
- Total value
- $252.4M
- +$26.5M (+11.8%) vs. Q3 2022
- New holders
- 18
- 38 more added
- Sold out
- 8
- 28 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 7 | $0 | 0.00% | +7 | New |
| Coppell Advisory Solutions LLC | 8 | $82 | 0.00% | +8 | New |
| Coppell Advisory Solutions Corp. | 8 | $82 | 0.00% | +8 | New |
| Private Advisor Group, LLC | 22,022 | $227 | 0.00% | −585−2.6% | Reduced |
| Cedar Mountain Advisors, LLC | 82 | $845 | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 200 | $2.06K | 0.00% | +200 | New |
| Sound Income Strategies, LLC | 382 | $3.94K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 492 | $5.06K | 0.00% | +492 | New |
| Tradewinds Capital Management, LLC | 578 | $5.95K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 583 | $6.00K | 0.00% | +12+2.1% | Added |
| Freedom Wealth Alliance, LLC | 717 | $7.38K | 0.01% | +717 | New |
| Raleigh Capital Management Inc. | 850 | $8.76K | 0.00% | +850 | New |
| IFP Advisors, Inc | 654 | $10.0K | 0.00% | −1,079−62.3% | Reduced |
| Princeton Global Asset Management LLC | 1,125 | $12.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,634 | $17.0K | 0.00% | +306+23.0% | Added |
| Byrne Asset Management LLC | 1,800 | $18.5K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,907 | $19.6K | 0.00% | +1,907 | New |
| Creative Financial Designs Inc | 2,363 | $24.3K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 2,764 | $28.5K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,060 | $41.8K | 0.00% | +4,060 | New |
| US Bancorp | 8,319 | $85.7K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 9,490 | $98.0K | 0.01% | +8,732+1,152.0% | Added |
| Koshinski Asset Management, Inc. | 10,647 | $109.7K | 0.01% | +149+1.4% | Added |
| Bank of America Corp | 10,652 | $109.7K | 0.00% | +1,121+11.8% | Added |
| Ahrens Investment Partners LLC | 12,200 | $125.7K | 0.06% | 00.0% | Unchanged |
| Jackson Wealth Management, LLC | 13,237 | $136.3K | 0.05% | +13,237 | New |
| Capital Investment Advisory Services, LLC | 13,742 | $141.5K | 0.02% | −478−3.4% | Reduced |
| Beacon Financial Advisory LLC | 14,460 | $148.9K | 0.11% | +1,141+8.6% | Added |
| MML Investors Services, LLC | 15,371 | $158.0K | 0.00% | +178+1.2% | Added |
| Keystone Wealth Services, LLC | 15,968 | $164.5K | 0.07% | +332+2.1% | Added |
| Integrated Capital Management, Inc. | 16,187 | $166.7K | 0.15% | −1,042−6.0% | Reduced |
| Raymond James Trust N.A. | 16,742 | $172.0K | 0.01% | +2,648+18.8% | Added |
| Cresset Asset Management, LLC | 17,000 | $175.1K | 0.00% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 17,125 | $176.4K | 0.04% | −440−2.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 17,933 | $184.7K | 0.03% | −800−4.3% | Reduced |
| Washington Trust Co | 18,150 | $186.9K | 0.01% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 18,900 | $194.7K | 0.12% | +18,900 | New |
| CSS LLC | 22,072 | $227.3K | 0.01% | 00.0% | Unchanged |
| Scotia Capital Inc. | 22,643 | $233.3K | 0.00% | +900+4.1% | Added |
| Cetera Investment Advisers | 24,449 | $251.8K | 0.00% | +11,254+85.3% | Added |
| Elequin Capital LP | 26,500 | $272.9K | 0.08% | +26,500 | New |
| Independent Solutions Wealth Management, LLC | 27,530 | $283.6K | 0.09% | 00.0% | Unchanged |
| CNH Partners LLC | 28,178 | $290.2K | 0.01% | +16,113+133.6% | Added |
| Global Retirement Partners, LLC | 29,301 | $301.8K | 0.02% | −208−0.7% | Reduced |
| Melfa Wealth Management, LLC | 30,819 | $317.4K | 0.33% | +30,819 | New |
| Kestra Advisory Services, LLC | 30,859 | $317.8K | 0.00% | −1,421−4.4% | Reduced |
| Stephens Inc | 31,297 | $322.4K | 0.01% | +12,827+69.4% | Added |
| Susquehanna International Group, LLP | 37,046 | $381.6K | 0.00% | +37,046 | New |
| National Asset Management, Inc. | 37,431 | $385.5K | 0.01% | −266−0.7% | Reduced |
| Avantax Advisory Services, Inc. | 40,702 | $419.2K | 0.01% | −1,843−4.3% | Reduced |
| Arlington Capital Management, Inc. | 41,231 | $424.7K | 0.47% | +41,231 | New |
| Independent Financial Group, LLC | 44,443 | $457.8K | 0.04% | +7,304+19.7% | Added |
| All Season Financial Advisors, Inc. | 46,261 | $476.5K | 0.42% | +528+1.2% | Added |
| Wealth Management Solutions, LLC | 47,303 | $487.0K | 0.26% | −5,080−9.7% | Reduced |
| Captrust Financial Advisors | 47,609 | $490.4K | 0.00% | −20.0% | Reduced |
| MONECO Advisors, LLC | 47,893 | $493.3K | 0.18% | −7,474−13.5% | Reduced |
| Atria Wealth Solutions, Inc. | 48,023 | $494.6K | 0.01% | +1,179+2.5% | Added |
| Cetera Advisor Networks LLC | 55,731 | $574.0K | 0.00% | +3,513+6.7% | Added |
| Landscape Capital Management, L.L.C. | 57,401 | $591.2K | 0.09% | −185,280−76.3% | Reduced |
| Walleye Capital LLC | 59,245 | $610.2K | 0.01% | −32,891−35.7% | Reduced |
| Qube Research & Technologies Ltd | 63,073 | $649.7K | 0.00% | +907+1.5% | Added |
| Kingsview Wealth Management, LLC | 71,520 | $736.7K | 0.03% | +6,744+10.4% | Added |
| Rockefeller Capital Management L.P. | 72,441 | $746.0K | 0.00% | −30,021−29.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 82,685 | $851.7K | 0.01% | −10,775−11.5% | Reduced |
| Arete Wealth Advisors, LLC | 89,283 | $919.6K | 0.08% | +1,804+2.1% | Added |
| HighTower Advisors, LLC | 89,013 | $921.0K | 0.00% | +89,013 | New |
| Baird Financial Group, Inc. | 90,235 | $929.0K | 0.00% | −6,431−6.7% | Reduced |
| Knightsbridge Asset Management, LLC | 90,814 | $935.0K | 0.18% | +1,886+2.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 98,552 | $1.02M | 0.18% | −10.0% | Reduced |
| Janney Montgomery Scott LLC | 101,610 | $1.05M | 0.00% | −7,048−6.5% | Reduced |
| Park Avenue Securities LLC | 112,512 | $1.16M | 0.02% | −1,545−1.4% | Reduced |
| Marks Group Wealth Management, Inc | 122,252 | $1.26M | 0.17% | +5,137+4.4% | Added |
| Matisse Capital | 135,000 | $1.39M | 1.24% | 00.0% | Unchanged |
| LVZ Advisors, Inc. | 136,680 | $1.41M | 0.22% | +136,680 | New |
| UBS Group AG | 141,200 | $1.45M | 0.00% | +30,945+28.1% | Added |
| Aristides Capital LLC | 164,616 | $1.70M | 1.05% | 00.0% | Unchanged |
| Bokf, NA | 206,724 | $2.13M | 0.04% | +17,210+9.1% | Added |
| Truist Financial Corp | 252,645 | $2.60M | 0.00% | +75,725+42.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 318,899 | $3.28M | 0.01% | +105,024+49.1% | Added |
| Raymond James & Associates | 364,447 | $3.75M | 0.00% | +40,445+12.5% | Added |
| Commonwealth Equity Services, LLC | 378,993 | $3.90M | 0.01% | +41,924+12.4% | Added |
| Nations Financial Group Inc, | 397,152 | $4.09M | 0.46% | −9,892−2.4% | Reduced |
| Bulldog Investors, LLP | 397,753 | $4.10M | 1.23% | 00.0% | Unchanged |
| Amundi | 390,781 | $4.13M | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 415,171 | $4.28M | 0.26% | −23,127−5.3% | Reduced |
| IHT Wealth Management, LLC | 474,469 | $4.89M | 0.31% | +7,540+1.6% | Added |
| Camelot Portfolios, LLC | 496,242 | $5.11M | 3.78% | +47,752+10.6% | Added |
| Wells Fargo & Company | 499,456 | $5.14M | 0.00% | −48,095−8.8% | Reduced |
| Quantedge Capital Pte Ltd | 510,096 | $5.25M | 1.76% | −216,807−29.8% | Reduced |
| Advisor Group Holdings, Inc. | 514,947 | $5.30M | 0.01% | −391,236−43.2% | Reduced |
| Oppenheimer & Co Inc | 526,088 | $5.42M | 0.12% | +2,421+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 688,772 | $7.09M | 0.04% | −247,214−26.4% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 728,047 | $7.50M | 0.58% | +394,042+118.0% | Added |
| Penserra Capital Management LLC | 751,669 | $7.74M | 0.17% | +67,541+9.9% | Added |
| Envestnet Asset Management Inc | 881,924 | $9.08M | 0.00% | +235,866+36.5% | Added |
| LPL Financial LLC | 1,023,537 | $10.5M | 0.01% | +31,947+3.2% | Added |
| Atlas Wealth LLC | 1,034,941 | $10.7M | 2.87% | +1,034,941 | New |
| Invesco Ltd. | 1,333,372 | $13.7M | 0.00% | +7,760+0.6% | Added |
| Royal Bank of Canada | 2,015,798 | $20.8M | 0.01% | −1,580−0.1% | Reduced |