Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +16 vs. Q2 2025
- Shares held
- 32.2M
- +4.15M (+14.8%) vs. Q2 2025
- Total value
- $480.8M
- +$64.0M (+15.4%) vs. Q2 2025
- New holders
- 26
- 84 more added
- Sold out
- 10
- 40 more reduced
5 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 8,156,160 | $122.2M | 0.01% | +858,870+11.8% | Added |
| LPL Financial LLC | 2,400,505 | $36.0M | 0.01% | +348,878+17.0% | Added |
| Verus Capital Partners, LLC | 2,270,760 | $34.0M | 2.64% | +393,530+21.0% | Added |
| UBS Group AG | 1,581,195 | $23.7M | 0.00% | +58,334+3.8% | Added |
| Cetera Investment Advisers | 1,203,938 | $18.0M | 0.02% | +524,872+77.3% | Added |
| Advisor Group Holdings, Inc. | 951,693 | $14.2M | 0.02% | +180,803+23.5% | Added |
| MML Investors Services, LLC | 831,424 | $12.5M | 0.03% | +30,122+3.8% | Added |
| Change Path, LLC | 820,049 | $12.3M | 0.30% | +79,396+10.7% | Added |
| Envestnet Asset Management Inc | 796,772 | $11.9M | 0.00% | +66,016+9.0% | Added |
| Royal Bank of Canada | 761,246 | $11.4M | 0.00% | +102,117+15.5% | Added |
| Raymond James Financial Inc | 706,973 | $10.6M | 0.00% | −251,398−26.2% | Reduced |
| Bank of America Corp | 504,365 | $7.56M | 0.00% | −46,644−8.5% | Reduced |
| Secure Asset Management, LLC | 472,500 | $7.12M | 1.17% | +38,845+9.0% | Added |
| Petra Financial Advisors Inc | 455,829 | $6.83M | 3.98% | +10,773+2.4% | Added |
| Prime Capital Investment Advisors, LLC | 441,497 | $6.61M | 0.08% | +16,658+3.9% | Added |
| Truist Financial Corp | 424,480 | $6.36M | 0.01% | +108,158+34.2% | Added |
| Janney Montgomery Scott LLC | 369,461 | $5.54M | 0.01% | +85,739+30.2% | Added |
| Cohen & Steers, Inc. | 336,789 | $5.04M | 0.01% | −10,000−2.9% | Reduced |
| Integrity Alliance, LLC. | 309,569 | $4.64M | 0.22% | +309,569 | New |
| Cambridge Investment Research Advisors, Inc. | 291,622 | $4.37M | 0.01% | +55,452+23.5% | Added |
| Retirement Planning Group | 273,901 | $4.10M | 0.14% | +158,481+137.3% | Added |
| Integrated Wealth Concepts LLC | 236,227 | $3.54M | 0.03% | +28,552+13.7% | Added |
| Commonwealth Equity Services, LLC | 231,467 | $3.47M | 0.00% | −69,143−23.0% | Reduced |
| Richmond Brothers, Inc. | 229,328 | $3.44M | 2.17% | −9,072−3.8% | Reduced |
| Vestmark Advisory Solutions, Inc. | 229,296 | $3.43M | 0.07% | +229,296 | New |
| Mount Yale Investment Advisors, LLC | 229,296 | $3.43M | 0.24% | +229,296 | New |
| Illumine Investment Management, LLC | 225,876 | $3.38M | 2.41% | +9,042+4.2% | Added |
| Mosaic Family Wealth Partners, LLC | 215,896 | $3.23M | 0.38% | −11,348−5.0% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 202,327 | $3.03M | 0.36% | −20,404−9.2% | Reduced |
| Marks Group Wealth Management, Inc | 196,262 | $2.94M | 0.27% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 189,100 | $2.83M | 0.00% | −10,777−5.4% | Reduced |
| The PNC Financial Services Group, Inc. | 186,388 | $2.79M | 0.00% | +44,939+31.8% | Added |
| Wedbush Securities Inc | 178,961 | $2.68M | 0.09% | +2,036+1.2% | Added |
| Flynn Zito Capital Management, LLC | 162,270 | $2.43M | 0.90% | +69,623+75.1% | Added |
| Principal Securities, Inc. | 153,560 | $2.30M | 0.04% | +8,100+5.6% | Added |
| Great Valley Advisor Group, Inc. | 142,036 | $2.13M | 0.04% | −7,291−4.9% | Reduced |
| Tennessee Valley Asset Management Partners | 141,856 | $2.13M | 0.29% | +141,856 | New |
| Steward Partners Investment Advisory, LLC | 133,596 | $2.00M | 0.01% | +3,655+2.8% | Added |
| Private Advisor Group, LLC | 132,178 | $1.98M | 0.01% | +29,676+29.0% | Added |
| Kestra Advisory Services, LLC | 128,576 | $1.93M | 0.01% | −123−0.1% | Reduced |
| GWM Advisors LLC | 118,171 | $1.77M | 0.01% | +10,419+9.7% | Added |
| Almanack Investment Partners, LLC. | 118,059 | $1.77M | 0.27% | −112,031−48.7% | Reduced |
| Founders Financial Alliance, LLC | 116,503 | $1.75M | 0.33% | +4,332+3.9% | Added |
| Capital Investment Advisory Services, LLC | 106,612 | $1.60M | 0.13% | +22,862+27.3% | Added |
| Smith Asset Management Co., LLC | 101,871 | $1.53M | 1.30% | +31,155+44.1% | Added |
| Cary Street Partners Financial LLC | 101,400 | $1.52M | 0.04% | +101,400 | New |
| Ausdal Financial Partners, Inc. | 100,587 | $1.51M | 0.07% | +22,069+28.1% | Added |
| IFG Advisory, LLC | 98,047 | $1.47M | 0.07% | +8,351+9.3% | Added |
| Jane Street Group, LLC | 86,859 | $1.30M | 0.00% | +86,859 | New |
| Mutual Advisors, LLC | 94,063 | $1.30M | 0.03% | +1,526+1.6% | Added |
| PFG Investments, LLC | 82,050 | $1.23M | 0.06% | +8,343+11.3% | Added |
| Dynamic Advisor Solutions LLC | 80,895 | $1.21M | 0.04% | +3,374+4.4% | Added |
| Thrivent Financial for Lutherans | 80,491 | $1.21M | 0.00% | +80,491 | New |
| Sigma Planning Corp | 78,858 | $1.18M | 0.03% | +2,069+2.7% | Added |
| Ameriprise Financial Inc | 75,941 | $1.14M | 0.00% | +7,712+11.3% | Added |
| Mercer Global Advisors Inc | 71,433 | $1.07M | 0.00% | +90.0% | Added |
| Umb Bank N A | 70,038 | $1.05M | 0.02% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 69,301 | $1.04M | 0.01% | 00.0% | Unchanged |
| Sovran Advisors, LLC | 73,642 | $975.8K | 0.09% | −7,244−9.0% | Reduced |
| Focus Financial Network, Inc. | 61,220 | $917.1K | 0.03% | +6,015+10.9% | Added |
| Geneos Wealth Management Inc. | 59,241 | $887.4K | 0.02% | +203+0.3% | Added |
| PMG Family Office LLC | 56,296 | $843.3K | 0.94% | +56,296 | New |
| Strategic Financial Concepts, LLC | 55,676 | $834.0K | 0.12% | +3,319+6.3% | Added |
| Fiduciary Alliance LLC | 54,880 | $822.1K | 0.06% | +11,568+26.7% | Added |
| Oppenheimer & Co Inc | 54,322 | $813.7K | 0.01% | +3,611+7.1% | Added |
| Garden State Investment Advisory Services LLC | 51,906 | $777.6K | 0.20% | −4,625−8.2% | Reduced |
| Equitable Holdings, Inc. | 51,419 | $770.3K | 0.01% | +3,176+6.6% | Added |
| Parisi Gray Wealth Management | 50,233 | $752.5K | 0.20% | −742−1.5% | Reduced |
| Captrust Financial Advisors | 49,157 | $736.4K | 0.00% | −788−1.6% | Reduced |
| Brookstone Capital Management | 48,884 | $732.3K | 0.01% | −7,385−13.1% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 48,749 | $730.3K | 0.23% | −6,819−12.3% | Reduced |
| Presper Financial Architects, LLC | 48,278 | $723.2K | 0.42% | −2,272−4.5% | Reduced |
| Mallini Complete Financial Planning LLC | 45,577 | $682.7K | 0.56% | +7,015+18.2% | Added |
| CoreCap Advisors, LLC | 45,391 | $680.0K | 0.02% | −2,250−4.7% | Reduced |
| J.W. Cole Advisors, Inc. | 44,757 | $670.5K | 0.01% | +25,010+126.7% | Added |
| New England Private Wealth Advisors LLC | 43,327 | $649.0K | 0.09% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 41,830 | $626.6K | 0.00% | +130+0.3% | Added |
| Colony Group, LLC | 40,000 | $599.2K | 0.00% | +40,000 | New |
| Stratos Wealth Partners, LTD. | 39,299 | $588.7K | 0.01% | −3,032−7.2% | Reduced |
| Buska Wealth Management, LLC | 39,242 | $587.8K | 0.18% | +6,653+20.4% | Added |
| Brinker Capital Investments, LLC | 38,510 | $576.9K | 0.00% | +10,535+37.7% | Added |
| Insigneo Advisory Services, LLC | 37,166 | $556.7K | 0.04% | +4,000+12.1% | Added |
| Western Wealth Management, LLC | 36,936 | $553.3K | 0.03% | +128+0.3% | Added |
| Discipline Wealth Solutions, LLC | 35,935 | $538.3K | 0.14% | +35,935 | New |
| Davenport & Co LLC | 35,602 | $533.3K | 0.00% | +1,594+4.7% | Added |
| Apollon Wealth Management, LLC | 34,090 | $510.7K | 0.01% | +10,876+46.9% | Added |
| Jacobi Capital Management LLC | 32,971 | $493.9K | 0.03% | +2,433+8.0% | Added |
| Bank of New York Mellon Corp | 31,507 | $472.0K | 0.00% | −170,274−84.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 31,504 | $471.9K | 0.05% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 31,183 | $467.1K | 0.00% | +1,175+3.9% | Added |
| AE Wealth Management LLC | 31,113 | $466.1K | 0.00% | +7,034+29.2% | Added |
| Comerica Bank | 31,056 | $465.2K | 0.00% | +460+1.5% | Added |
| Stifel Financial Corp | 30,263 | $453.4K | 0.00% | −17,076−36.1% | Reduced |
| Creative Planning | 29,594 | $443.3K | 0.00% | +19,530+194.1% | Added |
| WFA Asset Management Corp | 27,038 | $426.1K | 0.23% | +5,378+24.8% | Added |
| National Asset Management, Inc. | 27,736 | $415.5K | 0.02% | −2,643−8.7% | Reduced |
| Atomi Financial Group, Inc. | 27,591 | $413.3K | 0.01% | 00.0% | Unchanged |
| Encompass More Asset Management | 26,957 | $403.8K | 0.08% | +2,527+10.3% | Added |
| HighTower Advisors, LLC | 26,936 | $403.5K | 0.00% | −1,994−6.9% | Reduced |
| Disciplined Investments, LLC | 26,900 | $403.0K | 0.16% | +2,259+9.2% | Added |