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Highland Opportunities & Income Fund

HFRO
Exchange
NYSE
SEC CIK
0001710680

No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.

Other share classesHFRO.PAHFRO.PB

13F holders, Q1 2021

Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
95
No complete 13F data for Q4 2020
Shares held
25.4M
No complete 13F data for Q4 2020
Total value
$282.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 95 institutions
Q1 2021: 95 institutionsQ2 2021: 98 institutionsQ3 2021: 99 institutionsQ4 2021: 102 institutionsQ1 2022: 97 institutionsQ2 2022: 101 institutionsQ3 2022: 94 institutionsQ4 2022: 102 institutionsQ1 2023: 100 institutionsQ2 2023: 97 institutionsQ3 2023: 105 institutionsQ4 2023: 104 institutionsQ1 2024: 107 institutionsQ2 2024: 101 institutionsQ3 2024: 101 institutionsQ4 2024: 111 institutionsQ1 2025: 96 institutionsQ2 2025: 92 institutionsQ3 2025: 94 institutionsQ4 2025: 105 institutionsQ1 2026: 95 institutionsQ2 2026: 91 institutions
Value heldQ1 2021: $282.4M
Q1 2021: $282.4MQ2 2021: $264.1MQ3 2021: $293.5MQ4 2021: $270.6MQ1 2022: $280.5MQ2 2022: $270.4MQ3 2022: $226.5MQ4 2022: $252.4MQ1 2023: $216.6MQ2 2023: $216.8MQ3 2023: $198.7MQ4 2023: $198.8MQ1 2024: $202.6MQ2 2024: $191.5MQ3 2024: $178.9MQ4 2024: $146.5MQ1 2025: $131.1MQ2 2025: $138.2MQ3 2025: $177.0MQ4 2025: $177.4MQ1 2026: $173.2MQ2 2026: $226.4M
Institutions holding HFRO and their total value by quarter
QuarterHoldersValue
Q2 202691$226.4M
Q1 202695$173.2M
Q4 2025105$177.4M
Q3 202594$177.0M
Q2 202592$138.2M
Q1 202596$131.1M
Q4 2024111$146.5M
Q3 2024101$178.9M
Q2 2024101$191.5M
Q1 2024107$202.6M
Q4 2023104$198.8M
Q3 2023105$198.7M
Q2 202397$216.8M
Q1 2023100$216.6M
Q4 2022102$252.4M
Q3 202294$226.5M
Q2 2022101$270.4M
Q1 202297$280.5M
Q4 2021102$270.6M
Q3 202199$293.5M
Q2 202198$264.1M
Q1 202195$282.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HFRO in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC2$00.00%––
Oakworth Capital, Inc.83$00.00%––
FormulaFolio Investments, LLC76$1.00K0.00%––
Sowell Financial Services LLC122$1.00K0.00%––
Cedar Mountain Advisors, LLC82$1.00K0.00%––
Panagora Asset Management Inc376$4.00K0.00%––
AlphaMark Advisors, LLC400$4.00K0.00%––
Sound Income Strategies, LLC382$4.24K0.00%––
JNBA Financial Advisors511$6.00K0.00%––
Tradewinds Capital Management, LLC578$6.00K0.00%––
Spire Wealth Management758$8.00K0.00%––
Tradition Wealth Management, LLC973$11.0K0.00%––
Proequities, Inc.1,180$13.0K0.00%––
Deutsche Bank AG1,128$13.0K0.00%––
Arkadios Wealth Advisors1,545$17.0K0.00%––
Citigroup Inc1,678$19.0K0.00%––
Costello Asset Management, INC1,673$19.0K0.01%––
Wealthcare Advisory Partners LLC2,000$22.0K0.00%––
Creative Financial Designs Inc2,363$26.0K0.01%––
American Portfolios Advisors2,446$27.1K0.00%––
D'Orazio & Associates, Inc.2,673$30.0K0.01%––
Carolinas Wealth Consulting LLC3,269$36.0K0.01%––
Bank of America Corp5,069$57.0K0.00%––
Rockefeller Capital Management L.P.5,228$57.0K0.00%––
Allworth Financial LP6,674$74.0K0.00%––
US Bancorp8,319$92.0K0.00%––
Quinn Opportunity Partners LLC10,000$111.0K0.01%––
Landscape Capital Management, L.L.C.10,757$119.0K0.02%––
UBS Group AG12,763$142.0K0.00%––
Stifel Financial Corp13,000$144.0K0.00%––
Beacon Financial Advisory LLC13,002$144.0K0.08%––
Integrated Capital Management, Inc.13,432$149.0K0.13%––
NEXT Financial Group, Inc13,379$149.0K0.01%––
Mid Atlantic Financial Management Inc13,500$150.0K0.01%––
Raymond James Financial Services Advisors, Inc.13,502$150.0K0.00%––
Private Advisor Group, LLC14,342$159.0K0.00%––
Cerity Partners LLC16,805$186.0K0.00%––
Cypress Wealth Services, LLC16,927$188.0K0.04%––
V Wealth Advisors LLC17,759$197.0K0.04%––
Winmill & Co. Inc19,330$214.0K0.08%––
Atlas Private Wealth Advisors19,971$221.0K0.12%––
Avantax Advisory Services, Inc.21,000$233.0K0.01%––
FNY Investment Advisers, LLC21,485$238.0K0.09%––
Stephens Inc24,231$269.0K0.00%––
Pekin Hardy Strauss, Inc.26,798$297.0K0.05%––
Qube Research & Technologies Ltd27,735$308.0K0.01%––
Advisors Asset Management, Inc.28,040$311.0K0.00%––
Global Retirement Partners, LLC28,940$321.0K0.04%––
KFA Private Wealth Group, LLC30,927$343.0K0.20%––
Kestra Advisory Services, LLC31,775$352.0K0.00%––
Washington Trust Co33,300$369.0K0.01%––
Cetera Advisor Networks LLC33,602$373.0K0.01%––
Ahrens Investment Partners LLC33,700$374.0K0.19%––
Independent Financial Group, LLC34,245$379.8K0.05%––
Raymond James & Associates41,002$455.0K0.00%––
CSS LLC41,383$459.0K0.02%––
HighTower Advisors, LLC44,189$491.0K0.00%––
Cetera Investment Advisers44,785$497.0K0.01%––
Steward Partners Investment Advisory, LLC51,974$576.4K0.01%––
Carroll Financial Associates, Inc.56,100$622.0K0.04%––
Kingsview Wealth Management, LLC62,047$692.0K0.04%––
Janney Montgomery Scott LLC77,017$854.0K0.00%––
The PNC Financial Services Group, Inc.79,918$886.0K0.00%––
Arete Wealth Advisors, LLC86,466$959.0K0.12%––
Park Avenue Securities LLC90,211$1.00M0.02%––
Truist Financial Corp96,301$1.07M0.00%––
Koshinski Asset Management, Inc.99,575$1.10M0.12%––
Peak Asset Management, LLC106,716$1.18M0.29%––
Sigma Planning Corp130,936$1.45M0.05%––
Barclays PLC128,088$1.73M0.00%––
6 Meridian159,332$1.77M0.15%––
Aristides Capital LLC164,616$1.83M1.73%––
Yakira Capital Management, Inc.165,364$1.83M0.37%––
MONECO Advisors, LLC265,480$2.94M1.43%––
Clough Capital Partners L P267,533$2.97M0.19%––
Commonwealth Equity Services, LLC283,766$3.15M0.01%––
Pinnacle Wealth Planning Services, Inc.311,480$3.45M0.89%––
Ashton Thomas Private Wealth, LLC314,193$3.48M0.59%––
Envestnet Asset Management Inc427,791$4.74M0.00%––
Oppenheimer & Co Inc444,891$4.93M0.10%––
Geneos Wealth Management Inc.439,303$5.05M0.14%––
Camelot Portfolios, LLC543,264$6.03M2.51%––
LPL Financial LLC581,326$6.45M0.01%––
Advisor Group Holdings, Inc.621,937$6.90M0.02%––
Cambridge Investment Research Advisors, Inc.634,767$7.04M0.04%––
Quantedge Capital Pte Ltd915,547$10.2M8.03%––
IHT Wealth Management, LLC927,601$10.3M0.74%––
Invesco Ltd.1,185,253$13.1M0.00%––
Wells Fargo & Company1,256,557$13.9M0.00%––
Penserra Capital Management LLC1,302,393$14.4M0.27%––
Matisse Capital1,464,000$16.2M4.68%––
Royal Bank of Canada1,618,489$17.9M0.01%––
Thomas J. Herzfeld Advisors, Inc.2,205,025$24.5M11.09%––
Beach Point Capital Management LP2,626,720$29.1M6.40%––
Morgan Stanley4,414,756$49.0M0.01%––