Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −6 vs. Q1 2024
- Shares held
- 30.7M
- +1.81M (+6.3%) vs. Q1 2024
- Total value
- $191.5M
- −$11.1M (−5.5%) vs. Q1 2024
- New holders
- 13
- 44 more added
- Sold out
- 19
- 24 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $6 | 0.00% | +1 | New |
| Coppell Advisory Solutions LLC | 8 | $50 | 0.00% | +8 | New |
| Cedar Mountain Advisors, LLC | 82 | $513 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 108 | $675 | 0.00% | −2,000−94.9% | Reduced |
| Caldwell Sutter Capital, Inc. | 285 | $1.78K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.39K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 758 | $4.74K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,089 | $6.81K | 0.00% | +19+1.8% | Added |
| Byrne Asset Management LLC | 1,800 | $11.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,907 | $11.9K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,875 | $12.0K | 0.00% | +34+1.8% | Added |
| Bessemer Group Inc | 2,053 | $13.0K | 0.00% | +34+1.7% | Added |
| Steward Partners Investment Advisory, LLC | 2,338 | $14.6K | 0.00% | −5,700−70.9% | Reduced |
| Creative Financial Designs Inc | 2,363 | $14.8K | 0.00% | 00.0% | Unchanged |
| Triad Wealth Partners, LLC | 3,077 | $19.2K | 0.01% | +3,077 | New |
| Blue Bell Private Wealth Management, LLC | 4,194 | $26.2K | 0.01% | +1,850+78.9% | Added |
| CIBC Private Wealth Group, LLC | 5,248 | $32.0K | 0.00% | +274+5.5% | Added |
| Bank of America Corp | 5,120 | $32.0K | 0.00% | +3,719+265.5% | Added |
| Wells Fargo & Company | 5,774 | $36.1K | 0.00% | −209,663−97.3% | Reduced |
| Asset Dedication, LLC | 5,989 | $37.4K | 0.00% | +5,989 | New |
| Spire Wealth Management | 7,000 | $43.8K | 0.00% | −758−9.8% | Reduced |
| Comerica Bank | 9,324 | $58.3K | 0.00% | +1,097+13.3% | Added |
| Koshinski Asset Management, Inc. | 11,625 | $71.6K | 0.01% | +11,625 | New |
| Inscription Capital, LLC | 11,914 | $74.5K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 12,948 | $80.9K | 0.03% | −754−5.5% | Reduced |
| Nomura Holdings Inc | 13,800 | $86.3K | 0.00% | +13,800 | New |
| Catalina Capital Group, LLC | 14,159 | $88.5K | 0.03% | +528+3.9% | Added |
| MML Investors Services, LLC | 15,795 | $99.0K | 0.00% | +848+5.7% | Added |
| Capital Investment Advisory Services, LLC | 16,930 | $105.8K | 0.01% | +120+0.7% | Added |
| Channel Wealth LLC | 17,062 | $106.6K | 0.04% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $107.8K | 0.04% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 18,542 | $115.9K | 0.04% | +333+1.8% | Added |
| Leonard Rickey Investment Advisors P.L.L.C. | 21,016 | $131.3K | 0.03% | +21,016 | New |
| CSS LLC | 22,072 | $137.9K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 24,700 | $154.4K | 0.00% | +2,031+9.0% | Added |
| Captrust Financial Advisors | 27,368 | $171.1K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 27,400 | $171.3K | 0.00% | +377+1.4% | Added |
| Stephens Inc | 28,376 | $177.3K | 0.00% | 00.0% | Unchanged |
| True North Advisors, LLC | 28,615 | $178.8K | 0.05% | 00.0% | Unchanged |
| Jane Street Group, LLC | 29,477 | $184.2K | 0.00% | +29,477 | New |
| National Asset Management, Inc. | 30,678 | $191.7K | 0.00% | −2,530−7.6% | Reduced |
| UBS Group AG | 31,206 | $195.0K | 0.00% | −1,323−4.1% | Reduced |
| Melfa Wealth Management, LLC | 31,895 | $199.3K | 0.14% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 32,662 | $204.1K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 34,333 | $214.6K | 0.09% | +34,333 | New |
| MONECO Advisors, LLC | 35,156 | $219.7K | 0.03% | +9,332+36.1% | Added |
| MidWestOne Financial Group, Inc. | 36,578 | $228.6K | 0.04% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 36,005 | $232.2K | 0.00% | +36,005 | New |
| Calamos Advisors LLC | 37,207 | $232.5K | 0.00% | +11,784+46.4% | Added |
| Lynx Capital Group Ltd | 39,716 | $248.2K | 0.17% | −3,907−9.0% | Reduced |
| Truist Financial Corp | 42,260 | $264.1K | 0.00% | −23,548−35.8% | Reduced |
| Concorde Asset Management, LLC | 42,350 | $264.7K | 0.16% | +24,250+134.0% | Added |
| Integrated Capital Management, Inc. | 42,615 | $266.3K | 0.21% | +10,582+33.0% | Added |
| Rockefeller Capital Management L.P. | 43,688 | $273.1K | 0.00% | −4,195−8.8% | Reduced |
| Atria Wealth Solutions, Inc. | 45,950 | $287.2K | 0.00% | +2,214+5.1% | Added |
| Envestnet Portfolio Solutions, Inc. | 48,419 | $302.6K | 0.00% | +2,578+5.6% | Added |
| Cetera Investment Advisers | 49,359 | $308.5K | 0.00% | +10,396+26.7% | Added |
| Scotia Capital Inc. | 49,362 | $308.5K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 49,419 | $308.9K | 0.01% | −4,056−7.6% | Reduced |
| Ariadne Wealth Management, LP | 51,781 | $323.6K | 0.29% | +51,781 | New |
| Knightsbridge Asset Management, LLC | 52,393 | $327.5K | 0.08% | +1,834+3.6% | Added |
| Private Capital Management, LLC | 59,900 | $374.4K | 0.04% | +59,900 | New |
| SFI Advisors, LLC | 62,960 | $393.5K | 0.30% | +7,727+14.0% | Added |
| Independent Financial Group, LLC | 63,931 | $399.6K | 0.02% | +14,028+28.1% | Added |
| Arlington Capital Management, Inc. | 68,797 | $430.0K | 0.37% | −1,928−2.7% | Reduced |
| Samalin Investment Counsel, LLC | 70,842 | $442.8K | 0.21% | +7,100+11.1% | Added |
| Creative Planning | 76,910 | $480.7K | 0.00% | +2,793+3.8% | Added |
| Arete Wealth Advisors, LLC | 91,720 | $571.0K | 0.05% | +168+0.2% | Added |
| Janney Montgomery Scott LLC | 91,896 | $574.0K | 0.00% | −11,403−11.0% | Reduced |
| Baird Financial Group, Inc. | 94,620 | $591.4K | 0.00% | +3,458+3.8% | Added |
| Boothbay Fund Management, LLC | 100,050 | $625.3K | 0.02% | +45,050+81.9% | Added |
| Sage Capital Management, LLC | 117,941 | $737.1K | 0.39% | −29,663−20.1% | Reduced |
| Aristides Capital LLC | 134,616 | $841.4K | 0.35% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 144,949 | $905.9K | 0.72% | +70,016+93.4% | Added |
| NWF Advisory Services Inc. | 150,550 | $940.9K | 0.15% | +55,100+57.7% | Added |
| Bokf, NA | 206,308 | $1.29M | 0.02% | −3,129−1.5% | Reduced |
| Park Avenue Securities LLC | 217,704 | $1.36M | 0.02% | +39,355+22.1% | Added |
| Advisor Group Holdings, Inc. | 230,710 | $1.44M | 0.00% | −85,866−27.1% | Reduced |
| Alpine Global Management, LLC | 300,000 | $1.88M | 0.33% | +148,964+98.6% | Added |
| Nations Financial Group Inc, | 374,510 | $2.34M | 0.19% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 382,914 | $2.39M | 0.04% | +55,277+16.9% | Added |
| Geneos Wealth Management Inc. | 402,134 | $2.51M | 0.11% | +8,376+2.1% | Added |
| HighTower Advisors, LLC | 429,984 | $2.68M | 0.00% | +4,561+1.1% | Added |
| Matisse Capital | 435,000 | $2.72M | 1.35% | +25,000+6.1% | Added |
| Bulldog Investors, LLP | 464,495 | $2.90M | 1.09% | −3,498−0.7% | Reduced |
| IHT Wealth Management, LLC | 488,393 | $3.05M | 0.11% | −23,222−4.5% | Reduced |
| Commonwealth Equity Services, LLC | 511,127 | $3.19M | 0.01% | −72,182−12.4% | Reduced |
| Camelot Portfolios, LLC | 582,663 | $3.64M | 2.06% | +196,210+50.8% | Added |
| Oppenheimer & Co Inc | 688,010 | $4.30M | 0.07% | −9,133−1.3% | Reduced |
| Landscape Capital Management, L.L.C. | 915,879 | $5.72M | 0.48% | −53,751−5.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 986,652 | $6.17M | 0.02% | +157,880+19.0% | Added |
| Highland Capital Management Fund Advisors, L.P. | 990,654 | $6.19M | 0.82% | −7,857−0.8% | Reduced |
| Atlas Wealth LLC | 1,139,336 | $7.01M | 1.09% | +1,139,336 | New |
| LPL Financial LLC | 1,138,561 | $7.12M | 0.00% | −109,559−8.8% | Reduced |
| Penserra Capital Management LLC | 1,151,978 | $7.20M | 0.09% | +25,603+2.3% | Added |
| Invesco Ltd. | 1,807,212 | $11.3M | 0.00% | +39,332+2.2% | Added |
| Envestnet Asset Management Inc | 1,833,490 | $11.5M | 0.00% | +181,784+11.0% | Added |
| Royal Bank of Canada | 2,202,161 | $13.8M | 0.00% | +122,093+5.9% | Added |
| Raymond James & Associates | 3,218,308 | $20.1M | 0.01% | +640,520+24.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,270,191 | $20.4M | 7.17% | +134,393+4.3% | Added |