Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −2 vs. Q4 2021
- Shares held
- 23.5M
- −988.3K (−4.0%) vs. Q4 2021
- Total value
- $280.5M
- +$11.5M (+4.3%) vs. Q4 2021
- New holders
- 14
- 34 more added
- Sold out
- 16
- 31 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Connections Group, Inc. | 333 | $3.00K | 0.00% | +333 | New |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $5.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 462 | $6.00K | 0.00% | −187−28.8% | Reduced |
| JNBA Financial Advisors | 555 | $7.00K | 0.00% | +11+2.0% | Added |
| Tradewinds Capital Management, LLC | 578 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 720 | $9.00K | 0.00% | +720 | New |
| Princeton Global Asset Management LLC | 1,125 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,193 | $14.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,547 | $18.0K | 0.00% | +139+9.9% | Added |
| Prospera Financial Services Inc | 1,618 | $19.0K | 0.00% | +1,618 | New |
| Byrne Asset Management LLC | 1,800 | $21.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,713 | $27.0K | 0.00% | +1,713 | New |
| Creative Financial Designs Inc | 2,363 | $28.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,951 | $35.2K | 0.00% | +388+15.1% | Added |
| Proequities, Inc. | 5,486 | $66.0K | 0.00% | −870−13.7% | Reduced |
| US Bancorp | 8,319 | $99.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,757 | $105.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 9,136 | $109.1K | 0.01% | −93,303−91.1% | Reduced |
| MBA Advisors LLC | 11,000 | $131.0K | 0.08% | +11,000 | New |
| Ahrens Investment Partners LLC | 12,000 | $143.0K | 0.05% | −4,200−25.9% | Reduced |
| MML Investors Services, LLC | 12,096 | $144.0K | 0.00% | +355+3.0% | Added |
| Foresight Wealth Management, LLC | 12,145 | $145.0K | 0.06% | −24,153−66.5% | Reduced |
| Scotia Capital Inc. | 13,149 | $157.0K | 0.00% | +13,149 | New |
| Spire Wealth Management | 13,257 | $158.0K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 13,383 | $160.0K | 0.08% | +240+1.8% | Added |
| Winmill & Co. Inc | 13,500 | $161.0K | 0.05% | −5,830−30.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,596 | $162.0K | 0.00% | +13,596 | New |
| Keystone Wealth Services, LLC | 15,032 | $179.0K | 0.07% | −2,784−15.6% | Reduced |
| Cetera Investment Advisers | 15,609 | $186.0K | 0.00% | −8,063−34.1% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $203.0K | 0.00% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 17,212 | $206.0K | 0.01% | +669+4.0% | Added |
| Stephens Inc | 17,570 | $210.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 17,734 | $212.0K | 0.17% | −2,397−11.9% | Reduced |
| Washington Trust Co | 18,150 | $217.0K | 0.01% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 18,451 | $220.0K | 0.04% | +54+0.3% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $224.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 19,723 | $236.0K | 0.00% | +3,002+18.0% | Added |
| Private Advisor Group, LLC | 19,824 | $237.0K | 0.00% | −18,767−48.6% | Reduced |
| Arlington Capital Management, Inc. | 21,112 | $252.0K | 1.02% | −998−4.5% | Reduced |
| Rockefeller Capital Management L.P. | 21,153 | $252.0K | 0.00% | +18,033+578.0% | Added |
| CSS LLC | 21,925 | $262.0K | 0.01% | −2,100−8.7% | Reduced |
| Mariner Investment Group LLC | 22,865 | $273.0K | 0.35% | +7,965+53.5% | Added |
| Kestra Advisory Services, LLC | 23,341 | $279.0K | 0.00% | +152+0.7% | Added |
| Moors & Cabot, Inc. | 24,300 | $290.0K | 0.02% | −1,500−5.8% | Reduced |
| Global Retirement Partners, LLC | 30,384 | $351.0K | 0.03% | +30,384 | New |
| Independent Financial Group, LLC | 35,465 | $423.5K | 0.03% | +770+2.2% | Added |
| Cetera Advisor Networks LLC | 41,215 | $492.0K | 0.01% | +3,573+9.5% | Added |
| Atria Wealth Solutions, Inc. | 41,561 | $496.0K | 0.01% | +41,561 | New |
| Knightsbridge Asset Management, LLC | 42,697 | $510.0K | 0.17% | +851+2.0% | Added |
| HighTower Advisors, LLC | 45,805 | $548.0K | 0.00% | −2,621−5.4% | Reduced |
| Avantax Advisory Services, Inc. | 49,854 | $591.0K | 0.01% | +23,543+89.5% | Added |
| Baird Financial Group, Inc. | 53,513 | $639.0K | 0.00% | +53,513 | New |
| MONECO Advisors, LLC | 53,789 | $642.0K | 0.24% | +582+1.1% | Added |
| Qube Research & Technologies Ltd | 57,169 | $683.0K | 0.01% | −1,481−2.5% | Reduced |
| Wealth Management Solutions, LLC | 58,076 | $693.0K | 0.36% | −12,231−17.4% | Reduced |
| Segantii Capital Management Ltd | 63,317 | $756.0K | 0.03% | −153,958−70.9% | Reduced |
| Retirement Guys Formula LLC | 63,710 | $761.0K | 0.51% | −17,015−21.1% | Reduced |
| Sigma Planning Corp | 64,502 | $770.0K | 0.02% | −5,724−8.2% | Reduced |
| Landscape Capital Management, L.L.C. | 66,411 | $793.0K | 0.10% | −193,241−74.4% | Reduced |
| Kingsview Wealth Management, LLC | 70,335 | $839.8K | 0.04% | +2,778+4.1% | Added |
| Arnhold LLC | 73,100 | $873.0K | 0.10% | +600+0.8% | Added |
| Walleye Capital LLC | 79,811 | $953.0K | 0.03% | +27,244+51.8% | Added |
| Arete Wealth Advisors, LLC | 86,731 | $1.04M | 0.09% | +1,204+1.4% | Added |
| Steward Partners Investment Advisory, LLC | 87,785 | $1.05M | 0.02% | −1,043−1.2% | Reduced |
| Hightower 6M Holding, LLC | 98,351 | $1.17M | 0.09% | +98,351 | New |
| Janney Montgomery Scott LLC | 105,206 | $1.26M | 0.01% | +17,511+20.0% | Added |
| Truist Financial Corp | 111,755 | $1.33M | 0.00% | +14,041+14.4% | Added |
| Park Avenue Securities LLC | 114,434 | $1.37M | 0.02% | +1,171+1.0% | Added |
| Marks Group Wealth Management, Inc | 115,740 | $1.38M | 0.17% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 120,281 | $1.44M | 0.26% | −5,002−4.0% | Reduced |
| Parametric Portfolio Associates LLC | 120,587 | $1.44M | 0.00% | +120,587 | New |
| Aristides Capital LLC | 164,616 | $1.97M | 1.33% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 188,784 | $2.25M | 1.60% | +188,784 | New |
| Bokf, NA | 209,266 | $2.50M | 0.04% | +300+0.1% | Added |
| Commonwealth Equity Services, LLC | 327,547 | $3.91M | 0.01% | −9,148−2.7% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 390,105 | $4.66M | 0.63% | +56,100+16.8% | Added |
| Nations Financial Group Inc, | 406,294 | $4.85M | 0.58% | +406,294 | New |
| Geneos Wealth Management Inc. | 430,853 | $5.14M | 0.22% | +11,851+2.8% | Added |
| Bulldog Investors, LLP | 455,961 | $5.44M | 1.40% | −34,797−7.1% | Reduced |
| IHT Wealth Management, LLC | 465,104 | $5.55M | 0.42% | +1,222+0.3% | Added |
| Oppenheimer & Co Inc | 482,971 | $5.77M | 0.10% | +2,654+0.6% | Added |
| Raymond James & Associates | 486,658 | $5.81M | 0.00% | +131,936+37.2% | Added |
| Advisor Group Holdings, Inc. | 570,660 | $6.91M | 0.01% | −31,792−5.3% | Reduced |
| Envestnet Asset Management Inc | 603,364 | $7.20M | 0.00% | +40,637+7.2% | Added |
| Camelot Portfolios, LLC | 649,802 | $7.76M | 3.86% | −113,553−14.9% | Reduced |
| Wells Fargo & Company | 653,509 | $7.80M | 0.00% | −437,848−40.1% | Reduced |
| LPL Financial LLC | 837,462 | $10.0M | 0.01% | +55,827+7.1% | Added |
| Quantedge Capital Pte Ltd | 874,888 | $10.4M | 3.08% | −53,305−5.7% | Reduced |
| Penserra Capital Management LLC | 919,225 | $11.0M | 0.26% | −29,189−3.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,334,760 | $15.9M | 0.07% | +167,115+14.3% | Added |
| Invesco Ltd. | 1,361,746 | $16.3M | 0.00% | −25,590−1.8% | Reduced |
| Royal Bank of Canada | 1,961,437 | $23.4M | 0.01% | +40,347+2.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,939,330 | $35.1M | 13.15% | +214,202+7.9% | Added |
| Morgan Stanley | 4,327,424 | $51.7M | 0.01% | −54,005−1.2% | Reduced |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −969,893−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −179,709−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −74,565−100.0% | Sold out |