Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- −1 vs. Q4 2022
- Shares held
- 24.6M
- +134.5K (+0.5%) vs. Q4 2022
- Total value
- $216.6M
- −$35.7M (−14.1%) vs. Q4 2022
- New holders
- 10
- 42 more added
- Sold out
- 11
- 32 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 1 | $0 | 0.00% | +1 | New |
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| GWM Advisors LLC | 7 | $61 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $721 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $3.36K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 499 | $4.39K | 0.00% | +7+1.4% | Added |
| Ameritas Advisory Services, LLC | 506 | $4.45K | 0.00% | +506 | New |
| AlphaMark Advisors, LLC | 600 | $5.00K | 0.00% | +200+50.0% | Added |
| Tradewinds Capital Management, LLC | 578 | $5.08K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 597 | $5.25K | 0.00% | +14+2.4% | Added |
| Raleigh Capital Management Inc. | 950 | $8.35K | 0.00% | +100+11.8% | Added |
| Princeton Global Asset Management LLC | 1,125 | $9.89K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,660 | $15.0K | 0.00% | +26+1.6% | Added |
| Byrne Asset Management LLC | 1,800 | $16.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $20.8K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 2,500 | $22.0K | 0.00% | +2,500 | New |
| Blue Bell Private Wealth Management, LLC | 2,764 | $24.3K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,070 | $35.8K | 0.00% | +10+0.2% | Added |
| Bank of America Corp | 4,235 | $37.2K | 0.00% | −6,417−60.2% | Reduced |
| IFP Advisors, Inc | 3,004 | $47.6K | 0.00% | +2,350+359.3% | Added |
| Ahrens Investment Partners LLC | 7,500 | $65.9K | 0.03% | −4,700−38.5% | Reduced |
| US Bancorp | 8,319 | $73.1K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 9,519 | $83.7K | 0.00% | +29+0.3% | Added |
| Koshinski Asset Management, Inc. | 10,980 | $96.5K | 0.01% | +333+3.1% | Added |
| Advisor Resource Council | 12,222 | $103.9K | 0.03% | +12,222 | New |
| Jackson Wealth Management, LLC | 13,237 | $116.4K | 0.09% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 13,289 | $116.8K | 0.01% | −453−3.3% | Reduced |
| Channel Wealth LLC | 14,216 | $125.0K | 0.08% | +14,216 | New |
| Beacon Financial Advisory LLC | 14,278 | $125.5K | 0.08% | −182−1.3% | Reduced |
| MML Investors Services, LLC | 14,497 | $127.0K | 0.00% | −874−5.7% | Reduced |
| Samalin Investment Counsel, LLC | 15,463 | $135.9K | 0.08% | +15,463 | New |
| Keystone Wealth Services, LLC | 16,332 | $143.6K | 0.06% | +364+2.3% | Added |
| V Wealth Advisors LLC | 16,859 | $148.2K | 0.03% | −266−1.6% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $149.4K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 17,933 | $157.6K | 0.02% | 00.0% | Unchanged |
| Washington Trust Co | 18,150 | $159.5K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,055 | $193.9K | 0.00% | +33+0.1% | Added |
| CSS LLC | 22,072 | $194.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 23,502 | $206.6K | 0.00% | −295,397−92.6% | Reduced |
| Kestra Advisory Services, LLC | 25,937 | $228.0K | 0.00% | −4,922−15.9% | Reduced |
| Raymond James Trust N.A. | 26,750 | $235.0K | 0.01% | +10,008+59.8% | Added |
| Avantax Advisory Services, Inc. | 27,724 | $243.7K | 0.00% | −12,978−31.9% | Reduced |
| Scotia Capital Inc. | 28,153 | $247.5K | 0.00% | +5,510+24.3% | Added |
| Melfa Wealth Management, LLC | 30,877 | $271.4K | 0.27% | +58+0.2% | Added |
| Claybrook Capital, LLC | 31,453 | $276.5K | 0.15% | +12,553+66.4% | Added |
| Stephens Inc | 32,297 | $283.9K | 0.01% | +1,000+3.2% | Added |
| Cetera Investment Advisers | 35,037 | $308.0K | 0.00% | +10,588+43.3% | Added |
| National Asset Management, Inc. | 36,341 | $319.4K | 0.01% | −1,090−2.9% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $321.5K | 0.07% | +36,578 | New |
| Independent Financial Group, LLC | 41,742 | $366.9K | 0.03% | −2,701−6.1% | Reduced |
| Rockefeller Capital Management L.P. | 44,615 | $392.0K | 0.00% | −27,826−38.4% | Reduced |
| Atria Wealth Solutions, Inc. | 47,806 | $420.2K | 0.01% | −217−0.5% | Reduced |
| Captrust Financial Advisors | 48,555 | $426.8K | 0.00% | +946+2.0% | Added |
| MONECO Advisors, LLC | 48,831 | $429.2K | 0.13% | +938+2.0% | Added |
| Wealth Management Solutions, LLC | 52,630 | $462.6K | 0.27% | +5,327+11.3% | Added |
| Baird Financial Group, Inc. | 53,004 | $465.9K | 0.00% | −37,231−41.3% | Reduced |
| Cetera Advisor Networks LLC | 53,581 | $471.0K | 0.00% | −2,150−3.9% | Reduced |
| Kingsview Wealth Management, LLC | 72,604 | $638.2K | 0.03% | +1,084+1.5% | Added |
| Steward Partners Investment Advisory, LLC | 77,047 | $677.2K | 0.01% | −5,638−6.8% | Reduced |
| Qube Research & Technologies Ltd | 83,319 | $732.4K | 0.00% | +20,246+32.1% | Added |
| HighTower Advisors, LLC | 87,569 | $766.0K | 0.00% | −1,444−1.6% | Reduced |
| Arete Wealth Advisors, LLC | 90,333 | $794.0K | 0.07% | +1,050+1.2% | Added |
| Truist Financial Corp | 91,336 | $802.8K | 0.00% | −161,309−63.8% | Reduced |
| NWF Advisory Services Inc. | 90,400 | $816.3K | 0.19% | +90,400 | New |
| Knightsbridge Asset Management, LLC | 93,020 | $818.0K | 0.14% | +2,206+2.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 95,608 | $840.4K | 0.14% | −2,944−3.0% | Reduced |
| Janney Montgomery Scott LLC | 101,739 | $894.0K | 0.00% | +129+0.1% | Added |
| Park Avenue Securities LLC | 108,672 | $955.0K | 0.02% | −3,840−3.4% | Reduced |
| Quantedge Capital Pte Ltd | 110,506 | $971.3K | 0.38% | −399,590−78.3% | Reduced |
| Marks Group Wealth Management, Inc | 118,805 | $1.04M | 0.13% | −3,447−2.8% | Reduced |
| Walleye Capital LLC | 131,445 | $1.16M | 0.02% | +72,200+121.9% | Added |
| Matisse Capital | 140,000 | $1.23M | 0.79% | +5,000+3.7% | Added |
| UBS Group AG | 143,614 | $1.26M | 0.00% | +2,414+1.7% | Added |
| CNH Partners LLC | 144,302 | $1.27M | 0.04% | +116,124+412.1% | Added |
| Aristides Capital LLC | 164,616 | $1.45M | 0.91% | 00.0% | Unchanged |
| LVZ Advisors, Inc. | 173,119 | $1.52M | 0.22% | +36,439+26.7% | Added |
| Landscape Capital Management, L.L.C. | 184,276 | $1.62M | 0.22% | +126,875+221.0% | Added |
| Bokf, NA | 206,724 | $1.82M | 0.04% | 00.0% | Unchanged |
| Icon Advisers Inc | 227,104 | $2.00M | 0.51% | +227,104 | New |
| Advisor Group Holdings, Inc. | 319,688 | $2.81M | 0.01% | −195,259−37.9% | Reduced |
| Amundi | 367,181 | $3.22M | 0.00% | −23,600−6.0% | Reduced |
| Raymond James & Associates | 369,612 | $3.25M | 0.00% | +5,165+1.4% | Added |
| Nations Financial Group Inc, | 392,316 | $3.45M | 0.36% | −4,836−1.2% | Reduced |
| Geneos Wealth Management Inc. | 401,448 | $3.53M | 0.21% | −13,723−3.3% | Reduced |
| Commonwealth Equity Services, LLC | 422,163 | $3.71M | 0.01% | +43,170+11.4% | Added |
| Bulldog Investors, LLP | 451,627 | $3.97M | 1.28% | +53,874+13.5% | Added |
| IHT Wealth Management, LLC | 487,872 | $4.29M | 0.24% | +13,403+2.8% | Added |
| Wells Fargo & Company | 490,348 | $4.31M | 0.00% | −9,108−1.8% | Reduced |
| Camelot Portfolios, LLC | 512,780 | $4.51M | 3.14% | +16,538+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 555,470 | $4.88M | 0.02% | −133,302−19.4% | Reduced |
| Oppenheimer & Co Inc | 568,441 | $5.00M | 0.11% | +42,353+8.1% | Added |
| Penserra Capital Management LLC | 767,729 | $6.75M | 0.14% | +16,060+2.1% | Added |
| Envestnet Asset Management Inc | 803,612 | $7.06M | 0.00% | −78,312−8.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $8.07M | 0.88% | +190,000+26.1% | Added |
| Atlas Wealth LLC | 940,076 | $8.26M | 1.62% | −94,865−9.2% | Reduced |
| Invesco Ltd. | 1,391,637 | $12.2M | 0.00% | +58,265+4.4% | Added |
| LPL Financial LLC | 1,485,927 | $13.1M | 0.01% | +462,390+45.2% | Added |
| Royal Bank of Canada | 1,846,295 | $16.2M | 0.00% | −169,503−8.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,936,570 | $25.8M | 10.44% | +475,588+19.3% | Added |
| Morgan Stanley | 4,461,487 | $39.2M | 0.00% | −152,378−3.3% | Reduced |