Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 131
- +11 vs. Q3 2022
- Shares held
- 16.9M
- +1.54M (+10.1%) vs. Q3 2022
- Total value
- $255.0M
- +$19.8M (+8.4%) vs. Q3 2022
- New holders
- 16
- 57 more added
- Sold out
- 5
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,859,683 | $58.7M | 0.01% | +118,811+3.2% | Added |
| UBS Group AG | 1,421,748 | $21.6M | 0.01% | −40,526−2.8% | Reduced |
| Advisor Group Holdings, Inc. | 836,133 | $12.7M | 0.03% | +151,776+22.2% | Added |
| Prime Capital Investment Advisors, LLC | 692,046 | $10.5M | 0.40% | +203,937+41.8% | Added |
| Ameriprise Financial Inc | 557,453 | $8.48M | 0.00% | −139,970−20.1% | Reduced |
| LPL Financial LLC | 500,973 | $7.62M | 0.01% | +16,320+3.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 496,986 | $7.56M | 0.02% | −1,901−0.4% | Reduced |
| Cohen & Steers, Inc. | 467,867 | $7.12M | 0.02% | −78,087−14.3% | Reduced |
| Richmond Brothers, Inc. | 443,582 | $6.75M | 9.47% | +267,953+152.6% | Added |
| Atria Wealth Solutions, Inc. | 363,124 | $5.53M | 0.09% | +248,916+217.9% | Added |
| Commonwealth Equity Services, LLC | 339,707 | $5.17M | 0.01% | −11,758−3.3% | Reduced |
| Royal Bank of Canada | 329,425 | $5.01M | 0.00% | −142,145−30.1% | Reduced |
| Advisors Asset Management, Inc. | 309,436 | $4.71M | 0.10% | −13,172−4.1% | Reduced |
| Cetera Advisor Networks LLC | 258,012 | $3.93M | 0.03% | +206,490+400.8% | Added |
| Janney Montgomery Scott LLC | 246,073 | $3.75M | 0.01% | −96,454−28.2% | Reduced |
| Bank of America Corp | 228,558 | $3.48M | 0.00% | −11,975−5.0% | Reduced |
| Baird Financial Group, Inc. | 221,543 | $3.37M | 0.01% | −28,021−11.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 209,997 | $3.20M | 0.02% | +43,022+25.8% | Added |
| Envestnet Asset Management Inc | 201,975 | $3.07M | 0.00% | +19,131+10.5% | Added |
| Captrust Financial Advisors | 201,525 | $3.07M | 0.02% | +116,432+136.8% | Added |
| Marks Group Wealth Management, Inc | 194,747 | $2.96M | 0.40% | +3,660+1.9% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 173,153 | $2.64M | 0.70% | −1,343−0.8% | Reduced |
| Verus Capital Partners, LLC | 171,231 | $2.61M | 0.49% | −47,284−21.6% | Reduced |
| Mosaic Family Wealth Partners, LLC | 165,082 | $2.51M | 0.71% | +165,082 | New |
| Sigma Planning Corp | 158,462 | $2.41M | 0.09% | +8,821+5.9% | Added |
| Brookstone Capital Management | 131,289 | $2.11M | 0.04% | +63,411+93.4% | Added |
| Founders Financial Alliance, LLC | 136,073 | $2.07M | 0.95% | +3,749+2.8% | Added |
| Change Path, LLC | 129,586 | $1.97M | 0.11% | +43,036+49.7% | Added |
| Truist Financial Corp | 117,532 | $1.79M | 0.00% | −10,706−8.3% | Reduced |
| Raymond James & Associates | 116,564 | $1.77M | 0.00% | −12,931−10.0% | Reduced |
| First Foundation Advisors | 108,367 | $1.65M | 0.08% | +68,161+169.5% | Added |
| Wealthcare Advisory Partners LLC | 106,385 | $1.62M | 0.08% | +6,171+6.2% | Added |
| AE Wealth Management LLC | 102,038 | $1.55M | 0.01% | +21,252+26.3% | Added |
| Mutual Advisors, LLC | 100,543 | $1.53M | 0.07% | +5,858+6.2% | Added |
| Sowell Financial Services LLC | 100,533 | $1.53M | 0.10% | +100,533 | New |
| Cetera Investment Advisers | 92,512 | $1.41M | 0.01% | −1,439−1.5% | Reduced |
| Western Wealth Management, LLC | 86,732 | $1.32M | 0.13% | −8,629−9.0% | Reduced |
| Avantax Advisory Services, Inc. | 81,466 | $1.24M | 0.02% | +8,458+11.6% | Added |
| Rockefeller Capital Management L.P. | 70,821 | $1.08M | 0.01% | −66,690−48.5% | Reduced |
| Thrivent Financial for Lutherans | 68,596 | $1.04M | 0.00% | −5,096−6.9% | Reduced |
| Integrated Wealth Concepts LLC | 67,028 | $1.02M | 0.03% | +14,196+26.9% | Added |
| National Asset Management, Inc. | 64,561 | $983.5K | 0.03% | +18,060+38.8% | Added |
| OneAscent Financial Services LLC | 63,586 | $968.0K | 0.41% | −14,782−18.9% | Reduced |
| Semus Wealth Partners LLC | 62,861 | $956.7K | 1.16% | +62,861 | New |
| MML Investors Services, LLC | 60,021 | $914.0K | 0.01% | +1,404+2.4% | Added |
| Wells Fargo & Company | 59,461 | $905.0K | 0.00% | −8,747−12.8% | Reduced |
| Wedbush Securities Inc | 59,206 | $901.0K | 0.05% | +16,985+40.2% | Added |
| Cetera Advisors LLC | 58,909 | $896.6K | 0.02% | +2,851+5.1% | Added |
| David J Yvars Group | 57,807 | $879.4K | 1.10% | +131+0.2% | Added |
| Garden State Investment Advisory Services LLC | 57,643 | $877.3K | 0.52% | +57,643 | New |
| Parisi Gray Wealth Management | 57,462 | $874.6K | 0.43% | +40,035+229.7% | Added |
| GWM Advisors LLC | 70,782 | $871.4K | 0.02% | +14,065+24.8% | Added |
| Harbour Investments, Inc. | 53,789 | $818.7K | 0.05% | −2,947−5.2% | Reduced |
| BDO Wealth Advisors, LLC | 50,000 | $761.0K | 0.09% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 49,609 | $755.0K | 0.01% | +17,252+53.3% | Added |
| Money Concepts Capital Corp | 48,996 | $745.7K | 0.03% | +48,996 | New |
| Raymond James Trust N.A. | 48,694 | $741.0K | 0.02% | +4,895+11.2% | Added |
| Steward Partners Investment Advisory, LLC | 45,328 | $689.9K | 0.01% | −2,282−4.8% | Reduced |
| Dynamic Advisor Solutions LLC | 43,716 | $665.4K | 0.05% | +1,099+2.6% | Added |
| Mercer Global Advisors Inc | 43,162 | $657.0K | 0.00% | +3,182+8.0% | Added |
| GPS Wealth Strategies Group, LLC | 36,129 | $549.9K | 0.17% | 00.0% | Unchanged |
| Davenport & Co LLC | 35,984 | $548.0K | 0.00% | +3,003+9.1% | Added |
| Northern Trust Corp | 35,478 | $540.0K | 0.00% | +3,125+9.7% | Added |
| CoreCap Advisors, LLC | 34,527 | $525.5K | 0.04% | +7,919+29.8% | Added |
| Centaurus Financial, Inc. | 34,034 | $518.0K | 0.05% | −350−1.0% | Reduced |
| Tennessee Valley Asset Management Partners | 33,310 | $507.0K | 0.18% | +7,322+28.2% | Added |
| Valeo Financial Advisors, LLC | 31,239 | $475.5K | 0.03% | 00.0% | Unchanged |
| Capital Market Strategies LLC | 30,200 | $459.6K | 0.49% | −1,858−5.8% | Reduced |
| Destination Wealth Management | 28,714 | $437.0K | 0.02% | +28,714 | New |
| International Assets Investment Management, LLC | 27,759 | $422.5K | 0.04% | +15,009+117.7% | Added |
| Advisory Services Network, LLC | 25,115 | $382.3K | 0.01% | +2,730+12.2% | Added |
| Ameritas Advisory Services, LLC | 24,767 | $376.9K | 0.02% | +6,424+35.0% | Added |
| Equitable Holdings, Inc. | 24,525 | $373.3K | 0.01% | +5,600+29.6% | Added |
| LVZ Advisors, Inc. | 23,762 | $361.7K | 0.06% | +10,055+73.4% | Added |
| Merit Financial Group, LLC | 23,348 | $355.4K | 0.01% | −4,058−14.8% | Reduced |
| 9258 Wealth Management, LLC | 23,180 | $352.8K | 0.08% | −141−0.6% | Reduced |
| Kovack Advisors, Inc. | 23,132 | $352.1K | 0.05% | −11,736−33.7% | Reduced |
| Kestra Advisory Services, LLC | 22,950 | $349.3K | 0.00% | −2,097−8.4% | Reduced |
| Quad-Cities Investment Group, LLC | 22,356 | $340.3K | 0.25% | −38−0.2% | Reduced |
| Level Four Advisory Services, LLC | 21,784 | $331.5K | 0.02% | +5,242+31.7% | Added |
| Measured Wealth Private Client Group, LLC | 21,433 | $326.2K | 0.13% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 21,119 | $321.4K | 0.07% | 00.0% | Unchanged |
| JB Capital LLC | 21,070 | $320.7K | 0.03% | +474+2.3% | Added |
| Wagner Wealth Management, LLC | 20,731 | $315.5K | 0.20% | −1,572−7.0% | Reduced |
| Collaborative Wealth Managment Inc. | 20,532 | $312.5K | 0.21% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 19,189 | $292.1K | 0.00% | −3,302−14.7% | Reduced |
| Retirement Planning Group | 17,091 | $260.1K | 0.03% | +5,752+50.7% | Added |
| Bard Financial Services, Inc. | 16,895 | $257.0K | 0.02% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 16,849 | $256.4K | 0.00% | +16,849 | New |
| Lakeview Capital Partners, LLC | 15,374 | $255.7K | 0.08% | +1,088+7.6% | Added |
| Elequin Capital LP | 15,564 | $236.9K | 0.07% | +15,564 | New |
| IHT Wealth Management, LLC | 15,512 | $236.1K | 0.02% | +48+0.3% | Added |
| Capital Wealth Alliance, LLC | 15,510 | $236.1K | 0.20% | +151+1.0% | Added |
| Clear Creek Financial Management, LLC | 15,352 | $233.7K | 0.05% | −883−5.4% | Reduced |
| Arete Wealth Advisors, LLC | 14,894 | $226.7K | 0.02% | +102+0.7% | Added |
| HighTower Advisors, LLC | 14,643 | $222.0K | 0.00% | −682−4.5% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 14,568 | $221.7K | 0.05% | +14,568 | New |
| Main Street Financial Solutions, LLC | 14,548 | $221.0K | 0.03% | +164+1.1% | Added |
| Safeguard Financial, LLC | 14,088 | $214.0K | 0.15% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $209.4K | 0.10% | 00.0% | Unchanged |