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Livermore
Livermore
ZHEN

Highland Opportunities & Income Fund

HFRO
Exchange
NYSE
SEC CIK
0001710680

No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.

Other share classesHFRO.PAHFRO.PB

13F holders, Q3 2023

Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
105
+8 vs. Q2 2023
Shares held
24.7M
+717.6K (+3.0%) vs. Q2 2023
Total value
$198.7M
−$18.1M (−8.3%) vs. Q2 2023
New holders
15
40 more added
Sold out
7
26 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 105 institutions
Q1 2021: 95 institutionsQ2 2021: 98 institutionsQ3 2021: 99 institutionsQ4 2021: 102 institutionsQ1 2022: 97 institutionsQ2 2022: 101 institutionsQ3 2022: 94 institutionsQ4 2022: 102 institutionsQ1 2023: 100 institutionsQ2 2023: 97 institutionsQ3 2023: 105 institutionsQ4 2023: 104 institutionsQ1 2024: 107 institutionsQ2 2024: 101 institutionsQ3 2024: 101 institutionsQ4 2024: 111 institutionsQ1 2025: 96 institutionsQ2 2025: 92 institutionsQ3 2025: 94 institutionsQ4 2025: 105 institutionsQ1 2026: 95 institutionsQ2 2026: 91 institutions
Value heldQ3 2023: $198.7M
Q1 2021: $282.4MQ2 2021: $264.1MQ3 2021: $293.5MQ4 2021: $270.6MQ1 2022: $280.5MQ2 2022: $270.4MQ3 2022: $226.5MQ4 2022: $252.4MQ1 2023: $216.6MQ2 2023: $216.8MQ3 2023: $198.7MQ4 2023: $198.8MQ1 2024: $202.6MQ2 2024: $191.5MQ3 2024: $178.9MQ4 2024: $146.5MQ1 2025: $131.1MQ2 2025: $138.2MQ3 2025: $177.0MQ4 2025: $177.4MQ1 2026: $173.2MQ2 2026: $226.4M
Institutions holding HFRO and their total value by quarter
QuarterHoldersValue
Q2 202691$226.4M
Q1 202695$173.2M
Q4 2025105$177.4M
Q3 202594$177.0M
Q2 202592$138.2M
Q1 202596$131.1M
Q4 2024111$146.5M
Q3 2024101$178.9M
Q2 2024101$191.5M
Q1 2024107$202.6M
Q4 2023104$198.8M
Q3 2023105$198.7M
Q2 202397$216.8M
Q1 2023100$216.6M
Q4 2022102$252.4M
Q3 202294$226.5M
Q2 2022101$270.4M
Q1 202297$280.5M
Q4 2021102$270.6M
Q3 202199$293.5M
Q2 202198$264.1M
Q1 202195$282.4M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2023.

Institutions holding HFRO in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$80.00%+1New
GWM Advisors LLC7$590.00%00.0%Unchanged
Coppell Advisory Solutions LLC8$820.00%00.0%Unchanged
Cedar Mountain Advisors, LLC82$6590.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.285$2.29K0.00%00.0%Unchanged
Sound Income Strategies, LLC382$3.07K0.00%00.0%Unchanged
Concord Wealth Partners527$4.23K0.00%+15+2.9%Added
Raleigh Capital Management Inc.600$4.82K0.00%−350−36.8%Reduced
JNBA Financial Advisors624$5.01K0.00%+12+2.0%Added
IFP Advisors, Inc1,020$8.20K0.00%−2,418−70.3%Reduced
Princeton Global Asset Management LLC1,125$9.04K0.00%00.0%Unchanged
Northwestern Mutual Wealth Management Co1,479$11.9K0.00%+1,479New
Bessemer Group Inc1,490$12.0K0.00%−725−32.7%Reduced
Byrne Asset Management LLC1,800$14.0K0.01%00.0%Unchanged
AlphaMark Advisors, LLC1,741$14.0K0.01%+1,141+190.2%Added
Bank of America Corp2,339$18.8K0.00%00.0%Unchanged
Creative Financial Designs Inc2,363$19.0K0.00%00.0%Unchanged
Blue Bell Private Wealth Management, LLC2,764$22.2K0.01%00.0%Unchanged
Baker Avenue Asset Management, LP3,710$29.8K0.00%+3,710New
NBC Securities, Inc.9,480$76.0K0.01%+9,480New
Spire Wealth Management9,587$77.1K0.00%+35+0.4%Added
HRT Financial LP10,244$82.0K0.00%+10,244New
Koshinski Asset Management, Inc.11,625$93.5K0.01%−3,241−21.8%Reduced
Wealth Enhancement Advisory Services, LLC11,919$95.8K0.00%+11,919New
Capital Investment Advisory Services, LLC12,182$97.9K0.01%−1,175−8.8%Reduced
Pinnacle Wealth Planning Services, Inc.12,500$100.5K0.02%−76,657−86.0%Reduced
Citadel Advisors LLC12,743$102.5K0.00%+12,743New
Ignite Planners, LLC13,402$103.3K0.03%+13,402New
Jackson Wealth Management, LLC13,237$106.0K0.02%00.0%Unchanged
Comerica Bank13,948$112.1K0.00%+13,948New
Sovereign Financial Group, Inc.14,000$112.6K0.04%+14,000New
Verition Fund Management LLC15,000$120.6K0.00%+15,000New
Beacon Financial Advisory LLC15,072$121.2K0.07%+251+1.7%Added
MML Investors Services, LLC15,978$128.0K0.00%+158+1.0%Added
Channel Wealth LLC16,505$132.7K0.07%00.0%Unchanged
Cresset Asset Management, LLC17,000$136.7K0.00%00.0%Unchanged
Keystone Wealth Services, LLC17,217$138.4K0.05%+456+2.7%Added
One Charles Private Wealth Services, LLC17,248$138.7K0.08%00.0%Unchanged
Cetera Advisor Networks LLC17,724$142.5K0.00%−1,597−8.3%Reduced
Pekin Hardy Strauss, Inc.17,933$144.2K0.02%00.0%Unchanged
AEGON USA Investment Management, LLC18,172$146.1K0.11%+18,172New
Private Advisor Group, LLC20,863$167.7K0.00%−398−1.9%Reduced
Integrated Capital Management, Inc.21,704$174.5K0.15%+1,143+5.6%Added
CSS LLC22,072$177.5K0.01%00.0%Unchanged
Steward Partners Investment Advisory, LLC24,991$200.9K0.00%−8,924−26.3%Reduced
Kestra Advisory Services, LLC25,150$202.2K0.00%+573+2.3%Added
Atria Wealth Solutions, Inc.26,325$211.7K0.00%−11,193−29.8%Reduced
SFI Advisors, LLC26,340$211.8K0.21%+26,340New
Jane Street Group, LLC28,898$232.3K0.00%+28,898New
UBS Group AG29,570$237.7K0.00%−78,219−72.6%Reduced
Envestnet Portfolio Solutions, Inc.30,948$248.8K0.00%+30,948New
Avantax Advisory Services, Inc.31,182$250.7K0.00%+1,297+4.3%Added
Melfa Wealth Management, LLC31,771$255.4K0.28%+782+2.5%Added
Stephens Inc32,086$258.0K0.00%−461−1.4%Reduced
Raymond James Trust N.A.32,662$262.6K0.01%00.0%Unchanged
Samalin Investment Counsel, LLC32,951$264.9K0.15%+8,551+35.0%Added
National Asset Management, Inc.33,208$267.0K0.01%−2,000−5.7%Reduced
Captrust Financial Advisors34,601$278.2K0.00%−12,038−25.8%Reduced
Scotia Capital Inc.36,322$292.1K0.00%+4,904+15.6%Added
Cetera Investment Advisers37,310$300.0K0.00%+7,421+24.8%Added
Claybrook Capital, LLC38,853$312.4K0.18%00.0%Unchanged
Independent Financial Group, LLC39,543$317.9K0.02%−3,564−8.3%Reduced
Rockefeller Capital Management L.P.44,904$361.0K0.00%+182+0.4%Added
MONECO Advisors, LLC44,911$361.1K0.10%−2,325−4.9%Reduced
Knightsbridge Asset Management, LLC49,074$395.0K0.12%+1,347+2.8%Added
Wealth Management Solutions, LLC51,035$410.3K0.28%+225+0.4%Added
Arlington Capital Management, Inc.51,261$412.1K0.43%+558+1.1%Added
Prevail Innovative Wealth Advisors, LLC58,188$467.8K0.24%+31,543+118.4%Added
Baird Financial Group, Inc.68,414$550.0K0.00%+1,182+1.8%Added
Qube Research & Technologies Ltd84,179$676.8K0.00%+860+1.0%Added
Kingsview Wealth Management, LLC86,137$692.5K0.02%+9,067+11.8%Added
NWF Advisory Services Inc.89,100$716.4K0.17%−1,300−1.4%Reduced
Truist Financial Corp91,198$733.2K0.00%+605+0.7%Added
Arete Wealth Advisors, LLC94,560$760.4K0.13%+5,140+5.7%Added
Janney Montgomery Scott LLC96,560$776.0K0.00%−5,496−5.4%Reduced
Marks Group Wealth Management, Inc118,805$955.2K0.12%00.0%Unchanged
Park Avenue Securities LLC130,420$1.05M0.02%+11,016+9.2%Added
Aristides Capital LLC164,616$1.32M0.88%00.0%Unchanged
Matisse Capital170,000$1.37M0.96%+10,000+6.3%Added
Icon Advisers Inc172,433$1.37M0.34%+35,984+26.4%Added
Bokf, NA204,628$1.49M0.03%−4,265−2.0%Reduced
CNH Partners LLC190,528$1.53M0.07%00.0%Unchanged
Landscape Capital Management, L.L.C.279,706$2.25M0.30%+89,234+46.8%Added
HighTower Advisors, LLC324,877$2.60M0.00%+205,484+172.1%Added
Amundi367,181$2.82M0.00%00.0%Unchanged
Bulldog Investors, LLP351,923$2.83M0.98%00.0%Unchanged
Nations Financial Group Inc,375,530$3.02M0.30%+8,014+2.2%Added
Camelot Portfolios, LLC379,209$3.05M2.92%−154,233−28.9%Reduced
Geneos Wealth Management Inc.406,303$3.27M0.17%−14,641−3.5%Reduced
Advisor Group Holdings, Inc.419,675$3.37M0.00%+97,398+30.2%Added
Raymond James & Associates464,726$3.74M0.00%+354,383+321.2%Added
Wells Fargo & Company479,999$3.86M0.00%+3,795+0.8%Added
IHT Wealth Management, LLC499,210$4.01M0.20%+10,376+2.1%Added
Cambridge Investment Research Advisors, Inc.535,964$4.31M0.02%−4,765−0.9%Reduced
Commonwealth Equity Services, LLC536,754$4.32M0.01%+12,752+2.4%Added
Oppenheimer & Co Inc672,404$5.41M0.11%+20,345+3.1%Added
Atlas Wealth LLC879,966$7.07M1.32%−13,684−1.5%Reduced
Penserra Capital Management LLC916,208$7.37M0.15%+97,440+11.9%Added
Highland Capital Management Fund Advisors, L.P.918,047$7.38M1.04%00.0%Unchanged
Envestnet Asset Management Inc960,905$7.73M0.00%+9,377+1.0%Added