Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −6 vs. Q2 2022
- Shares held
- 23.3M
- −719.4K (−3.0%) vs. Q2 2022
- Total value
- $226.5M
- −$43.6M (−16.2%) vs. Q2 2022
- New holders
- 9
- 42 more added
- Sold out
- 15
- 26 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 571 | $6.00K | 0.00% | +12+2.1% | Added |
| Spire Wealth Management | 758 | $7.00K | 0.00% | −12,500−94.3% | Reduced |
| Princeton Global Asset Management LLC | 1,125 | $11.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,328 | $13.0K | 0.00% | −246−15.6% | Reduced |
| Byrne Asset Management LLC | 1,800 | $17.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $23.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,733 | $27.0K | 0.00% | +20+1.2% | Added |
| Blue Bell Private Wealth Management, LLC | 2,764 | $27.0K | 0.01% | +2,764 | New |
| American Portfolios Advisors | 3,030 | $29.4K | 0.00% | +27+0.9% | Added |
| US Bancorp | 8,319 | $81.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,531 | $93.0K | 0.00% | +931+10.8% | Added |
| Koshinski Asset Management, Inc. | 10,498 | $102.0K | 0.01% | +10,498 | New |
| Moors & Cabot, Inc. | 11,700 | $114.0K | 0.01% | −14,100−54.7% | Reduced |
| Foresight Wealth Management, LLC | 11,861 | $115.0K | 0.05% | +218+1.9% | Added |
| CNH Partners LLC | 12,065 | $117.0K | 0.00% | +12,065 | New |
| Ahrens Investment Partners LLC | 12,200 | $119.0K | 0.06% | +1,200+10.9% | Added |
| Jane Street Group, LLC | 12,547 | $122.0K | 0.00% | +12,547 | New |
| Cetera Investment Advisers | 13,195 | $128.0K | 0.00% | −1,782−11.9% | Reduced |
| Beacon Financial Advisory LLC | 13,319 | $129.0K | 0.09% | +80+0.6% | Added |
| Raymond James Trust N.A. | 14,094 | $137.0K | 0.01% | +1,400+11.0% | Added |
| Capital Investment Advisory Services, LLC | 14,220 | $138.0K | 0.02% | +14,220 | New |
| MML Investors Services, LLC | 15,193 | $148.0K | 0.00% | +1,450+10.6% | Added |
| Keystone Wealth Services, LLC | 15,636 | $152.0K | 0.07% | +311+2.0% | Added |
| Cresset Asset Management, LLC | 17,000 | $165.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 17,229 | $167.0K | 0.16% | +49+0.3% | Added |
| V Wealth Advisors LLC | 17,565 | $171.0K | 0.03% | +59+0.3% | Added |
| Washington Trust Co | 18,150 | $176.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 18,470 | $180.0K | 0.00% | +900+5.1% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $182.0K | 0.03% | 00.0% | Unchanged |
| Scotia Capital Inc. | 21,743 | $211.0K | 0.00% | +496+2.3% | Added |
| CSS LLC | 22,072 | $215.0K | 0.01% | +147+0.7% | Added |
| Private Advisor Group, LLC | 22,607 | $220.0K | 0.00% | +1,928+9.3% | Added |
| Independent Solutions Wealth Management, LLC | 27,530 | $267.6K | 0.09% | +27,530 | New |
| Kestra Advisory Services, LLC | 32,280 | $314.0K | 0.00% | +5,496+20.5% | Added |
| Global Retirement Partners, LLC | 29,509 | $333.0K | 0.03% | −911−3.0% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $356.0K | 0.09% | +36,578 | New |
| Independent Financial Group, LLC | 37,139 | $361.0K | 0.03% | 00.0% | Unchanged |
| National Asset Management, Inc. | 37,697 | $367.0K | 0.01% | +37,697 | New |
| Avantax Advisory Services, Inc. | 42,545 | $414.0K | 0.01% | −10,671−20.1% | Reduced |
| All Season Financial Advisors, Inc. | 45,733 | $445.0K | 0.48% | −136,852−75.0% | Reduced |
| Retirement Guys Formula LLC | 46,760 | $454.0K | 0.48% | −10,453−18.3% | Reduced |
| Atria Wealth Solutions, Inc. | 46,844 | $457.2K | 0.01% | +18,041+62.6% | Added |
| Captrust Financial Advisors | 47,611 | $463.0K | 0.00% | +47,611 | New |
| Cetera Advisor Networks LLC | 52,218 | $508.0K | 0.01% | +14,174+37.3% | Added |
| Wealth Management Solutions, LLC | 52,383 | $509.0K | 0.30% | −1,036−1.9% | Reduced |
| MONECO Advisors, LLC | 55,367 | $538.0K | 0.22% | +793+1.5% | Added |
| Mariner Investment Group LLC | 58,026 | $564.0K | 0.64% | +16,000+38.1% | Added |
| Qube Research & Technologies Ltd | 62,166 | $604.0K | 0.00% | +4,997+8.7% | Added |
| Kingsview Wealth Management, LLC | 64,776 | $630.0K | 0.03% | −10,513−14.0% | Reduced |
| RFG Advisory, LLC | 55,145 | $630.0K | 0.04% | −8,260−13.0% | Reduced |
| Hightower 6M Holding, LLC | 72,924 | $709.0K | 0.06% | −16,396−18.4% | Reduced |
| Arete Wealth Advisors, LLC | 87,479 | $850.0K | 0.08% | +1,246+1.4% | Added |
| Knightsbridge Asset Management, LLC | 88,928 | $864.0K | 0.18% | +1,802+2.1% | Added |
| Walleye Capital LLC | 92,136 | $896.0K | 0.02% | −16,131−14.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 93,460 | $908.0K | 0.02% | +515+0.6% | Added |
| Baird Financial Group, Inc. | 96,666 | $940.0K | 0.00% | +43,736+82.6% | Added |
| Pinnacle Wealth Planning Services, Inc. | 98,553 | $958.0K | 0.18% | −500−0.5% | Reduced |
| Rockefeller Capital Management L.P. | 102,462 | $995.0K | 0.01% | +14,956+17.1% | Added |
| Janney Montgomery Scott LLC | 108,658 | $1.06M | 0.00% | −6,126−5.3% | Reduced |
| UBS Group AG | 110,255 | $1.07M | 0.00% | +9,312+9.2% | Added |
| Park Avenue Securities LLC | 114,057 | $1.11M | 0.02% | +100+0.1% | Added |
| Marks Group Wealth Management, Inc | 117,115 | $1.14M | 0.17% | 00.0% | Unchanged |
| Matisse Capital | 135,000 | $1.31M | 1.66% | +82,738+158.3% | Added |
| Aristides Capital LLC | 164,616 | $1.60M | 1.37% | 00.0% | Unchanged |
| Truist Financial Corp | 176,920 | $1.72M | 0.00% | +77,725+78.4% | Added |
| Bokf, NA | 189,514 | $1.84M | 0.04% | +4,541+2.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 213,875 | $2.08M | 0.00% | −82,900−27.9% | Reduced |
| Landscape Capital Management, L.L.C. | 242,681 | $2.36M | 0.31% | +132,968+121.2% | Added |
| Raymond James & Associates | 324,002 | $3.15M | 0.00% | +186,761+136.1% | Added |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.25M | 0.22% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 337,069 | $3.28M | 0.01% | −16,556−4.7% | Reduced |
| Bulldog Investors, LLP | 397,753 | $3.87M | 1.13% | 00.0% | Unchanged |
| Amundi | 390,781 | $3.93M | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 407,044 | $3.96M | 0.57% | +1,250+0.3% | Added |
| Geneos Wealth Management Inc. | 438,298 | $4.26M | 0.29% | −21,197−4.6% | Reduced |
| Camelot Portfolios, LLC | 448,490 | $4.36M | 4.11% | −154,754−25.7% | Reduced |
| IHT Wealth Management, LLC | 466,929 | $4.54M | 0.34% | +1,231+0.3% | Added |
| Oppenheimer & Co Inc | 523,667 | $5.09M | 0.12% | +16,197+3.2% | Added |
| Wells Fargo & Company | 547,551 | $5.32M | 0.00% | −1,523−0.3% | Reduced |
| Envestnet Asset Management Inc | 646,058 | $6.28M | 0.00% | +73,111+12.8% | Added |
| Penserra Capital Management LLC | 684,128 | $6.65M | 0.19% | −219,061−24.3% | Reduced |
| Quantedge Capital Pte Ltd | 726,903 | $7.07M | 2.18% | −125,447−14.7% | Reduced |
| Advisor Group Holdings, Inc. | 906,183 | $8.81M | 0.02% | +62,067+7.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 935,986 | $9.10M | 0.05% | −446,082−32.3% | Reduced |
| LPL Financial LLC | 991,590 | $9.64M | 0.01% | +51,780+5.5% | Added |
| Invesco Ltd. | 1,325,612 | $12.9M | 0.00% | −2,456−0.2% | Reduced |
| Royal Bank of Canada | 2,017,378 | $19.6M | 0.01% | −7,294−0.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,395,110 | $23.3M | 9.93% | −92,392−3.7% | Reduced |
| Morgan Stanley | 4,533,071 | $44.1M | 0.01% | +103,200+2.3% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −5,431−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −219,954−100.0% | Sold out |
| Arnhold LLC | 0 | $0 | 0.00% | −95,600−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −25,675−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,570−100.0% | Sold out |