Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +3 vs. Q1 2021
- Shares held
- 24.3M
- −1.15M (−4.5%) vs. Q1 2021
- Total value
- $264.1M
- −$18.4M (−6.5%) vs. Q1 2021
- New holders
- 15
- 45 more added
- Sold out
- 12
- 25 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 8 | $0 | 0.00% | +6+300.0% | Added |
| FormulaFolio Investments, LLC | 76 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 168 | $2.00K | 0.00% | −208−55.3% | Reduced |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 466 | $5.00K | 0.00% | +466 | New |
| JNBA Financial Advisors | 521 | $6.00K | 0.00% | +10+2.0% | Added |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 902 | $9.00K | 0.00% | −643−41.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | +220+22.6% | Added |
| Proequities, Inc. | 1,296 | $14.0K | 0.00% | +116+9.8% | Added |
| Citigroup Inc | 1,714 | $19.0K | 0.00% | +36+2.1% | Added |
| Wealth Quarterback LLC | 1,916 | $21.0K | 0.01% | +1,916 | New |
| Creative Financial Designs Inc | 2,363 | $26.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,484 | $27.1K | 0.00% | +38+1.6% | Added |
| Rockefeller Capital Management L.P. | 3,119 | $34.0K | 0.00% | −2,109−40.3% | Reduced |
| D'Orazio & Associates, Inc. | 3,828 | $42.0K | 0.01% | +1,155+43.2% | Added |
| Parisi Gray Wealth Management | 4,000 | $44.0K | 0.02% | +4,000 | New |
| Deutsche Bank AG | 4,423 | $48.0K | 0.00% | +3,295+292.1% | Added |
| FNY Investment Advisers, LLC | 5,000 | $54.0K | 0.02% | −16,485−76.7% | Reduced |
| Carolinas Wealth Consulting LLC | 6,259 | $68.0K | 0.01% | +2,990+91.5% | Added |
| Arete Wealth Advisors, LLC | 87,857 | $80.0K | 0.01% | +1,391+1.6% | Added |
| US Bancorp | 8,319 | $91.0K | 0.00% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 10,000 | $109.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 10,483 | $114.0K | 0.06% | −9,488−47.5% | Reduced |
| MML Investors Services, LLC | 10,784 | $118.0K | 0.00% | +10,784 | New |
| Raymond James Financial Services Advisors, Inc. | 11,503 | $125.0K | 0.00% | −1,999−14.8% | Reduced |
| Bank of New York Mellon Corp | 12,142 | $132.0K | 0.00% | +12,142 | New |
| Stifel Financial Corp | 13,000 | $142.0K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 13,332 | $145.0K | 0.08% | +330+2.5% | Added |
| Advisory Services Network, LLC | 13,247 | $145.0K | 0.00% | +13,247 | New |
| NEXT Financial Group, Inc | 13,700 | $150.0K | 0.01% | +321+2.4% | Added |
| Private Advisor Group, LLC | 14,366 | $157.0K | 0.00% | +24+0.2% | Added |
| Integrated Capital Management, Inc. | 14,884 | $162.0K | 0.13% | +1,452+10.8% | Added |
| V Wealth Advisors LLC | 18,287 | $200.0K | 0.03% | +528+3.0% | Added |
| Cantor Fitzgerald Investment Adviser L.P. | 19,274 | $210.0K | 0.02% | +19,274 | New |
| Winmill & Co. Inc | 19,330 | $211.0K | 0.08% | 00.0% | Unchanged |
| Bank of America Corp | 19,842 | $216.0K | 0.00% | +14,773+291.4% | Added |
| Avantax Advisory Services, Inc. | 21,000 | $229.0K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 21,619 | $236.0K | 0.00% | −2,612−10.8% | Reduced |
| Foresight Wealth Management, LLC | 21,758 | $237.0K | 0.10% | +21,758 | New |
| Moors & Cabot, Inc. | 25,800 | $281.0K | 0.02% | +25,800 | New |
| Spire Wealth Management | 26,757 | $292.0K | 0.01% | +25,999+3,429.9% | Added |
| Pekin Hardy Strauss, Inc. | 27,096 | $296.0K | 0.04% | +298+1.1% | Added |
| Advisors Asset Management, Inc. | 27,859 | $304.0K | 0.00% | −181−0.6% | Reduced |
| Global Retirement Partners, LLC | 29,336 | $320.0K | 0.03% | +396+1.4% | Added |
| KFA Private Wealth Group, LLC | 29,866 | $326.0K | 0.18% | −1,061−3.4% | Reduced |
| UBS Group AG | 33,058 | $361.0K | 0.00% | +20,295+159.0% | Added |
| Icon Advisers Inc | 33,112 | $361.0K | 0.06% | +33,112 | New |
| Washington Trust Co | 33,300 | $363.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 34,453 | $376.0K | 0.00% | +2,678+8.4% | Added |
| Independent Financial Group, LLC | 34,695 | $378.5K | 0.04% | +450+1.3% | Added |
| CSS LLC | 38,883 | $424.0K | 0.02% | −2,500−6.0% | Reduced |
| Mid Atlantic Financial Management Inc | 39,500 | $431.0K | 0.03% | +26,000+192.6% | Added |
| Carroll Financial Associates, Inc. | 39,700 | $433.0K | 0.02% | −16,400−29.2% | Reduced |
| Cetera Investment Advisers | 41,819 | $456.0K | 0.01% | −2,966−6.6% | Reduced |
| Ahrens Investment Partners LLC | 44,300 | $483.0K | 0.22% | +10,600+31.5% | Added |
| HighTower Advisors, LLC | 44,269 | $485.0K | 0.00% | +80+0.2% | Added |
| Cetera Advisor Networks LLC | 53,540 | $584.0K | 0.01% | +19,938+59.3% | Added |
| Barclays PLC | 45,349 | $624.0K | 0.00% | −82,739−64.6% | Reduced |
| Yakira Capital Management, Inc. | 64,884 | $708.0K | 0.12% | −100,480−60.8% | Reduced |
| Kingsview Wealth Management, LLC | 68,825 | $747.0K | 0.04% | +6,778+10.9% | Added |
| Koshinski Asset Management, Inc. | 68,552 | $748.0K | 0.09% | −31,023−31.2% | Reduced |
| AEGON USA Investment Management, LLC | 69,214 | $755.0K | 0.22% | +69,214 | New |
| Janney Montgomery Scott LLC | 78,941 | $861.0K | 0.00% | +1,924+2.5% | Added |
| The PNC Financial Services Group, Inc. | 81,528 | $890.0K | 0.00% | +1,610+2.0% | Added |
| Sigma Planning Corp | 87,344 | $953.0K | 0.03% | −43,592−33.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 87,485 | $954.0K | 0.02% | +35,511+68.3% | Added |
| Park Avenue Securities LLC | 92,102 | $1.00M | 0.02% | +1,891+2.1% | Added |
| Truist Financial Corp | 95,542 | $1.04M | 0.00% | −759−0.8% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 100,000 | $1.09M | 0.24% | +100,000 | New |
| Advisor Resource Council | 100,089 | $1.09M | 0.11% | +100,089 | New |
| Raymond James & Associates | 111,340 | $1.22M | 0.00% | +70,338+171.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 123,287 | $1.34M | 0.33% | −188,193−60.4% | Reduced |
| 6 Meridian | 140,363 | $1.53M | 0.12% | −18,969−11.9% | Reduced |
| MONECO Advisors, LLC | 155,124 | $1.69M | 0.78% | −110,356−41.6% | Reduced |
| Aristides Capital LLC | 164,616 | $1.78M | 1.37% | 00.0% | Unchanged |
| Beach Point Capital Management LP | 175,461 | $1.91M | 0.32% | −2,451,259−93.3% | Reduced |
| Commonwealth Equity Services, LLC | 314,384 | $3.43M | 0.01% | +30,618+10.8% | Added |
| Envestnet Asset Management Inc | 432,558 | $4.72M | 0.00% | +4,767+1.1% | Added |
| Geneos Wealth Management Inc. | 444,735 | $4.87M | 0.19% | +5,432+1.2% | Added |
| Oppenheimer & Co Inc | 468,443 | $5.11M | 0.09% | +23,552+5.3% | Added |
| IHT Wealth Management, LLC | 472,189 | $5.15M | 0.33% | −455,412−49.1% | Reduced |
| Camelot Portfolios, LLC | 608,306 | $6.64M | 2.68% | +65,042+12.0% | Added |
| Advisor Group Holdings, Inc. | 632,312 | $6.90M | 0.01% | +10,375+1.7% | Added |
| LPL Financial LLC | 712,306 | $7.77M | 0.01% | +130,980+22.5% | Added |
| Quantedge Capital Pte Ltd | 747,574 | $8.16M | 3.90% | −167,973−18.3% | Reduced |
| Antara Capital LP | 1,093,222 | $11.9M | 2.16% | +1,093,222 | New |
| Cambridge Investment Research Advisors, Inc. | 1,146,505 | $12.5M | 0.06% | +511,738+80.6% | Added |
| Wells Fargo & Company | 1,312,409 | $14.3M | 0.00% | +55,852+4.4% | Added |
| Matisse Capital | 1,377,000 | $15.0M | 4.75% | −87,000−5.9% | Reduced |
| Invesco Ltd. | 1,389,475 | $15.2M | 0.00% | +204,222+17.2% | Added |
| Penserra Capital Management LLC | 1,666,592 | $18.2M | 0.33% | +364,199+28.0% | Added |
| Royal Bank of Canada | 1,754,402 | $19.1M | 0.01% | +135,913+8.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,502,355 | $27.3M | 11.39% | +297,330+13.5% | Added |
| Morgan Stanley | 4,233,822 | $46.2M | 0.01% | −180,934−4.1% | Reduced |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −314,193−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −267,533−100.0% | Sold out |