Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +5 vs. Q3 2021
- Shares held
- 24.6M
- −2.58M (−9.5%) vs. Q3 2021
- Total value
- $270.6M
- −$22.5M (−7.7%) vs. Q3 2021
- New holders
- 22
- 29 more added
- Sold out
- 17
- 32 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| The PNC Financial Services Group, Inc. | 2 | $0 | 0.00% | +2 | New |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 57 | $1.00K | 0.00% | +57 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 544 | $6.00K | 0.00% | +11+2.1% | Added |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 606 | $6.00K | 0.00% | +606 | New |
| Concord Wealth Partners | 649 | $7.00K | 0.00% | +649 | New |
| Princeton Global Asset Management LLC | 1,125 | $12.0K | 0.00% | +1,125 | New |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,408 | $15.0K | 0.00% | +1,408 | New |
| Byrne Asset Management LLC | 1,800 | $20.0K | 0.01% | +1,800 | New |
| Creative Financial Designs Inc | 2,363 | $26.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,563 | $28.2K | 0.00% | +53+2.1% | Added |
| Rockefeller Capital Management L.P. | 3,120 | $34.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,356 | $70.0K | 0.00% | +129+2.1% | Added |
| US Bancorp | 8,319 | $91.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,645 | $95.0K | 0.00% | +8,645 | New |
| Bank of America Corp | 8,757 | $96.0K | 0.00% | −24,705−73.8% | Reduced |
| MML Investors Services, LLC | 11,741 | $129.0K | 0.00% | +11,741 | New |
| KFA Private Wealth Group, LLC | 12,822 | $141.0K | 0.07% | −17,328−57.5% | Reduced |
| Beacon Financial Advisory LLC | 13,143 | $144.0K | 0.07% | −454−3.3% | Reduced |
| Spire Wealth Management | 13,257 | $146.0K | 0.00% | −25,800−66.1% | Reduced |
| Advisory Services Network, LLC | 14,022 | $154.0K | 0.00% | +775+5.9% | Added |
| Carroll Financial Associates, Inc. | 14,900 | $164.0K | 0.01% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 14,900 | $164.0K | 0.07% | +14,900 | New |
| Ahrens Investment Partners LLC | 16,200 | $178.0K | 0.08% | −11,100−40.7% | Reduced |
| Walleye Trading LLC | 16,424 | $180.0K | 0.00% | +16,424 | New |
| Gladstone Institutional Advisory LLC | 16,543 | $182.0K | 0.01% | +16,543 | New |
| UBS Group AG | 16,721 | $183.0K | 0.00% | −5,224−23.8% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $187.0K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 17,570 | $193.0K | 0.00% | −2,619−13.0% | Reduced |
| Keystone Wealth Services, LLC | 17,816 | $196.0K | 0.08% | +17,816 | New |
| Washington Trust Co | 18,150 | $199.0K | 0.01% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 18,397 | $202.0K | 0.03% | +54+0.3% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $206.0K | 0.03% | −8,691−31.7% | Reduced |
| Winmill & Co. Inc | 19,330 | $212.0K | 0.06% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 20,131 | $221.0K | 0.17% | +1,503+8.1% | Added |
| NEXT Financial Group, Inc | 20,949 | $230.0K | 0.02% | +4,980+31.2% | Added |
| Arlington Capital Management, Inc. | 22,110 | $243.0K | 0.44% | +166+0.8% | Added |
| Kestra Advisory Services, LLC | 23,189 | $255.0K | 0.00% | −25,403−52.3% | Reduced |
| Cetera Investment Advisers | 23,672 | $260.0K | 0.00% | −13,883−37.0% | Reduced |
| CSS LLC | 24,025 | $264.0K | 0.01% | −14,858−38.2% | Reduced |
| Cantor Fitzgerald Investment Adviser L.P. | 24,274 | $267.0K | 0.02% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 25,800 | $284.0K | 0.02% | +10,000+63.3% | Added |
| Avantax Advisory Services, Inc. | 26,311 | $289.0K | 0.00% | +1,011+4.0% | Added |
| Advisors Asset Management, Inc. | 27,341 | $300.5K | 0.00% | −428−1.5% | Reduced |
| TCG Advisory Services, LLC | 29,625 | $326.0K | 0.08% | −864−2.8% | Reduced |
| GWM Advisors LLC | 31,806 | $349.0K | 0.01% | +31,806 | New |
| Independent Financial Group, LLC | 34,695 | $381.3K | 0.03% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 36,298 | $399.0K | 0.15% | +5,297+17.1% | Added |
| Cetera Advisor Networks LLC | 37,642 | $414.0K | 0.01% | −15,725−29.5% | Reduced |
| Private Advisor Group, LLC | 38,591 | $424.0K | 0.00% | +24,199+168.1% | Added |
| Icon Advisers Inc | 40,172 | $441.0K | 0.07% | −229,776−85.1% | Reduced |
| Millennium Management LLC | 40,289 | $443.0K | 0.00% | +3,045+8.2% | Added |
| Knightsbridge Asset Management, LLC | 41,846 | $460.0K | 0.15% | +855+2.1% | Added |
| HighTower Advisors, LLC | 48,426 | $536.0K | 0.00% | +4,073+9.2% | Added |
| Walleye Capital LLC | 52,567 | $578.0K | 0.02% | +52,567 | New |
| MONECO Advisors, LLC | 53,207 | $599.0K | 0.23% | −4,286−7.5% | Reduced |
| Qube Research & Technologies Ltd | 58,650 | $645.0K | 0.00% | +58,650 | New |
| Kingsview Wealth Management, LLC | 67,557 | $742.0K | 0.03% | +1,328+2.0% | Added |
| Sigma Planning Corp | 70,226 | $772.0K | 0.02% | −16,854−19.4% | Reduced |
| Wealth Management Solutions, LLC | 70,307 | $773.0K | 0.40% | +70,307 | New |
| Arnhold LLC | 72,500 | $797.0K | 0.09% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 74,565 | $819.0K | 0.23% | 00.0% | Unchanged |
| Retirement Guys Formula LLC | 80,725 | $888.0K | 0.70% | +80,725 | New |
| Arete Wealth Advisors, LLC | 85,527 | $940.0K | 0.08% | −3,823−4.3% | Reduced |
| Janney Montgomery Scott LLC | 87,695 | $964.0K | 0.00% | +4,295+5.1% | Added |
| Steward Partners Investment Advisory, LLC | 88,828 | $976.0K | 0.01% | −8,147−8.4% | Reduced |
| Truist Financial Corp | 97,714 | $1.07M | 0.00% | +1,964+2.1% | Added |
| Koshinski Asset Management, Inc. | 102,439 | $1.13M | 0.09% | −198−0.2% | Reduced |
| 6 Meridian | 106,258 | $1.17M | 0.09% | −7,192−6.3% | Reduced |
| Park Avenue Securities LLC | 113,263 | $1.25M | 0.02% | +12,960+12.9% | Added |
| Marks Group Wealth Management, Inc | 115,740 | $1.27M | 0.16% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 125,283 | $1.38M | 0.28% | −3,002−2.3% | Reduced |
| Aristides Capital LLC | 164,616 | $1.81M | 1.04% | 00.0% | Unchanged |
| Advisor Resource Council | 179,709 | $1.98M | 0.15% | +179,709 | New |
| Bokf, NA | 208,966 | $2.30M | 0.04% | +1,037+0.5% | Added |
| Segantii Capital Management Ltd | 217,275 | $2.39M | 0.08% | +217,275 | New |
| Landscape Capital Management, L.L.C. | 259,652 | $2.85M | 0.40% | +259,652 | New |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.67M | 0.52% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 336,695 | $3.70M | 0.01% | +9,650+3.0% | Added |
| Raymond James & Associates | 354,722 | $3.90M | 0.00% | +90,306+34.2% | Added |
| Geneos Wealth Management Inc. | 419,002 | $4.60M | 0.18% | −12,986−3.0% | Reduced |
| IHT Wealth Management, LLC | 463,882 | $5.10M | 0.38% | −11,637−2.4% | Reduced |
| Oppenheimer & Co Inc | 480,317 | $5.28M | 0.09% | −4,438−0.9% | Reduced |
| Bulldog Investors, LLP | 490,758 | $5.39M | 1.44% | +50,079+11.4% | Added |
| Envestnet Asset Management Inc | 562,727 | $6.18M | 0.00% | +73,091+14.9% | Added |
| Advisor Group Holdings, Inc. | 602,452 | $6.62M | 0.01% | −35,328−5.5% | Reduced |
| Camelot Portfolios, LLC | 763,355 | $8.39M | 3.38% | +82,156+12.1% | Added |
| LPL Financial LLC | 781,635 | $8.59M | 0.01% | −5,427−0.7% | Reduced |
| Quantedge Capital Pte Ltd | 928,193 | $10.2M | 4.31% | −95,039−9.3% | Reduced |
| Penserra Capital Management LLC | 948,414 | $10.4M | 0.22% | +13,151+1.4% | Added |
| Rivernorth Capital Management, LLC | 969,893 | $10.7M | 0.43% | −28,352−2.8% | Reduced |
| Wells Fargo & Company | 1,091,357 | $12.0M | 0.00% | −123,201−10.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,167,645 | $12.8M | 0.06% | −43,989−3.6% | Reduced |
| Invesco Ltd. | 1,387,336 | $15.2M | 0.00% | −74,912−5.1% | Reduced |
| Royal Bank of Canada | 1,921,090 | $21.1M | 0.01% | +35,428+1.9% | Added |