Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +10 vs. Q4 2025
- Shares held
- 44.6M
- +1.75M (+4.1%) vs. Q4 2025
- Total value
- $491.5M
- −$60.3M (−10.9%) vs. Q4 2025
- New holders
- 34
- 88 more added
- Sold out
- 24
- 51 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 8,137,202 | $89.7M | 0.01% | +1,116,788+15.9% | Added |
| LPL Financial LLC | 2,517,603 | $27.7M | 0.01% | −34,632−1.4% | Reduced |
| Verus Capital Partners, LLC | 2,477,088 | $27.3M | 1.88% | +152,724+6.6% | Added |
| Estate Planners Group, LLC | 2,370,615 | $26.1M | 12.55% | +77,837+3.4% | Added |
| UBS Group AG | 1,917,212 | $21.1M | 0.00% | +224,953+13.3% | Added |
| Rivernorth Capital Management, LLC | 1,888,335 | $20.8M | 1.05% | +1,076,643+132.6% | Added |
| Envestnet Asset Management Inc | 1,467,979 | $16.2M | 0.00% | −28,471−1.9% | Reduced |
| Invesco Ltd. | 1,457,791 | $16.1M | 0.00% | +134,810+10.2% | Added |
| Logan Stone Capital, LLC | 1,299,103 | $14.3M | 3.98% | +308,627+31.2% | Added |
| Cetera Investment Advisers | 1,251,299 | $13.8M | 0.01% | −9,744−0.8% | Reduced |
| Cohen & Steers, Inc. | 1,221,789 | $13.5M | 0.02% | +450,000+58.3% | Added |
| Royal Bank of Canada | 1,145,825 | $12.6M | 0.00% | +163,619+16.7% | Added |
| Advisor Group Holdings, Inc. | 1,066,935 | $11.8M | 0.02% | +113,494+11.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,015,400 | $11.2M | 3.81% | +88,155+9.5% | Added |
| Change Path, LLC | 946,815 | $10.4M | 0.24% | +47,650+5.3% | Added |
| MML Investors Services, LLC | 842,008 | $9.28M | 0.03% | +46,787+5.9% | Added |
| Raymond James Financial Inc | 779,292 | $8.59M | 0.00% | +48,219+6.6% | Added |
| Secure Asset Management, LLC | 623,443 | $6.87M | 1.09% | +77,904+14.3% | Added |
| Bank of America Corp | 603,335 | $6.65M | 0.00% | +145,498+31.8% | Added |
| Truist Financial Corp | 564,460 | $6.22M | 0.01% | −202,476−26.4% | Reduced |
| Petra Financial Advisors Inc | 469,379 | $5.17M | 3.20% | +11,063+2.4% | Added |
| Janney Montgomery Scott LLC | 420,263 | $4.63M | 0.01% | +13,957+3.4% | Added |
| Harpswell Capital Advisors, LLC | 327,617 | $3.61M | 2.69% | +128,694+64.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 316,813 | $3.49M | 0.09% | +10,070+3.3% | Added |
| XTX Topco Ltd | 278,101 | $3.06M | 0.05% | +108,013+63.5% | Added |
| Integrated Wealth Concepts LLC | 273,821 | $3.02M | 0.02% | +33,303+13.8% | Added |
| Integrity Alliance, LLC. | 268,902 | $2.96M | 0.11% | −64,469−19.3% | Reduced |
| Richmond Brothers, Inc. | 258,405 | $2.85M | 1.90% | +17,860+7.4% | Added |
| Baird Financial Group, Inc. | 252,913 | $2.79M | 0.00% | +8,212+3.4% | Added |
| AE Wealth Management LLC | 251,106 | $2.77M | 0.01% | +113,861+83.0% | Added |
| Retirement Planning Group | 246,738 | $2.72M | 0.08% | −40,817−14.2% | Reduced |
| Private Advisor Group, LLC | 239,681 | $2.64M | 0.01% | −1,603−0.7% | Reduced |
| Illumine Investment Management, LLC | 227,556 | $2.51M | 1.93% | +333+0.1% | Added |
| Vestmark Advisory Solutions, Inc. | 225,267 | $2.48M | 0.03% | −22,210−9.0% | Reduced |
| BlackRock, Inc. | 221,191 | $2.44M | 0.00% | −1,399,936−86.4% | Reduced |
| Mount Yale Investment Advisors, LLC | 219,535 | $2.42M | 0.06% | −27,942−11.3% | Reduced |
| Ameriprise Financial Inc | 205,507 | $2.26M | 0.00% | −17,038−7.7% | Reduced |
| Mosaic Family Wealth Partners, LLC | 201,355 | $2.22M | 0.23% | −21,263−9.6% | Reduced |
| Marks Group Wealth Management, Inc | 190,195 | $2.10M | 0.20% | −6,067−3.1% | Reduced |
| Principal Securities, Inc. | 188,994 | $2.08M | 0.03% | +19,391+11.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 187,367 | $2.06M | 0.01% | +33,086+21.4% | Added |
| Wedbush Securities Inc | 185,392 | $2.04M | 0.06% | −6,215−3.2% | Reduced |
| Cary Street Partners Financial LLC | 179,382 | $1.98M | 0.05% | +17,753+11.0% | Added |
| The PNC Financial Services Group, Inc. | 173,578 | $1.91M | 0.00% | −24,442−12.3% | Reduced |
| Tennessee Valley Asset Management Partners | 171,680 | $1.89M | 0.25% | +20,294+13.4% | Added |
| Significant Wealth Partners LLC | 158,176 | $1.74M | 2.15% | +158,176 | New |
| Commonwealth Equity Services, LLC | 157,393 | $1.73M | 0.00% | −12,090−7.1% | Reduced |
| Smith Asset Management Co., LLC | 138,980 | $1.53M | 1.31% | +15,921+12.9% | Added |
| Flynn Zito Capital Management, LLC | 137,946 | $1.52M | 0.49% | −4,145−2.9% | Reduced |
| Kestra Advisory Services, LLC | 134,337 | $1.48M | 0.01% | −16,622−11.0% | Reduced |
| GWM Advisors LLC | 126,814 | $1.40M | 0.01% | +12,143+10.6% | Added |
| Keating Financial Advisory Services, Inc. | 121,132 | $1.33M | 0.22% | +3,004+2.5% | Added |
| Founders Financial Alliance, LLC | 119,934 | $1.32M | 0.24% | +3,314+2.8% | Added |
| Steward Partners Investment Advisory, LLC | 110,841 | $1.22M | 0.01% | −6,902−5.9% | Reduced |
| Z3 Capital Partners, LLC | 108,656 | $1.20M | 0.30% | −5,664−5.0% | Reduced |
| Mutual Advisors, LLC | 107,787 | $1.19M | 0.03% | +12,668+13.3% | Added |
| Dynamic Advisor Solutions LLC | 98,677 | $1.09M | 0.03% | +14,101+16.7% | Added |
| Readystate Asset Management LP | 91,531 | $1.01M | 0.06% | +91,531 | New |
| PMG Family Office LLC | 88,938 | $980.1K | 1.09% | +25,390+40.0% | Added |
| Thrivent Financial for Lutherans | 88,677 | $977.0K | 0.00% | +11,878+15.5% | Added |
| Ausdal Financial Partners, Inc. | 84,087 | $926.8K | 0.04% | +66,062+366.5% | Added |
| PFG Investments, LLC | 80,693 | $889.2K | 0.04% | +1,032+1.3% | Added |
| Kovack Advisors, Inc. | 72,509 | $799.8K | 0.04% | +4,086+6.0% | Added |
| Umb Bank N A | 70,038 | $771.8K | 0.01% | 00.0% | Unchanged |
| Focus Financial Network, Inc. | 69,299 | $763.7K | 0.03% | +332+0.5% | Added |
| Prime Capital Investment Advisors, LLC | 68,999 | $760.4K | 0.01% | −352,720−83.6% | Reduced |
| Mercer Global Advisors Inc | 68,178 | $751.3K | 0.00% | −12,786−15.8% | Reduced |
| RSM US Wealth Management LLC | 65,664 | $723.6K | 0.01% | +8,597+15.1% | Added |
| Jane Street Group, LLC | 60,200 | $663.4K | 0.00% | −308,141−83.7% | Reduced |
| Sigma Planning Corp | 60,030 | $661.5K | 0.02% | −9,512−13.7% | Reduced |
| Western Wealth Management, LLC | 58,893 | $649.0K | 0.03% | −1,811−3.0% | Reduced |
| Geneos Wealth Management Inc. | 58,676 | $646.6K | 0.02% | −651−1.1% | Reduced |
| Noble Wealth Management PBC | 54,400 | $599.5K | 0.31% | −78,165−59.0% | Reduced |
| Equitable Holdings, Inc. | 46,527 | $599.3K | 0.00% | +14,642+45.9% | Added |
| Parisi Gray Wealth Management | 51,004 | $562.1K | 0.13% | +6,003+13.3% | Added |
| Mallini Complete Financial Planning LLC | 50,418 | $555.6K | 0.44% | +3,585+7.7% | Added |
| Strategic Financial Concepts, LLC | 50,164 | $552.8K | 0.14% | +50,164 | New |
| Almanack Investment Partners, LLC. | 49,455 | $545.0K | 0.09% | −58,140−54.0% | Reduced |
| Private Trust Co NA | 48,968 | $539.6K | 0.05% | +6,555+15.5% | Added |
| Patriot Financial Group Insurance Agency, LLC | 48,306 | $532.3K | 0.03% | +24,449+102.5% | Added |
| Pension & Wealth Management Advisors, Inc. | 48,038 | $529.4K | 0.16% | +4,879+11.3% | Added |
| Sovran Advisors, LLC | 46,126 | $527.2K | 0.04% | −9,558−17.2% | Reduced |
| Oppenheimer & Co Inc | 47,412 | $522.5K | 0.01% | +1,943+4.3% | Added |
| Fiduciary Alliance LLC | 45,220 | $513.2K | 0.03% | −361−0.8% | Reduced |
| New England Private Wealth Advisors LLC | 43,327 | $477.5K | 0.06% | +43,327 | New |
| Captrust Financial Advisors | 42,857 | $472.3K | 0.00% | 00.0% | Unchanged |
| Brookstone Capital Management | 42,599 | $469.4K | 0.01% | −4,446−9.5% | Reduced |
| Capital CS Group, LLC | 38,420 | $423.4K | 0.87% | +10,756+38.9% | Added |
| Kera Capital Partners, Inc. | 38,197 | $420.9K | 0.05% | −324,604−89.5% | Reduced |
| Jacobi Capital Management LLC | 38,108 | $419.9K | 0.02% | +336+0.9% | Added |
| Capital Analysts, LLC | 37,367 | $412.0K | 0.01% | +1,538+4.3% | Added |
| Mariner, LLC | 32,942 | $363.0K | 0.00% | +32,942 | New |
| Apollon Wealth Management, LLC | 32,807 | $361.5K | 0.01% | +1,362+4.3% | Added |
| Bank of New York Mellon Corp | 31,507 | $347.2K | 0.00% | 00.0% | Unchanged |
| Discipline Wealth Solutions, LLC | 30,418 | $335.2K | 0.04% | −15,071−33.1% | Reduced |
| Merit Financial Group, LLC | 29,742 | $327.8K | 0.00% | +660+2.3% | Added |
| Davenport & Co LLC | 29,474 | $324.8K | 0.00% | +1,872+6.8% | Added |
| NBC Securities, Inc. | 29,438 | $324.4K | 0.02% | +7,795+36.0% | Added |
| Fifth Third Bancorp | 28,475 | $313.8K | 0.00% | +28,475 | New |
| Perennial Investment Advisors, LLC | 28,293 | $311.8K | 0.02% | +3,833+15.7% | Added |