Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +4 vs. Q4 2023
- Shares held
- 28.8M
- +2.96M (+11.4%) vs. Q4 2023
- Total value
- $202.6M
- +$3.73M (+1.9%) vs. Q4 2023
- New holders
- 19
- 42 more added
- Sold out
- 15
- 27 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cedar Mountain Advisors, LLC | 82 | $576 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 183 | $1.00K | 0.00% | +183 | New |
| Caldwell Sutter Capital, Inc. | 285 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.69K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 459 | $3.23K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 552 | $3.88K | 0.00% | +9+1.7% | Added |
| JNBA Financial Advisors | 660 | $4.64K | 0.00% | +18+2.8% | Added |
| GWM Advisors LLC | 758 | $5.33K | 0.00% | −53−6.5% | Reduced |
| IFP Advisors, Inc | 1,070 | $7.52K | 0.00% | +19+1.8% | Added |
| Raleigh Capital Management Inc. | 1,100 | $7.73K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,401 | $9.85K | 0.00% | −938−40.1% | Reduced |
| The PNC Financial Services Group, Inc. | 1,600 | $11.2K | 0.00% | +1,600 | New |
| Byrne Asset Management LLC | 1,800 | $12.7K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,841 | $13.0K | 0.00% | +49+2.7% | Added |
| CoreCap Advisors, LLC | 1,907 | $13.4K | 0.00% | +1,907 | New |
| Bessemer Group Inc | 2,019 | $14.0K | 0.00% | +479+31.1% | Added |
| Principal Securities, Inc. | 2,108 | $14.8K | 0.00% | −2,000−48.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 2,344 | $16.5K | 0.00% | −25−1.1% | Reduced |
| Creative Financial Designs Inc | 2,363 | $16.6K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,974 | $33.9K | 0.00% | +4,974 | New |
| Deutsche Bank AG | 6,479 | $45.5K | 0.00% | +6,479 | New |
| Spire Wealth Management | 7,758 | $54.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,038 | $56.5K | 0.00% | −19,441−70.7% | Reduced |
| Comerica Bank | 8,227 | $57.8K | 0.00% | −4,919−37.4% | Reduced |
| DRW Securities, LLC | 10,800 | $75.9K | 0.00% | +10,800 | New |
| Inscription Capital, LLC | 11,914 | $83.8K | 0.01% | +11,914 | New |
| XTX Topco Ltd | 12,567 | $88.3K | 0.01% | +12,567 | New |
| Jackson Wealth Management, LLC | 13,237 | $93.0K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 13,631 | $95.8K | 0.04% | −4,921−26.5% | Reduced |
| Beacon Financial Advisory LLC | 13,702 | $96.3K | 0.05% | −1,780−11.5% | Reduced |
| Marex Group plc | 13,795 | $97.0K | 0.00% | +13,795 | New |
| MML Investors Services, LLC | 14,947 | $105.0K | 0.00% | −966−6.1% | Reduced |
| Verition Fund Management LLC | 15,000 | $105.5K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 16,810 | $118.2K | 0.01% | +3,642+27.7% | Added |
| Channel Wealth LLC | 17,062 | $119.9K | 0.05% | −443−2.5% | Reduced |
| One Charles Private Wealth Services, LLC | 17,248 | $121.3K | 0.05% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 18,100 | $127.2K | 0.09% | +18,100 | New |
| Keystone Wealth Services, LLC | 18,209 | $128.0K | 0.04% | +483+2.7% | Added |
| CSS LLC | 22,072 | $155.2K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,669 | $159.4K | 0.00% | −2,618−10.4% | Reduced |
| Calamos Advisors LLC | 25,423 | $178.7K | 0.00% | +25,423 | New |
| MONECO Advisors, LLC | 25,824 | $181.5K | 0.03% | −1,667−6.1% | Reduced |
| Kestra Advisory Services, LLC | 27,023 | $190.0K | 0.00% | −706−2.5% | Reduced |
| Captrust Financial Advisors | 27,368 | $192.4K | 0.00% | −1,381−4.8% | Reduced |
| Stephens Inc | 28,376 | $199.5K | 0.00% | −3,710−11.6% | Reduced |
| True North Advisors, LLC | 28,615 | $201.2K | 0.06% | +28,615 | New |
| Melfa Wealth Management, LLC | 31,895 | $224.2K | 0.16% | +46+0.1% | Added |
| Integrated Capital Management, Inc. | 32,033 | $225.2K | 0.18% | +9,833+44.3% | Added |
| UBS Group AG | 32,529 | $228.7K | 0.00% | +3,298+11.3% | Added |
| Raymond James Trust N.A. | 32,662 | $229.6K | 0.01% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 36,578 | $257.1K | 0.05% | 00.0% | Unchanged |
| National Asset Management, Inc. | 33,208 | $267.0K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 38,963 | $273.9K | 0.00% | +7,544+24.0% | Added |
| Edge Financial Advisors LLC | 40,084 | $281.8K | 0.25% | +40,084 | New |
| Marathon Trading Investment Management LLC | 41,000 | $288.2K | 0.11% | −1,500−3.5% | Reduced |
| Lynx Capital Group Ltd | 43,623 | $306.7K | 0.21% | −543−1.2% | Reduced |
| Atria Wealth Solutions, Inc. | 43,736 | $307.5K | 0.00% | +4,478+11.4% | Added |
| Envestnet Portfolio Solutions, Inc. | 45,841 | $322.3K | 0.00% | +4,860+11.9% | Added |
| Rockefeller Capital Management L.P. | 47,883 | $336.6K | 0.00% | +7,020+17.2% | Added |
| Scotia Capital Inc. | 49,362 | $347.0K | 0.00% | +22,566+84.2% | Added |
| Independent Financial Group, LLC | 49,903 | $350.8K | 0.02% | +3,335+7.2% | Added |
| Eschler Asset Management LLP | 55,000 | $375.1K | 0.24% | +55,000 | New |
| Kingsview Wealth Management, LLC | 53,475 | $375.9K | 0.01% | −29,748−35.7% | Reduced |
| Boothbay Fund Management, LLC | 55,000 | $386.6K | 0.01% | +55,000 | New |
| SFI Advisors, LLC | 55,233 | $388.3K | 0.30% | +10,187+22.6% | Added |
| Knightsbridge Asset Management, LLC | 50,559 | $388.8K | 0.11% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 63,742 | $448.1K | 0.21% | +12,279+23.9% | Added |
| Truist Financial Corp | 65,808 | $462.6K | 0.00% | −22,445−25.4% | Reduced |
| Arlington Capital Management, Inc. | 70,725 | $497.2K | 0.41% | +70,725 | New |
| Creative Planning | 74,117 | $521.0K | 0.00% | −31,597−29.9% | Reduced |
| AEGON USA Investment Management, LLC | 74,933 | $526.8K | 0.36% | +74,933 | New |
| Qube Research & Technologies Ltd | 84,179 | $591.8K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 91,162 | $640.9K | 0.00% | +20,387+28.8% | Added |
| Arete Wealth Advisors, LLC | 91,552 | $643.6K | 0.06% | +3,939+4.5% | Added |
| NWF Advisory Services Inc. | 95,450 | $671.0K | 0.11% | +14,050+17.3% | Added |
| Janney Montgomery Scott LLC | 103,299 | $726.0K | 0.00% | +3,344+3.3% | Added |
| CNH Partners LLC | 134,122 | $942.9K | 0.03% | −78,587−36.9% | Reduced |
| Aristides Capital LLC | 134,616 | $946.4K | 0.40% | 00.0% | Unchanged |
| Prevail Innovative Wealth Advisors, LLC | 146,335 | $1.03M | 0.38% | +52,256+55.5% | Added |
| Sage Capital Management, LLC | 147,604 | $1.04M | 0.56% | −23,108−13.5% | Reduced |
| Alpine Global Management, LLC | 151,036 | $1.06M | 0.21% | +151,036 | New |
| Park Avenue Securities LLC | 178,349 | $1.25M | 0.02% | +27,949+18.6% | Added |
| Bokf, NA | 209,437 | $1.43M | 0.03% | +4,809+2.4% | Added |
| Wells Fargo & Company | 215,437 | $1.51M | 0.00% | −242,606−53.0% | Reduced |
| Advisor Group Holdings, Inc. | 316,576 | $2.23M | 0.00% | +31,235+10.9% | Added |
| RSM US Wealth Management LLC | 327,637 | $2.30M | 0.06% | +327,637 | New |
| Amundi | 367,181 | $2.35M | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 374,510 | $2.63M | 0.22% | −6,372−1.7% | Reduced |
| Camelot Portfolios, LLC | 386,453 | $2.72M | 2.66% | −161,600−29.5% | Reduced |
| Geneos Wealth Management Inc. | 393,758 | $2.77M | 0.13% | +8,583+2.2% | Added |
| Matisse Capital | 410,000 | $2.88M | 1.39% | +125,000+43.9% | Added |
| HighTower Advisors, LLC | 425,423 | $2.98M | 0.00% | +83,356+24.4% | Added |
| Bulldog Investors, LLP | 467,993 | $3.29M | 1.09% | +157,934+50.9% | Added |
| IHT Wealth Management, LLC | 511,615 | $3.60M | 0.14% | +1,985+0.4% | Added |
| Commonwealth Equity Services, LLC | 583,309 | $4.10M | 0.01% | +5,016+0.9% | Added |
| Oppenheimer & Co Inc | 697,143 | $4.90M | 0.08% | +23,027+3.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 828,772 | $5.83M | 0.02% | +203,867+32.6% | Added |
| Landscape Capital Management, L.L.C. | 969,630 | $6.82M | 0.60% | +571,830+143.7% | Added |
| Highland Capital Management Fund Advisors, L.P. | 998,511 | $7.02M | 1.08% | +80,464+8.8% | Added |
| Penserra Capital Management LLC | 1,126,375 | $7.92M | 0.10% | +142,042+14.4% | Added |