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Highland Opportunities & Income Fund

HFRO
Exchange
NYSE
SEC CIK
0001710680

No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.

Other share classesHFRO.PAHFRO.PB

13F holders, Q1 2021

Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
95
No complete 13F data for Q4 2020
Shares held
25.4M
No complete 13F data for Q4 2020
Total value
$282.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 95 institutions
Q1 2021: 95 institutionsQ2 2021: 98 institutionsQ3 2021: 99 institutionsQ4 2021: 102 institutionsQ1 2022: 97 institutionsQ2 2022: 101 institutionsQ3 2022: 94 institutionsQ4 2022: 102 institutionsQ1 2023: 100 institutionsQ2 2023: 97 institutionsQ3 2023: 105 institutionsQ4 2023: 104 institutionsQ1 2024: 107 institutionsQ2 2024: 101 institutionsQ3 2024: 101 institutionsQ4 2024: 111 institutionsQ1 2025: 96 institutionsQ2 2025: 92 institutionsQ3 2025: 94 institutionsQ4 2025: 105 institutionsQ1 2026: 95 institutionsQ2 2026: 91 institutions
Value heldQ1 2021: $282.4M
Q1 2021: $282.4MQ2 2021: $264.1MQ3 2021: $293.5MQ4 2021: $270.6MQ1 2022: $280.5MQ2 2022: $270.4MQ3 2022: $226.5MQ4 2022: $252.4MQ1 2023: $216.6MQ2 2023: $216.8MQ3 2023: $198.7MQ4 2023: $198.8MQ1 2024: $202.6MQ2 2024: $191.5MQ3 2024: $178.9MQ4 2024: $146.5MQ1 2025: $131.1MQ2 2025: $138.2MQ3 2025: $177.0MQ4 2025: $177.4MQ1 2026: $173.2MQ2 2026: $226.4M
Institutions holding HFRO and their total value by quarter
QuarterHoldersValue
Q2 202691$226.4M
Q1 202695$173.2M
Q4 2025105$177.4M
Q3 202594$177.0M
Q2 202592$138.2M
Q1 202596$131.1M
Q4 2024111$146.5M
Q3 2024101$178.9M
Q2 2024101$191.5M
Q1 2024107$202.6M
Q4 2023104$198.8M
Q3 2023105$198.7M
Q2 202397$216.8M
Q1 2023100$216.6M
Q4 2022102$252.4M
Q3 202294$226.5M
Q2 2022101$270.4M
Q1 202297$280.5M
Q4 2021102$270.6M
Q3 202199$293.5M
Q2 202198$264.1M
Q1 202195$282.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HFRO in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley4,414,756$49.0M0.01%––
Beach Point Capital Management LP2,626,720$29.1M6.40%––
Thomas J. Herzfeld Advisors, Inc.2,205,025$24.5M11.09%––
Royal Bank of Canada1,618,489$17.9M0.01%––
Matisse Capital1,464,000$16.2M4.68%––
Penserra Capital Management LLC1,302,393$14.4M0.27%––
Wells Fargo & Company1,256,557$13.9M0.00%––
Invesco Ltd.1,185,253$13.1M0.00%––
IHT Wealth Management, LLC927,601$10.3M0.74%––
Quantedge Capital Pte Ltd915,547$10.2M8.03%––
Cambridge Investment Research Advisors, Inc.634,767$7.04M0.04%––
Advisor Group Holdings, Inc.621,937$6.90M0.02%––
LPL Financial LLC581,326$6.45M0.01%––
Camelot Portfolios, LLC543,264$6.03M2.51%––
Geneos Wealth Management Inc.439,303$5.05M0.14%––
Oppenheimer & Co Inc444,891$4.93M0.10%––
Envestnet Asset Management Inc427,791$4.74M0.00%––
Ashton Thomas Private Wealth, LLC314,193$3.48M0.59%––
Pinnacle Wealth Planning Services, Inc.311,480$3.45M0.89%––
Commonwealth Equity Services, LLC283,766$3.15M0.01%––
Clough Capital Partners L P267,533$2.97M0.19%––
MONECO Advisors, LLC265,480$2.94M1.43%––
Yakira Capital Management, Inc.165,364$1.83M0.37%––
Aristides Capital LLC164,616$1.83M1.73%––
6 Meridian159,332$1.77M0.15%––
Barclays PLC128,088$1.73M0.00%––
Sigma Planning Corp130,936$1.45M0.05%––
Peak Asset Management, LLC106,716$1.18M0.29%––
Koshinski Asset Management, Inc.99,575$1.10M0.12%––
Truist Financial Corp96,301$1.07M0.00%––
Park Avenue Securities LLC90,211$1.00M0.02%––
Arete Wealth Advisors, LLC86,466$959.0K0.12%––
The PNC Financial Services Group, Inc.79,918$886.0K0.00%––
Janney Montgomery Scott LLC77,017$854.0K0.00%––
Kingsview Wealth Management, LLC62,047$692.0K0.04%––
Carroll Financial Associates, Inc.56,100$622.0K0.04%––
Steward Partners Investment Advisory, LLC51,974$576.4K0.01%––
Cetera Investment Advisers44,785$497.0K0.01%––
HighTower Advisors, LLC44,189$491.0K0.00%––
CSS LLC41,383$459.0K0.02%––
Raymond James & Associates41,002$455.0K0.00%––
Independent Financial Group, LLC34,245$379.8K0.05%––
Ahrens Investment Partners LLC33,700$374.0K0.19%––
Cetera Advisor Networks LLC33,602$373.0K0.01%––
Washington Trust Co33,300$369.0K0.01%––
Kestra Advisory Services, LLC31,775$352.0K0.00%––
KFA Private Wealth Group, LLC30,927$343.0K0.20%––
Global Retirement Partners, LLC28,940$321.0K0.04%––
Advisors Asset Management, Inc.28,040$311.0K0.00%––
Qube Research & Technologies Ltd27,735$308.0K0.01%––
Pekin Hardy Strauss, Inc.26,798$297.0K0.05%––
Stephens Inc24,231$269.0K0.00%––
FNY Investment Advisers, LLC21,485$238.0K0.09%––
Avantax Advisory Services, Inc.21,000$233.0K0.01%––
Atlas Private Wealth Advisors19,971$221.0K0.12%––
Winmill & Co. Inc19,330$214.0K0.08%––
V Wealth Advisors LLC17,759$197.0K0.04%––
Cypress Wealth Services, LLC16,927$188.0K0.04%––
Cerity Partners LLC16,805$186.0K0.00%––
Private Advisor Group, LLC14,342$159.0K0.00%––
Mid Atlantic Financial Management Inc13,500$150.0K0.01%––
Raymond James Financial Services Advisors, Inc.13,502$150.0K0.00%––
Integrated Capital Management, Inc.13,432$149.0K0.13%––
NEXT Financial Group, Inc13,379$149.0K0.01%––
Stifel Financial Corp13,000$144.0K0.00%––
Beacon Financial Advisory LLC13,002$144.0K0.08%––
UBS Group AG12,763$142.0K0.00%––
Landscape Capital Management, L.L.C.10,757$119.0K0.02%––
Quinn Opportunity Partners LLC10,000$111.0K0.01%––
US Bancorp8,319$92.0K0.00%––
Allworth Financial LP6,674$74.0K0.00%––
Bank of America Corp5,069$57.0K0.00%––
Rockefeller Capital Management L.P.5,228$57.0K0.00%––
Carolinas Wealth Consulting LLC3,269$36.0K0.01%––
D'Orazio & Associates, Inc.2,673$30.0K0.01%––
American Portfolios Advisors2,446$27.1K0.00%––
Creative Financial Designs Inc2,363$26.0K0.01%––
Wealthcare Advisory Partners LLC2,000$22.0K0.00%––
Citigroup Inc1,678$19.0K0.00%––
Costello Asset Management, INC1,673$19.0K0.01%––
Arkadios Wealth Advisors1,545$17.0K0.00%––
Proequities, Inc.1,180$13.0K0.00%––
Deutsche Bank AG1,128$13.0K0.00%––
Tradition Wealth Management, LLC973$11.0K0.00%––
Spire Wealth Management758$8.00K0.00%––
JNBA Financial Advisors511$6.00K0.00%––
Tradewinds Capital Management, LLC578$6.00K0.00%––
Sound Income Strategies, LLC382$4.24K0.00%––
Panagora Asset Management Inc376$4.00K0.00%––
AlphaMark Advisors, LLC400$4.00K0.00%––
FormulaFolio Investments, LLC76$1.00K0.00%––
Sowell Financial Services LLC122$1.00K0.00%––
Cedar Mountain Advisors, LLC82$1.00K0.00%––
FMR LLC2$00.00%––
Oakworth Capital, Inc.83$00.00%––