Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +13 vs. Q4 2021
- Shares held
- 14.2M
- −90.2K (−0.6%) vs. Q4 2021
- Total value
- $268.5M
- −$10.2M (−3.7%) vs. Q4 2021
- New holders
- 22
- 47 more added
- Sold out
- 9
- 41 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,338,758 | $63.5M | 0.01% | +736,756+28.3% | Added |
| UBS Group AG | 1,436,224 | $27.3M | 0.01% | +187,527+15.0% | Added |
| Advisor Group Holdings, Inc. | 902,218 | $17.2M | 0.03% | +46,496+5.4% | Added |
| Cohen & Steers, Inc. | 850,110 | $16.2M | 0.03% | −94,804−10.0% | Reduced |
| Ameriprise Financial Inc | 655,594 | $12.4M | 0.00% | +76,750+13.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 482,122 | $9.16M | 0.02% | −16,503−3.3% | Reduced |
| Royal Bank of Canada | 462,442 | $8.79M | 0.00% | −8,758−1.9% | Reduced |
| LPL Financial LLC | 346,733 | $6.59M | 0.01% | +35,536+11.4% | Added |
| Commonwealth Equity Services, LLC | 332,177 | $6.31M | 0.01% | +13,760+4.3% | Added |
| Verus Capital Partners, LLC | 325,650 | $6.04M | 0.94% | +325,650 | New |
| Prime Capital Investment Advisors, LLC | 306,075 | $5.61M | 0.31% | −1,960−0.6% | Reduced |
| Janney Montgomery Scott LLC | 291,502 | $5.54M | 0.02% | +29,878+11.4% | Added |
| Rockefeller Capital Management L.P. | 217,802 | $4.14M | 0.02% | +202,177+1,293.9% | Added |
| Bank of America Corp | 213,681 | $4.06M | 0.00% | −225,465−51.3% | Reduced |
| Baird Financial Group, Inc. | 207,582 | $3.95M | 0.01% | −8,917−4.1% | Reduced |
| Marks Group Wealth Management, Inc | 190,195 | $3.62M | 0.45% | 00.0% | Unchanged |
| Raymond James & Associates | 183,820 | $3.49M | 0.00% | +5,491+3.1% | Added |
| Richmond Brothers, Inc. | 181,723 | $3.45M | 2.66% | −5,197−2.8% | Reduced |
| Envestnet Asset Management Inc | 162,406 | $3.09M | 0.00% | +52,196+47.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 149,260 | $2.84M | 0.01% | +17,789+13.5% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 143,274 | $2.72M | 0.65% | +6,522+4.8% | Added |
| Sigma Planning Corp | 128,488 | $2.44M | 0.07% | −24,548−16.0% | Reduced |
| Truist Financial Corp | 124,489 | $2.37M | 0.00% | −6,333−4.8% | Reduced |
| Founders Financial Alliance, LLC | 114,614 | $2.18M | 0.97% | +60,731+112.7% | Added |
| Wealthcare Advisory Partners LLC | 100,719 | $1.92M | 0.12% | +14,304+16.6% | Added |
| Cetera Investment Advisers | 100,548 | $1.91M | 0.03% | +29,333+41.2% | Added |
| Atria Wealth Solutions, Inc. | 87,731 | $1.67M | 0.03% | +87,731 | New |
| Private Advisor Group, LLC | 85,870 | $1.63M | 0.01% | +26,004+43.4% | Added |
| Cetera Advisor Networks LLC | 83,332 | $1.58M | 0.02% | +9,835+13.4% | Added |
| Clough Capital Partners L P | 80,512 | $1.53M | 0.12% | −79,016−49.5% | Reduced |
| Wells Fargo & Company | 69,955 | $1.33M | 0.00% | −11,086−13.7% | Reduced |
| GWM Advisors LLC | 60,909 | $1.16M | 0.02% | −6,097−9.1% | Reduced |
| Parisi Gray Wealth Management | 57,645 | $1.10M | 0.44% | +3,120+5.7% | Added |
| Camelot Portfolios, LLC | 56,698 | $1.08M | 0.54% | −123,485−68.5% | Reduced |
| David J Yvars Group | 56,313 | $1.07M | 0.74% | −10,397−15.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 54,703 | $1.04M | 0.02% | +3,716+7.3% | Added |
| MML Investors Services, LLC | 54,320 | $1.03M | 0.01% | +2,986+5.8% | Added |
| National Asset Management, Inc. | 54,041 | $1.03M | 0.03% | +4,074+8.2% | Added |
| Kovack Advisors, Inc. | 51,456 | $978.0K | 0.10% | +7,844+18.0% | Added |
| Davenport & Co LLC | 50,007 | $951.0K | 0.01% | −2,098−4.0% | Reduced |
| Invesco Ltd. | 48,809 | $928.0K | 0.00% | −9,901−16.9% | Reduced |
| American Portfolios Advisors | 45,335 | $861.8K | 0.03% | +2,360+5.5% | Added |
| Raymond James Trust N.A. | 43,799 | $833.0K | 0.03% | −12,972−22.8% | Reduced |
| Dynamic Advisor Solutions LLC | 41,171 | $783.0K | 0.05% | −591−1.4% | Reduced |
| Karpus Management, Inc. | 40,777 | $775.0K | 0.02% | −500,657−92.5% | Reduced |
| First Foundation Advisors | 38,895 | $739.0K | 0.03% | +14,000+56.2% | Added |
| Mercer Global Advisors Inc | 34,131 | $649.0K | 0.00% | −13,468−28.3% | Reduced |
| AE Wealth Management LLC | 32,759 | $623.0K | 0.00% | +7,460+29.5% | Added |
| Cetera Advisors LLC | 31,667 | $602.0K | 0.01% | +12,483+65.1% | Added |
| Capital Market Strategies LLC | 31,358 | $596.0K | 0.51% | −4,198−11.8% | Reduced |
| Valeo Financial Advisors, LLC | 31,239 | $594.0K | 0.03% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 29,524 | $561.0K | 0.01% | −334−1.1% | Reduced |
| Centaurus Financial, Inc. | 28,722 | $546.0K | 0.04% | +10,633+58.8% | Added |
| Castleview Partners, LLC | 28,350 | $538.0K | 0.33% | −457,826−94.2% | Reduced |
| Merit Financial Group, LLC | 27,141 | $516.0K | 0.03% | +2,296+9.2% | Added |
| The PNC Financial Services Group, Inc. | 26,503 | $504.0K | 0.00% | −20,743−43.9% | Reduced |
| Wedbush Securities Inc | 25,808 | $491.0K | 0.02% | −18,714−42.0% | Reduced |
| CoreCap Advisors, LLC | 25,605 | $487.0K | 0.03% | −1,129−4.2% | Reduced |
| 9258 Wealth Management, LLC | 24,863 | $473.0K | 0.11% | +265+1.1% | Added |
| Wagner Wealth Management, LLC | 24,346 | $463.0K | 0.32% | −29,760−55.0% | Reduced |
| Advisory Services Network, LLC | 22,272 | $423.0K | 0.01% | +304+1.4% | Added |
| Measured Wealth Private Client Group, LLC | 21,433 | $407.0K | 0.15% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 21,424 | $407.0K | 0.06% | +21,424 | New |
| Aviance Capital Partners, LLC | 21,119 | $401.0K | 0.07% | +527+2.6% | Added |
| Quad-Cities Investment Group, LLC | 21,108 | $401.0K | 0.26% | +554+2.7% | Added |
| JB Capital LLC | 19,267 | $367.0K | 0.04% | +2,457+14.6% | Added |
| Capital Wealth Alliance, LLC | 18,333 | $348.0K | 0.21% | −241−1.3% | Reduced |
| Ameritas Advisory Services, LLC | 17,145 | $326.0K | 0.01% | −1,700−9.0% | Reduced |
| Bard Financial Services, Inc. | 16,895 | $321.0K | 0.03% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 16,395 | $312.0K | 0.09% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 16,405 | $312.0K | 0.02% | +230+1.4% | Added |
| Clear Creek Financial Management, LLC | 15,826 | $301.0K | 0.05% | +714+4.7% | Added |
| Level Four Advisory Services, LLC | 15,712 | $299.0K | 0.02% | +1,450+10.2% | Added |
| Geneos Wealth Management Inc. | 15,404 | $292.0K | 0.01% | −30−0.2% | Reduced |
| Equitable Holdings, Inc. | 15,350 | $292.0K | 0.00% | +15,350 | New |
| Catalyst Private Wealth, LLC | 14,730 | $280.0K | 0.14% | −37−0.3% | Reduced |
| EP Wealth Advisors, LLC | 14,543 | $276.0K | 0.01% | +14,543 | New |
| Safeguard Financial, LLC | 14,088 | $268.0K | 0.40% | +14,088 | New |
| Gill Capital Partners, LLC | 13,761 | $262.0K | 0.12% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,728 | $261.0K | 0.00% | +2,709+24.6% | Added |
| Kestra Advisory Services, LLC | 13,693 | $260.0K | 0.00% | +1,149+9.2% | Added |
| Retirement Guys Formula LLC | 12,726 | $242.0K | 0.16% | −4,134−24.5% | Reduced |
| Financial Advisory Corp | 12,330 | $234.0K | 0.12% | +12+0.1% | Added |
| Change Path, LLC | 12,311 | $234.0K | 0.01% | +12,311 | New |
| Creative Financial Designs Inc | 12,245 | $233.0K | 0.04% | +2,245+22.5% | Added |
| Koshinski Asset Management, Inc. | 11,601 | $220.5K | 0.02% | −623−5.1% | Reduced |
| International Assets Investment Management, LLC | 11,094 | $211.0K | 0.04% | −453−3.9% | Reduced |
| WMS Partners, LLC | 11,007 | $209.0K | 0.03% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 10,792 | $205.0K | 0.17% | +10,792 | New |
| Arete Wealth Advisors, LLC | 10,714 | $204.0K | 0.02% | +144+1.4% | Added |
| Bank of New York Mellon Corp | 10,538 | $200.0K | 0.00% | −8,817−45.6% | Reduced |
| FSA Wealth Management LLC | 10,843 | $199.0K | 0.12% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 10,138 | $193.0K | 0.01% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 10,140 | $193.0K | 0.03% | +10,140 | New |
| Dowling & Yahnke LLC | 10,065 | $191.0K | 0.01% | +10,065 | New |
| D.A. Davidson & Co. | 10,013 | $190.0K | 0.00% | +10,013 | New |
| Global Retirement Partners, LLC | 10,505 | $179.0K | 0.01% | +10,505 | New |
| Spire Wealth Management | 9,188 | $175.0K | 0.00% | −10,931−54.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 8,914 | $170.0K | 0.00% | −8,589−49.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 8,513 | $162.0K | 0.04% | +8,513 | New |