Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- +24 vs. Q3 2024
- Shares held
- 24.0M
- +742.1K (+3.2%) vs. Q3 2024
- Total value
- $365.9M
- +$6.44M (+1.8%) vs. Q3 2024
- New holders
- 36
- 64 more added
- Sold out
- 12
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,746,422 | $103.0M | 0.01% | −562,320−7.7% | Reduced |
| LPL Financial LLC | 1,712,240 | $26.1M | 0.01% | +119,927+7.5% | Added |
| UBS Group AG | 1,225,456 | $18.7M | 0.00% | +15,342+1.3% | Added |
| Verus Capital Partners, LLC | 1,104,801 | $16.9M | 1.61% | +384,257+53.3% | Added |
| Prime Capital Investment Advisors, LLC | 668,889 | $10.2M | 0.15% | −17,430−2.5% | Reduced |
| Raymond James Financial Inc | 636,965 | $9.72M | 0.00% | +636,965 | New |
| Advisor Group Holdings, Inc. | 602,694 | $9.20M | 0.02% | +71,804+13.5% | Added |
| Royal Bank of Canada | 600,554 | $9.16M | 0.00% | −206,118−25.6% | Reduced |
| Change Path, LLC | 596,836 | $9.11M | 0.28% | +37,458+6.7% | Added |
| Bank of America Corp | 576,317 | $8.79M | 0.00% | +127,181+28.3% | Added |
| Commonwealth Equity Services, LLC | 464,771 | $7.09M | 0.01% | +8,476+1.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 448,362 | $6.84M | 0.02% | −17,139−3.7% | Reduced |
| Cetera Investment Advisers | 416,116 | $6.35M | 0.01% | +47,872+13.0% | Added |
| Cohen & Steers, Inc. | 386,789 | $5.90M | 0.01% | −113,175−22.6% | Reduced |
| Petra Financial Advisors Inc | 372,465 | $5.68M | 3.87% | +34,379+10.2% | Added |
| Envestnet Asset Management Inc | 351,837 | $5.37M | 0.00% | +31,490+9.8% | Added |
| Secure Asset Management, LLC | 346,971 | $5.29M | 0.80% | +12,983+3.9% | Added |
| MML Investors Services, LLC | 325,867 | $4.97M | 0.02% | +32,789+11.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 266,616 | $4.07M | 0.60% | −21,080−7.3% | Reduced |
| Janney Montgomery Scott LLC | 257,513 | $3.93M | 0.01% | −3,048−1.2% | Reduced |
| Richmond Brothers, Inc. | 238,338 | $3.64M | 2.33% | −46,372−16.3% | Reduced |
| Mosaic Family Wealth Partners, LLC | 218,974 | $3.34M | 0.48% | +4,093+1.9% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $2.99M | 0.29% | 00.0% | Unchanged |
| Wedbush Securities Inc | 179,695 | $2.74M | 0.10% | −3,655−2.0% | Reduced |
| Captrust Financial Advisors | 177,692 | $2.71M | 0.01% | 00.0% | Unchanged |
| Illumine Investment Management, LLC | 173,467 | $2.65M | 2.18% | +173,467 | New |
| Baird Financial Group, Inc. | 168,974 | $2.58M | 0.00% | −45,529−21.2% | Reduced |
| TrueMark Investments, LLC | 167,173 | $2.55M | 0.81% | −128,412−43.4% | Reduced |
| Integrated Wealth Concepts LLC | 161,646 | $2.47M | 0.03% | +15,384+10.5% | Added |
| Truist Financial Corp | 161,392 | $2.46M | 0.00% | +12,507+8.4% | Added |
| IFP Advisors, Inc | 139,713 | $2.13M | 0.07% | +13,986+11.1% | Added |
| Principal Securities, Inc. | 132,765 | $2.03M | 0.05% | +6,879+5.5% | Added |
| Sovran Advisors, LLC | 107,771 | $1.64M | 0.23% | +107,771 | New |
| Mutual Advisors, LLC | 106,290 | $1.63M | 0.05% | +10,958+11.5% | Added |
| Founders Financial Alliance, LLC | 106,201 | $1.62M | 0.45% | −6,186−5.5% | Reduced |
| GWM Advisors LLC | 106,201 | $1.62M | 0.01% | +6,559+6.6% | Added |
| Private Advisor Group, LLC | 105,723 | $1.61M | 0.01% | −3,163−2.9% | Reduced |
| Atria Wealth Solutions, Inc. | 104,944 | $1.60M | 0.02% | +3,468+3.4% | Added |
| Steward Partners Investment Advisory, LLC | 100,589 | $1.53M | 0.01% | +17,867+21.6% | Added |
| The PNC Financial Services Group, Inc. | 87,195 | $1.33M | 0.00% | +53,039+155.3% | Added |
| Almanack Investment Partners, LLC. | 80,676 | $1.23M | 0.19% | −13,568−14.4% | Reduced |
| Tennessee Valley Asset Management Partners | 79,639 | $1.22M | 0.20% | +4,477+6.0% | Added |
| Sigma Planning Corp | 77,368 | $1.18M | 0.04% | +519+0.7% | Added |
| Avantax Advisory Services, Inc. | 77,306 | $1.18M | 0.01% | +2,374+3.2% | Added |
| Ameriprise Financial Inc | 72,996 | $1.11M | 0.00% | −2,367−3.1% | Reduced |
| PFG Investments, LLC | 71,966 | $1.10M | 0.07% | −2,064−2.8% | Reduced |
| Dynamic Advisor Solutions LLC | 70,979 | $1.08M | 0.05% | +8,250+13.2% | Added |
| Umb Bank N A | 69,122 | $1.05M | 0.02% | +69,122 | New |
| Kestra Advisory Services, LLC | 68,886 | $1.05M | 0.01% | +45,080+189.4% | Added |
| Brookstone Capital Management | 65,002 | $991.9K | 0.01% | −3,527−5.1% | Reduced |
| Thrivent Financial for Lutherans | 60,115 | $962.0K | 0.00% | +2,187+3.8% | Added |
| RSM US Wealth Management LLC | 57,033 | $870.3K | 0.01% | +1,725+3.1% | Added |
| Parisi Gray Wealth Management | 56,181 | $857.3K | 0.27% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 51,799 | $790.5K | 0.24% | +3,475+7.2% | Added |
| Pension & Wealth Management Advisors, Inc. | 50,827 | $775.6K | 0.31% | +2,361+4.9% | Added |
| Ausdal Financial Partners, Inc. | 49,939 | $762.1K | 0.07% | +191+0.4% | Added |
| David J Yvars Group | 49,780 | $757.1K | 0.46% | −6,361−11.3% | Reduced |
| Retirement Planning Group | 48,499 | $740.1K | 0.04% | +16,224+50.3% | Added |
| Stratos Wealth Partners, LTD. | 48,250 | $736.3K | 0.01% | +16,106+50.1% | Added |
| Walkner Condon Financial Advisors LLC | 47,200 | $720.3K | 0.15% | +47,200 | New |
| CoreCap Advisors, LLC | 46,294 | $706.4K | 0.03% | +3,757+8.8% | Added |
| Oppenheimer & Co Inc | 45,883 | $700.2K | 0.01% | +9,861+27.4% | Added |
| National Asset Management, Inc. | 45,376 | $692.4K | 0.02% | −4,263−8.6% | Reduced |
| Davenport & Co LLC | 44,624 | $681.0K | 0.00% | −20,999−32.0% | Reduced |
| Stifel Financial Corp | 43,246 | $659.9K | 0.00% | +19,738+84.0% | Added |
| Focus Financial Network, Inc. | 41,867 | $638.9K | 0.03% | +5,317+14.5% | Added |
| Equitable Holdings, Inc. | 41,515 | $633.5K | 0.01% | +1,876+4.7% | Added |
| Sanctuary Advisors, LLC | 37,853 | $575.0K | 0.00% | −1,793−4.5% | Reduced |
| Capital Market Strategies LLC | 36,950 | $563.9K | 0.32% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 35,817 | $546.6K | 0.03% | −1,888−5.0% | Reduced |
| Mercer Global Advisors Inc | 35,474 | $541.3K | 0.00% | −46,345−56.6% | Reduced |
| Lakeview Capital Partners, LLC | 35,090 | $535.5K | 0.12% | +295+0.8% | Added |
| Patriot Financial Group Insurance Agency, LLC | 33,106 | $505.2K | 0.07% | +679+2.1% | Added |
| Disciplined Investments, LLC | 32,500 | $495.9K | 0.24% | +6,000+22.6% | Added |
| HRT Financial LP | 31,850 | $486.0K | 0.00% | +31,850 | New |
| Bank of New York Mellon Corp | 31,508 | $480.8K | 0.00% | +31,508 | New |
| GPS Wealth Strategies Group, LLC | 31,504 | $480.8K | 0.06% | 00.0% | Unchanged |
| WFA Asset Management Corp | 31,209 | $476.2K | 0.26% | +4,171+15.4% | Added |
| Rockefeller Capital Management L.P. | 30,003 | $457.8K | 0.00% | −367−1.2% | Reduced |
| Mallini Complete Financial Planning LLC | 29,349 | $447.9K | 0.43% | +29,349 | New |
| Citadel Advisors LLC | 28,032 | $427.8K | 0.00% | +28,032 | New |
| Semus Wealth Partners LLC | 27,454 | $418.9K | 0.28% | −6,932−20.2% | Reduced |
| Atomi Financial Group, Inc. | 27,210 | $415.2K | 0.02% | +197+0.7% | Added |
| Merit Financial Group, LLC | 25,215 | $384.8K | 0.01% | +483+2.0% | Added |
| Main Street Financial Solutions, LLC | 24,954 | $380.8K | 0.04% | −1,364−5.2% | Reduced |
| HighTower Advisors, LLC | 24,850 | $379.2K | 0.00% | +527+2.2% | Added |
| JB Capital LLC | 24,598 | $375.4K | 0.02% | +101+0.4% | Added |
| Buska Wealth Management, LLC | 24,147 | $368.5K | 0.12% | +3,719+18.2% | Added |
| Insigneo Advisory Services, LLC | 23,332 | $356.0K | 0.04% | −50−0.2% | Reduced |
| Strategic Financial Concepts, LLC | 23,007 | $351.1K | 0.07% | +3,036+15.2% | Added |
| Jacobi Capital Management LLC | 22,827 | $348.3K | 0.03% | +3,627+18.9% | Added |
| Quad-Cities Investment Group, LLC | 22,481 | $343.1K | 0.17% | −831−3.6% | Reduced |
| Encompass More Asset Management | 22,173 | $338.4K | 0.11% | +944+4.4% | Added |
| Comerica Bank | 21,590 | $329.5K | 0.00% | +95+0.4% | Added |
| AE Wealth Management LLC | 21,512 | $328.3K | 0.00% | −2,059−8.7% | Reduced |
| Capital CS Group, LLC | 19,947 | $304.4K | 0.41% | +2,315+13.1% | Added |
| Warren Averett Asset Management, LLC | 19,855 | $303.0K | 0.00% | +19,855 | New |
| Wagner Wealth Management, LLC | 19,403 | $296.1K | 0.08% | −880−4.3% | Reduced |
| GWN Securities Inc. | 19,553 | $296.0K | 0.08% | +19,553 | New |
| Harbour Investments, Inc. | 19,372 | $295.6K | 0.01% | −700−3.5% | Reduced |