Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −3 vs. Q1 2026
- Shares held
- 31.8M
- +1.43M (+4.7%) vs. Q1 2026
- Total value
- $226.4M
- +$53.3M (+30.8%) vs. Q1 2026
- New holders
- 10
- 26 more added
- Sold out
- 13
- 31 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kilter Group LLC | 1 | $5 | 0.00% | −2,218−100.0% | Reduced |
| AdvisorNet Financial, Inc | 2 | $11 | 0.00% | +1+100.0% | Added |
| Vision Retirement, LLC | 3 | $19 | 0.00% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 6 | $43 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 23 | $164 | 0.00% | 00.0% | Unchanged |
| Sunrise Financial Services, LLC | 70 | $499 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $585 | 0.00% | 00.0% | Unchanged |
| SHP Wealth Management | 211 | $1.50K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 226 | $1.61K | 0.00% | +226 | New |
| Gables Capital Management Inc. | 269 | $1.92K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $2.03K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 414 | $2.95K | 0.00% | −56−11.9% | Reduced |
| Spire Wealth Management | 500 | $3.56K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,261 | $8.99K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $12.8K | 0.01% | 00.0% | Unchanged |
| Triumph Capital Management | 3,300 | $23.5K | 0.00% | +700+26.9% | Added |
| Basepoint Wealth LLC | 3,671 | $26.2K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,845 | $27.4K | 0.00% | −172−4.3% | Reduced |
| SRS Capital Advisors, Inc. | 5,044 | $36.0K | 0.00% | +5,044 | New |
| Fifth Third Bancorp | 6,156 | $43.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,505 | $46.4K | 0.00% | −1,344−17.1% | Reduced |
| Rockefeller Capital Management L.P. | 9,385 | $66.9K | 0.00% | +487+5.5% | Added |
| K2 Principal Fund, L.P. | 10,033 | $71.5K | 0.01% | 00.0% | Unchanged |
| Post Resch Tallon Group Inc. | 10,485 | $74.8K | 0.05% | +10,485 | New |
| Bulldog Investors, LLP | 10,715 | $76.4K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 11,530 | $82.0K | 0.00% | −8,745−43.1% | Reduced |
| Koshinski Asset Management, Inc. | 11,625 | $82.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,689 | $90.5K | 0.00% | +163+1.3% | Added |
| Stephens Inc | 12,743 | $90.9K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 13,076 | $93.2K | 0.01% | +200+1.6% | Added |
| Diversify Advisory Services, LLC | 13,015 | $94.7K | 0.00% | +13,015 | New |
| Diversify Wealth Management, LLC | 13,015 | $94.7K | 0.00% | +13,015 | New |
| Keystone Wealth Services, LLC | 14,704 | $104.8K | 0.02% | −6,626−31.1% | Reduced |
| Nomura Holdings Inc | 15,000 | $107.0K | 0.00% | +15,000 | New |
| Goldman Sachs Group Inc | 15,148 | $108.0K | 0.00% | +15,148 | New |
| Kestra Advisory Services, LLC | 15,591 | $111.2K | 0.00% | −19,694−55.8% | Reduced |
| One Charles Private Wealth Services, LLC | 17,248 | $123.0K | 0.03% | 00.0% | Unchanged |
| MML Investors Services, LLC | 18,683 | $133.2K | 0.00% | +2,350+14.4% | Added |
| Melfa Wealth Management, LLC | 18,856 | $134.4K | 0.07% | −10,279−35.3% | Reduced |
| CF Capital LLC | 24,731 | $176.3K | 0.21% | +2,650+12.0% | Added |
| Mariner, LLC | 25,112 | $179.0K | 0.00% | −5,140−17.0% | Reduced |
| National Asset Management, Inc. | 25,815 | $186.9K | 0.01% | +4,312+20.1% | Added |
| Independent Financial Group, LLC | 28,881 | $205.9K | 0.00% | +251+0.9% | Added |
| Evolve Private Wealth, LLC | 28,887 | $206.0K | 0.01% | −2,327−7.5% | Reduced |
| Integrated Capital Management, Inc. | 29,285 | $208.8K | 0.15% | −4,681−13.8% | Reduced |
| UBS Group AG | 29,943 | $213.5K | 0.00% | +11,295+60.6% | Added |
| Papamarkou Wellner Asset Management inc. | 30,000 | $213.9K | 0.13% | −15,000−33.3% | Reduced |
| Abel Hall, LLC | 30,000 | $213.9K | 0.04% | 00.0% | Unchanged |
| CSS LLC | 32,516 | $231.8K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 35,831 | $255.5K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 40,661 | $289.9K | 0.00% | +8,141+25.0% | Added |
| Susquehanna International Group, LLP | 43,426 | $309.6K | 0.00% | +6,167+16.6% | Added |
| AEGON USA Investment Management, LLC | 47,619 | $339.5K | 0.24% | −31,812−40.0% | Reduced |
| Financial Solutions Advisory Group, Inc. | 44,734 | $341.3K | 0.04% | +44,734 | New |
| XTX Topco Ltd | 48,570 | $346.3K | 0.00% | +28,582+143.0% | Added |
| Cetera Investment Advisers | 50,969 | $363.4K | 0.00% | −147−0.3% | Reduced |
| Ariadne Wealth Management, LP | 52,914 | $377.3K | 0.17% | +140.0% | Added |
| Samalin Investment Counsel, LLC | 56,009 | $399.3K | 0.13% | −21,379−27.6% | Reduced |
| Harbour Investments, Inc. | 65,120 | $464.3K | 0.01% | −77,123−54.2% | Reduced |
| Creative Planning | 68,552 | $488.8K | 0.00% | +40.0% | Added |
| Gilpin Wealth Management, LLC | 76,546 | $545.8K | 0.38% | −15,096−16.5% | Reduced |
| Calamos Advisors LLC | 80,201 | $571.8K | 0.00% | +5,346+7.1% | Added |
| Advisor Group Holdings, Inc. | 95,535 | $681.2K | 0.00% | −15,008−13.6% | Reduced |
| Baird Financial Group, Inc. | 95,804 | $683.1K | 0.00% | −17,900−15.7% | Reduced |
| HighTower Advisors, LLC | 109,907 | $783.6K | 0.00% | −4,118−3.6% | Reduced |
| Nations Financial Group Inc, | 122,317 | $872.1K | 0.04% | 00.0% | Unchanged |
| Gratia Capital, LLC | 124,725 | $889.3K | 1.02% | +124,725 | New |
| IHT Wealth Management, LLC | 137,401 | $979.7K | 0.02% | −3,178−2.3% | Reduced |
| Aristides Capital LLC | 143,706 | $1.02M | 0.26% | +5,610+4.1% | Added |
| GWM Advisors LLC | 173,066 | $1.23M | 0.00% | +6,748+4.1% | Added |
| Blue Bell Private Wealth Management, LLC | 176,264 | $1.26M | 0.16% | +37,061+26.6% | Added |
| Park Avenue Securities LLC | 176,281 | $1.26M | 0.01% | −5,397−3.0% | Reduced |
| Landscape Capital Management, L.L.C. | 181,396 | $1.29M | 0.08% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 206,145 | $1.47M | 0.02% | −11,817−5.4% | Reduced |
| Closed-End Fund Advisors, Inc. | 237,067 | $1.69M | 1.65% | +1,743+0.7% | Added |
| Camelot Portfolios, LLC | 310,043 | $2.21M | 1.57% | −7,019−2.2% | Reduced |
| Altium Capital Management LP | 317,055 | $2.26M | 4.76% | +39,987+14.4% | Added |
| Geneos Wealth Management Inc. | 525,538 | $3.75M | 0.08% | −147,262−21.9% | Reduced |
| Oppenheimer & Co Inc | 532,264 | $3.80M | 0.04% | +72,042+15.7% | Added |
| Royal Bank of Canada | 544,380 | $3.88M | 0.00% | −86,832−13.8% | Reduced |
| LPL Financial LLC | 615,069 | $4.39M | 0.00% | −7,637−1.2% | Reduced |
| Matisse Capital | 617,000 | $4.40M | 1.76% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 944,693 | $6.74M | 0.02% | −21,186−2.2% | Reduced |
| Atlas Wealth LLC | 1,030,976 | $7.35M | 1.05% | +1,030,976 | New |
| Invesco Ltd. | 1,161,203 | $8.28M | 0.00% | −247,603−17.6% | Reduced |
| Envestnet Asset Management Inc | 2,183,464 | $15.6M | 0.00% | +36,125+1.7% | Added |
| Morgan Stanley | 2,487,826 | $17.7M | 0.00% | −56,567−2.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,676,474 | $19.1M | 5.86% | −39,187−1.4% | Reduced |
| Raymond James Financial Inc | 3,979,624 | $28.4M | 0.01% | +58,645+1.5% | Added |
| Highland Capital Management Fund Advisors, L.P. | 4,599,295 | $32.8M | 2.19% | +470,400+11.4% | Added |
| Saba Capital Management, L.P. | 5,976,204 | $42.6M | 1.30% | +828,967+16.1% | Added |
| Marex Group plc | 0 | $0 | 0.00% | −205,000−100.0% | Sold out |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −166,190−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −154,306−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,564−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Channel Wealth LLC | 0 | $0 | 0.00% | −10,074−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,458−100.0% | Sold out |
| Legacy Wealth Managment, LLC | 0 | $0 | 0.00% | −5,237−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |