Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −2 vs. Q1 2023
- Shares held
- 17.9M
- +1.20M (+7.2%) vs. Q1 2023
- Total value
- $284.8M
- +$14.6M (+5.4%) vs. Q1 2023
- New holders
- 13
- 58 more added
- Sold out
- 15
- 35 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,179,155 | $66.4M | 0.01% | +383,136+10.1% | Added |
| UBS Group AG | 1,616,347 | $25.7M | 0.01% | +109,435+7.3% | Added |
| Prime Capital Investment Advisors, LLC | 801,820 | $12.7M | 0.25% | +257,585+47.3% | Added |
| LPL Financial LLC | 790,556 | $12.6M | 0.01% | +286,952+57.0% | Added |
| Advisor Group Holdings, Inc. | 719,233 | $11.4M | 0.02% | +31,819+4.6% | Added |
| Atria Wealth Solutions, Inc. | 474,655 | $7.55M | 0.10% | +57,933+13.9% | Added |
| Cohen & Steers, Inc. | 424,940 | $6.76M | 0.01% | −8,268−1.9% | Reduced |
| Commonwealth Equity Services, LLC | 392,636 | $6.24M | 0.01% | +31,560+8.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 377,610 | $6.00M | 0.01% | −79,858−17.5% | Reduced |
| Royal Bank of Canada | 366,351 | $5.82M | 0.00% | +17,737+5.1% | Added |
| Envestnet Asset Management Inc | 330,916 | $5.26M | 0.00% | +16,630+5.3% | Added |
| Change Path, LLC | 289,319 | $4.60M | 0.21% | +95,681+49.4% | Added |
| Verus Capital Partners, LLC | 281,713 | $4.48M | 0.63% | +35,842+14.6% | Added |
| Bank of America Corp | 281,348 | $4.47M | 0.00% | +20,078+7.7% | Added |
| Janney Montgomery Scott LLC | 264,776 | $4.21M | 0.01% | +2,020+0.8% | Added |
| Richmond Brothers, Inc. | 258,660 | $4.11M | 6.66% | −60,036−18.8% | Reduced |
| Truist Financial Corp | 244,876 | $3.89M | 0.01% | +21,807+9.8% | Added |
| Brookstone Capital Management | 239,055 | $3.82M | 0.08% | +50,938+27.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 235,504 | $3.75M | 0.02% | +25,766+12.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 227,739 | $3.62M | 0.87% | +51,999+29.6% | Added |
| Captrust Financial Advisors | 210,760 | $3.35M | 0.01% | −1,604−0.8% | Reduced |
| Petra Financial Advisors Inc | 202,350 | $3.22M | 2.87% | +202,350 | New |
| Wells Fargo & Company | 193,848 | $3.08M | 0.00% | +130,528+206.1% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $3.06M | 0.36% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 187,910 | $2.99M | 0.01% | −18,338−8.9% | Reduced |
| Sigma Planning Corp | 179,448 | $2.85M | 0.10% | +8,485+5.0% | Added |
| Mosaic Family Wealth Partners, LLC | 175,716 | $2.79M | 0.55% | +199+0.1% | Added |
| Ameriprise Financial Inc | 153,071 | $2.43M | 0.00% | −331,823−68.4% | Reduced |
| AE Wealth Management LLC | 136,346 | $2.17M | 0.01% | +19,686+16.9% | Added |
| Private Advisor Group, LLC | 127,104 | $2.02M | 0.02% | +1,109+0.9% | Added |
| Cetera Advisor Networks LLC | 113,761 | $1.81M | 0.01% | −164,034−59.0% | Reduced |
| Integrated Wealth Concepts LLC | 113,625 | $1.81M | 0.03% | +27,802+32.4% | Added |
| Raymond James & Associates | 113,383 | $1.80M | 0.00% | −5,510−4.6% | Reduced |
| Wealthcare Advisory Partners LLC | 112,865 | $1.79M | 0.08% | +6,480+6.1% | Added |
| Advisors Asset Management, Inc. | 112,203 | $1.78M | 0.04% | −105,408−48.4% | Reduced |
| Mutual Advisors, LLC | 99,777 | $1.59M | 0.06% | −4,006−3.9% | Reduced |
| D.A. Davidson & Co. | 99,384 | $1.58M | 0.02% | +34,381+52.9% | Added |
| Sowell Financial Services LLC | 98,055 | $1.56M | 0.09% | +98,055 | New |
| Wedbush Securities Inc | 96,555 | $1.53M | 0.07% | +11,960+14.1% | Added |
| First Foundation Advisors | 88,750 | $1.41M | 0.06% | 00.0% | Unchanged |
| Cetera Investment Advisers | 84,647 | $1.35M | 0.01% | −2,759−3.2% | Reduced |
| Northern Trust Corp | 80,902 | $1.29M | 0.00% | +1,410+1.8% | Added |
| Thrivent Financial for Lutherans | 77,770 | $1.23M | 0.00% | +4,200+5.7% | Added |
| MML Investors Services, LLC | 75,229 | $1.20M | 0.01% | +16,754+28.7% | Added |
| Western Wealth Management, LLC | 74,908 | $1.19M | 0.10% | +3,317+4.6% | Added |
| Avantax Advisory Services, Inc. | 72,849 | $1.16M | 0.01% | −24,183−24.9% | Reduced |
| GWM Advisors LLC | 70,167 | $1.12M | 0.01% | +3,602+5.4% | Added |
| Cetera Advisors LLC | 69,534 | $1.11M | 0.02% | −5,771−7.7% | Reduced |
| Founders Financial Alliance, LLC | 68,228 | $1.08M | 0.43% | +5,086+8.1% | Added |
| Semus Wealth Partners LLC | 61,260 | $974.0K | 0.89% | +342+0.6% | Added |
| Garden State Investment Advisory Services LLC | 59,103 | $939.7K | 0.42% | +2,275+4.0% | Added |
| Parisi Gray Wealth Management | 57,527 | $930.2K | 0.43% | +57,527 | New |
| Steward Partners Investment Advisory, LLC | 58,213 | $925.6K | 0.01% | +14,510+33.2% | Added |
| David J Yvars Group | 57,041 | $905.4K | 0.75% | −774−1.3% | Reduced |
| National Asset Management, Inc. | 54,252 | $862.6K | 0.02% | −5,936−9.9% | Reduced |
| Mercer Global Advisors Inc | 50,729 | $807.0K | 0.00% | −1,611−3.1% | Reduced |
| Dynamic Advisor Solutions LLC | 50,666 | $805.6K | 0.04% | +4,649+10.1% | Added |
| BDO Wealth Advisors, LLC | 50,000 | $795.0K | 0.09% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 43,486 | $691.0K | 0.02% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 42,659 | $678.3K | 0.01% | +1,258+3.0% | Added |
| Harbour Investments, Inc. | 41,447 | $659.0K | 0.03% | +284+0.7% | Added |
| Tennessee Valley Asset Management Partners | 40,788 | $648.5K | 0.21% | +5,906+16.9% | Added |
| GPS Wealth Strategies Group, LLC | 40,613 | $645.7K | 0.12% | −2,387−5.6% | Reduced |
| Rockefeller Capital Management L.P. | 35,848 | $570.0K | 0.00% | −17,043−32.2% | Reduced |
| Davenport & Co LLC | 34,200 | $543.8K | 0.00% | −5,917−14.7% | Reduced |
| International Assets Investment Management, LLC | 33,945 | $539.7K | 0.07% | +4,012+13.4% | Added |
| Level Four Advisory Services, LLC | 32,617 | $518.6K | 0.03% | +10,250+45.8% | Added |
| Valeo Financial Advisors, LLC | 31,239 | $496.7K | 0.02% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 30,544 | $485.7K | 0.03% | +30,544 | New |
| Capital Market Strategies LLC | 28,813 | $458.1K | 0.42% | −1,285−4.3% | Reduced |
| Strategic Financial Concepts, LLC | 26,608 | $423.1K | 0.16% | −459−1.7% | Reduced |
| Quad-Cities Investment Group, LLC | 23,810 | $378.6K | 0.25% | +753+3.3% | Added |
| Merit Financial Group, LLC | 23,666 | $376.3K | 0.01% | +163+0.7% | Added |
| JB Capital LLC | 23,313 | $370.7K | 0.03% | +823+3.7% | Added |
| Centaurus Financial, Inc. | 23,278 | $370.0K | 0.03% | −10,756−31.6% | Reduced |
| 9258 Wealth Management, LLC | 23,179 | $368.5K | 0.07% | −10.0% | Reduced |
| Lakeview Capital Partners, LLC | 23,068 | $366.8K | 0.07% | +1,999+9.5% | Added |
| Citadel Advisors LLC | 22,713 | $361.1K | 0.00% | +22,713 | New |
| Atomi Financial Group, Inc. | 22,150 | $352.2K | 0.16% | −123−0.6% | Reduced |
| Aviance Capital Partners, LLC | 21,119 | $335.8K | 0.07% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 21,097 | $335.4K | 0.06% | +1,057+5.3% | Added |
| LVZ Advisors, Inc. | 21,090 | $335.3K | 0.05% | −1,722−7.5% | Reduced |
| Arete Wealth Advisors, LLC | 21,062 | $335.0K | 0.03% | +21,062 | New |
| Advisory Services Network, LLC | 20,670 | $328.7K | 0.01% | −438−2.1% | Reduced |
| Retirement Planning Group | 20,257 | $322.1K | 0.03% | +3,180+18.6% | Added |
| Walleye Capital LLC | 20,073 | $319.2K | 0.01% | +20,073 | New |
| Vantage Financial Partners, LLC | 19,953 | $317.2K | 0.12% | +9,063+83.2% | Added |
| HighTower Advisors, LLC | 17,174 | $271.0K | 0.00% | +1,531+9.8% | Added |
| Sykon Capital LLC | 16,888 | $268.5K | 0.19% | +16,888 | New |
| Kestra Advisory Services, LLC | 16,761 | $266.5K | 0.00% | −5,156−23.5% | Reduced |
| Keybank National Association | 15,920 | $253.1K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,679 | $249.3K | 0.00% | +2,031+14.9% | Added |
| IHT Wealth Management, LLC | 15,645 | $248.8K | 0.01% | +291+1.9% | Added |
| Capital Wealth Alliance, LLC | 15,622 | $248.4K | 0.19% | −170−1.1% | Reduced |
| Sunbelt Securities, Inc. | 15,280 | $242.9K | 0.03% | +1,430+10.3% | Added |
| Main Street Financial Solutions, LLC | 14,688 | $233.5K | 0.03% | +307+2.1% | Added |
| Safeguard Financial, LLC | 14,088 | $223.0K | 0.11% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $218.8K | 0.09% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 13,668 | $217.3K | 0.01% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 13,653 | $217.1K | 0.16% | +953+7.5% | Added |