Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 139
- +12 vs. Q3 2023
- Shares held
- 21.5M
- +2.57M (+13.6%) vs. Q3 2023
- Total value
- $275.7M
- −$3.89M (−1.4%) vs. Q3 2023
- New holders
- 26
- 52 more added
- Sold out
- 14
- 44 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,307,789 | $80.7M | 0.01% | +1,925,450+43.9% | Added |
| UBS Group AG | 1,208,949 | $15.5M | 0.01% | −690,516−36.4% | Reduced |
| Prime Capital Investment Advisors, LLC | 1,172,856 | $15.0M | 0.23% | +304,335+35.0% | Added |
| LPL Financial LLC | 1,051,079 | $13.5M | 0.01% | +85,119+8.8% | Added |
| Advisor Group Holdings, Inc. | 725,850 | $9.29M | 0.02% | −234,069−24.4% | Reduced |
| Cohen & Steers, Inc. | 724,940 | $9.28M | 0.02% | +325,000+81.3% | Added |
| Royal Bank of Canada | 708,107 | $9.06M | 0.00% | +324,423+84.6% | Added |
| Change Path, LLC | 440,010 | $5.63M | 0.36% | +58,726+15.4% | Added |
| Verus Capital Partners, LLC | 427,858 | $5.48M | 0.67% | +20,385+5.0% | Added |
| Commonwealth Equity Services, LLC | 423,768 | $5.42M | 0.01% | +17,658+4.3% | Added |
| Atria Wealth Solutions, Inc. | 388,282 | $4.97M | 0.06% | +25,894+7.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 333,692 | $4.27M | 0.02% | +80,368+31.7% | Added |
| Baird Financial Group, Inc. | 317,836 | $4.07M | 0.01% | +122,643+62.8% | Added |
| Envestnet Asset Management Inc | 317,002 | $4.06M | 0.00% | −46,237−12.7% | Reduced |
| Bank of America Corp | 300,069 | $3.84M | 0.00% | +20,642+7.4% | Added |
| Richmond Brothers, Inc. | 297,281 | $3.81M | 6.63% | +36,581+14.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 280,868 | $3.60M | 0.01% | −67,191−19.3% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 264,967 | $3.39M | 0.67% | +55,914+26.7% | Added |
| Petra Financial Advisors Inc | 247,390 | $3.17M | 2.64% | +26,686+12.1% | Added |
| Janney Montgomery Scott LLC | 245,093 | $3.14M | 0.01% | −45,520−15.7% | Reduced |
| AE Wealth Management LLC | 216,550 | $2.90M | 0.01% | +61,095+39.3% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $2.46M | 0.28% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 181,885 | $2.33M | 0.40% | +4,702+2.7% | Added |
| Cetera Advisor Networks LLC | 176,317 | $2.26M | 0.01% | +50,249+39.9% | Added |
| Significant Wealth Partners LLC | 172,083 | $2.20M | 1.60% | +172,083 | New |
| Truist Financial Corp | 158,118 | $2.02M | 0.00% | −71,945−31.3% | Reduced |
| Captrust Financial Advisors | 155,099 | $1.99M | 0.01% | +17,912+13.1% | Added |
| D.A. Davidson & Co. | 153,423 | $1.96M | 0.02% | +58,051+60.9% | Added |
| Cetera Investment Advisers | 153,392 | $1.96M | 0.02% | +62,111+68.0% | Added |
| Wedbush Securities Inc | 148,658 | $1.90M | 0.08% | +34,460+30.2% | Added |
| Integrated Wealth Concepts LLC | 140,819 | $1.80M | 0.03% | +1,137+0.8% | Added |
| Private Advisor Group, LLC | 124,305 | $1.59M | 0.01% | −3,767−2.9% | Reduced |
| Raymond James & Associates | 123,189 | $1.58M | 0.00% | +5,358+4.5% | Added |
| Wealthcare Advisory Partners LLC | 117,851 | $1.51M | 0.06% | +3,502+3.1% | Added |
| Ameriprise Financial Inc | 117,231 | $1.51M | 0.00% | −28,365−19.5% | Reduced |
| Focus Financial Network Inc | 96,114 | $1.23M | 0.05% | +96,114 | New |
| Sigma Planning Corp | 90,110 | $1.15M | 0.09% | −102,939−53.3% | Reduced |
| MML Investors Services, LLC | 88,138 | $1.13M | 0.01% | +3,882+4.6% | Added |
| Principal Securities, Inc. | 85,307 | $1.09M | 0.04% | +85,307 | New |
| Camelot Portfolios, LLC | 78,035 | $998.8K | 0.59% | +78,035 | New |
| Steward Partners Investment Advisory, LLC | 76,863 | $983.8K | 0.01% | +3,552+4.8% | Added |
| Samalin Investment Counsel, LLC | 73,089 | $935.5K | 0.47% | +73,089 | New |
| Brookstone Capital Management | 72,738 | $931.0K | 0.02% | −179,318−71.1% | Reduced |
| Avantax Advisory Services, Inc. | 69,814 | $893.6K | 0.01% | −49,871−41.7% | Reduced |
| GWM Advisors LLC | 67,002 | $874.2K | 0.01% | −1,868−2.7% | Reduced |
| Dynamic Advisor Solutions LLC | 63,557 | $858.0K | 0.03% | +8,353+15.1% | Added |
| Thrivent Financial for Lutherans | 65,921 | $844.0K | 0.00% | +2,444+3.9% | Added |
| Founders Financial Alliance, LLC | 65,579 | $839.4K | 0.33% | +914+1.4% | Added |
| Sowell Financial Services LLC | 64,339 | $824.0K | 0.04% | −337−0.5% | Reduced |
| Mutual Advisors, LLC | 63,027 | $806.8K | 0.03% | −1,118−1.7% | Reduced |
| Mercer Global Advisors Inc | 61,081 | $782.0K | 0.00% | +5,152+9.2% | Added |
| Elequin Capital LP | 60,645 | $776.3K | 0.23% | +58,845+3,269.2% | Added |
| Semus Wealth Partners LLC | 60,436 | $773.6K | 0.63% | −1,415−2.3% | Reduced |
| Tennessee Valley Asset Management Partners | 59,313 | $759.2K | 0.20% | +17,547+42.0% | Added |
| Parisi Gray Wealth Management | 57,529 | $736.4K | 0.30% | −98−0.2% | Reduced |
| David J Yvars Group | 57,371 | $734.0K | 0.59% | +185+0.3% | Added |
| Arlington Capital Management, Inc. | 57,097 | $730.8K | 0.66% | +57,097 | New |
| Western Wealth Management, LLC | 54,284 | $694.8K | 0.05% | −21,151−28.0% | Reduced |
| Raymond James Trust N.A. | 50,417 | $645.3K | 0.02% | −13,244−20.8% | Reduced |
| RSM US Wealth Management LLC | 50,000 | $640.0K | 0.02% | +50,000 | New |
| Davenport & Co LLC | 49,726 | $636.5K | 0.00% | +16,452+49.4% | Added |
| Garden State Investment Advisory Services LLC | 49,273 | $630.7K | 0.26% | −9,010−15.5% | Reduced |
| Qube Research & Technologies Ltd | 47,090 | $602.8K | 0.00% | +47,090 | New |
| Equitable Holdings, Inc. | 46,051 | $589.4K | 0.01% | +599+1.3% | Added |
| Wolverine Asset Management LLC | 45,902 | $587.5K | 0.01% | +45,902 | New |
| Jefferies Financial Group Inc. | 42,610 | $545.4K | 0.01% | +42,610 | New |
| Gridiron Partners, LLC | 39,542 | $506.1K | 0.36% | +39,542 | New |
| CoreCap Advisors, LLC | 35,070 | $448.9K | 0.03% | +4,283+13.9% | Added |
| Capital Market Strategies LLC | 34,242 | $438.3K | 0.38% | +5,679+19.9% | Added |
| National Asset Management, Inc. | 34,046 | $435.8K | 0.01% | −6,406−15.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 33,847 | $433.2K | 0.08% | −6,766−16.7% | Reduced |
| Kestra Advisory Services, LLC | 33,035 | $422.9K | 0.00% | +18,401+125.7% | Added |
| Rockefeller Capital Management L.P. | 32,809 | $420.0K | 0.00% | +2,445+8.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 32,413 | $414.9K | 0.08% | +2,334+7.8% | Added |
| International Assets Investment Management, LLC | 31,486 | $403.0K | 0.05% | −3,470−9.9% | Reduced |
| Quad-Cities Investment Group, LLC | 25,324 | $346.4K | 0.21% | +714+2.9% | Added |
| JB Capital LLC | 24,201 | $309.8K | 0.02% | +405+1.7% | Added |
| Merit Financial Group, LLC | 24,047 | $307.8K | 0.01% | +211+0.9% | Added |
| Cetera Advisors LLC | 23,218 | $297.2K | 0.00% | −63,342−73.2% | Reduced |
| Harbour Investments, Inc. | 22,944 | $293.7K | 0.01% | −15,875−40.9% | Reduced |
| 9258 Wealth Management, LLC | 22,179 | $283.9K | 0.05% | −1,201−5.1% | Reduced |
| Lakeview Capital Partners, LLC | 22,003 | $281.6K | 0.05% | −3,882−15.0% | Reduced |
| Atomi Financial Group, Inc. | 21,573 | $276.1K | 0.04% | −577−2.6% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 21,410 | $274.1K | 0.17% | −632−2.9% | Reduced |
| LVZ Advisors, Inc. | 21,090 | $270.0K | 0.04% | 00.0% | Unchanged |
| Retirement Planning Group | 20,620 | $263.9K | 0.02% | +980+5.0% | Added |
| Aviance Capital Partners, LLC | 20,592 | $263.6K | 0.06% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,487 | $249.4K | 0.01% | −3,899−16.7% | Reduced |
| First Foundation Advisors | 19,450 | $249.0K | 0.01% | −69,300−78.1% | Reduced |
| Vantage Financial Partners, LLC | 19,435 | $248.8K | 0.07% | −408−2.1% | Reduced |
| Centaurus Financial, Inc. | 18,232 | $233.0K | 0.02% | −5,046−21.7% | Reduced |
| The PNC Financial Services Group, Inc. | 16,682 | $213.5K | 0.00% | +115+0.7% | Added |
| Level Four Advisory Services, LLC | 16,537 | $211.7K | 0.01% | −18,030−52.2% | Reduced |
| Capital Wealth Alliance, LLC | 16,405 | $210.0K | 0.14% | +438+2.7% | Added |
| Nomura Holdings Inc | 16,325 | $209.0K | 0.00% | +16,325 | New |
| Landscape Capital Management, L.L.C. | 16,230 | $207.7K | 0.02% | +16,230 | New |
| Main Street Financial Solutions, LLC | 15,415 | $197.3K | 0.03% | +403+2.7% | Added |
| HighTower Advisors, LLC | 15,337 | $196.0K | 0.00% | +21+0.1% | Added |
| Advisor Resource Council | 14,902 | $190.7K | 0.02% | +14,902 | New |
| SFI Advisors, LLC | 14,828 | $189.8K | 0.16% | +14,828 | New |