Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +11 vs. Q2 2021
- Shares held
- 8.11M
- +1.25M (+18.3%) vs. Q2 2021
- Total value
- $155.3M
- +$6.66M (+4.5%) vs. Q2 2021
- New holders
- 15
- 52 more added
- Sold out
- 4
- 4 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,424,130 | $46.4M | 0.01% | +336,786+16.1% | Added |
| UBS Group AG | 623,121 | $11.9M | 0.00% | +35,134+6.0% | Added |
| Advisor Group Holdings, Inc. | 600,302 | $11.5M | 0.02% | +26,304+4.6% | Added |
| Ameriprise Financial Inc | 520,893 | $9.96M | 0.00% | +88,590+20.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 449,047 | $8.60M | 0.02% | +36,216+8.8% | Added |
| Bank of America Corp | 310,906 | $5.95M | 0.00% | +16,946+5.8% | Added |
| Commonwealth Equity Services, LLC | 289,804 | $5.55M | 0.01% | +63,038+27.8% | Added |
| Prime Capital Investment Advisors, LLC | 243,985 | $4.67M | 0.29% | +135,803+125.5% | Added |
| Janney Montgomery Scott LLC | 224,526 | $4.30M | 0.02% | +31,796+16.5% | Added |
| Marks Group Wealth Management, Inc | 178,195 | $3.41M | 0.46% | 00.0% | Unchanged |
| Royal Bank of Canada | 155,402 | $2.98M | 0.00% | +20,121+14.9% | Added |
| LPL Financial LLC | 145,280 | $2.78M | 0.00% | +19,635+15.6% | Added |
| Mosaic Family Wealth, LLC | 135,873 | $2.60M | 0.72% | +2,408+1.8% | Added |
| Raymond James & Associates | 125,546 | $2.40M | 0.00% | +1,446+1.2% | Added |
| Sigma Planning Corp | 120,709 | $2.31M | 0.07% | +19,701+19.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 112,870 | $2.16M | 0.01% | +2,137+1.9% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 95,579 | $1.83M | 0.60% | +71,692+300.1% | Added |
| Truist Financial Corp | 88,937 | $1.70M | 0.00% | −4,743−5.1% | Reduced |
| Wealthcare Advisory Partners LLC | 82,370 | $1.58M | 0.10% | +5,233+6.8% | Added |
| Harbour Investments, Inc. | 65,972 | $1.26M | 0.04% | +1,353+2.1% | Added |
| Founders Financial Alliance, LLC | 57,574 | $1.10M | 0.52% | +27,792+93.3% | Added |
| Cetera Advisor Networks LLC | 57,135 | $1.09M | 0.01% | +6,040+11.8% | Added |
| Baird Financial Group, Inc. | 57,059 | $1.09M | 0.00% | −19,906−25.9% | Reduced |
| Wagner Wealth Management, LLC | 53,846 | $1.03M | 0.82% | +53,846 | New |
| Cetera Investment Advisers | 44,654 | $855.0K | 0.01% | +6,250+16.3% | Added |
| Envestnet Asset Management Inc | 43,892 | $841.0K | 0.00% | +23,368+113.9% | Added |
| MML Investors Services, LLC | 40,345 | $773.0K | 0.01% | +21,837+118.0% | Added |
| Mid Atlantic Financial Management Inc | 39,403 | $755.0K | 0.05% | +12,900+48.7% | Added |
| Dynamic Advisor Solutions LLC | 34,746 | $665.0K | 0.05% | +2,339+7.2% | Added |
| American Portfolios Advisors | 33,275 | $637.2K | 0.02% | +8,285+33.2% | Added |
| Davenport & Co LLC | 32,134 | $615.0K | 0.00% | +32,134 | New |
| Valeo Financial Advisors, LLC | 31,239 | $598.0K | 0.04% | +31,239 | New |
| Kovack Advisors, Inc. | 30,502 | $584.0K | 0.06% | +3,404+12.6% | Added |
| Yakira Capital Management, Inc. | 27,275 | $522.0K | 0.08% | +17,275+172.8% | Added |
| Parisi Gray Wealth Management | 25,309 | $486.0K | 0.20% | +80.0% | Added |
| Merit Financial Group, LLC | 24,731 | $474.0K | 0.05% | +97+0.4% | Added |
| First Foundation Advisors | 24,150 | $462.0K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,075 | $423.0K | 0.00% | +2,205+11.1% | Added |
| Focus Financial Network, Inc. | 21,845 | $418.5K | 0.06% | +2,868+15.1% | Added |
| IHT Wealth Management, LLC | 21,088 | $404.0K | 0.03% | +109+0.5% | Added |
| Aviance Capital Partners, LLC | 20,592 | $394.0K | 0.07% | 00.0% | Unchanged |
| Wells Fargo & Company | 20,422 | $391.0K | 0.00% | +3,524+20.9% | Added |
| Cohen & Steers, Inc. | 20,045 | $384.0K | 0.00% | +20,045 | New |
| Virtu Financial LLC | 19,107 | $366.0K | 0.03% | +19,107 | New |
| The PNC Financial Services Group, Inc. | 18,914 | $363.0K | 0.00% | +434+2.3% | Added |
| Citadel Advisors LLC | 16,970 | $325.0K | 0.00% | +16,970 | New |
| Quad-Cities Investment Group, LLC | 15,726 | $301.0K | 0.21% | +364+2.4% | Added |
| Claraphi Advisory Network, LLC | 14,816 | $284.0K | 0.10% | +2,471+20.0% | Added |
| Advisory Services Network, LLC | 14,218 | $272.0K | 0.01% | +8,796+162.2% | Added |
| Gill Capital Partners, LLC | 13,761 | $264.0K | 0.12% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,450 | $258.0K | 0.01% | +13,450 | New |
| AE Wealth Management LLC | 13,356 | $256.0K | 0.00% | +1,899+16.6% | Added |
| Catalyst Private Wealth, LLC | 13,192 | $253.0K | 0.11% | +118+0.9% | Added |
| Centaurus Financial, Inc. | 12,753 | $244.0K | 0.02% | 00.0% | Unchanged |
| Capital Wealth Alliance, LLC | 11,394 | $231.0K | 0.14% | +1,561+15.9% | Added |
| International Assets Investment Management, LLC | 11,847 | $227.0K | 0.04% | 00.0% | Unchanged |
| Financial Advisory Corp | 11,349 | $217.0K | 0.15% | +11,349 | New |
| National Asset Management, Inc. | 11,299 | $217.0K | 0.01% | +11,299 | New |
| Bard Financial Services, Inc. | 11,280 | $216.0K | 0.02% | 00.0% | Unchanged |
| WMS Partners, LLC | 11,007 | $211.0K | 0.03% | +11,007 | New |
| Belpointe Asset Management LLC | 10,950 | $210.0K | 0.01% | +1,000+10.1% | Added |
| Cetera Advisors LLC | 10,939 | $209.0K | 0.00% | +608+5.9% | Added |
| Kestra Advisory Services, LLC | 10,908 | $209.0K | 0.00% | +1,639+17.7% | Added |
| Geneos Wealth Management Inc. | 10,849 | $208.0K | 0.01% | +508+4.9% | Added |
| Steward Partners Investment Advisory, LLC | 7,703 | $148.0K | 0.00% | +673+9.6% | Added |
| Northwestern Mutual Wealth Management Co | 7,689 | $147.0K | 0.00% | +848+12.4% | Added |
| TSFG, LLC | 5,671 | $109.0K | 0.04% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 4,692 | $90.0K | 0.00% | +12+0.3% | Added |
| NEXT Financial Group, Inc | 4,413 | $85.0K | 0.01% | +50+1.1% | Added |
| Gradient Investments LLC | 3,400 | $65.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,365 | $64.0K | 0.00% | −100−2.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 3,100 | $59.0K | 0.00% | −600−16.2% | Reduced |
| Koshinski Asset Management, Inc. | 2,451 | $46.9K | 0.00% | +2,451 | New |
| Fifth Third Bancorp | 2,310 | $44.0K | 0.00% | +2,310 | New |
| Proequities, Inc. | 1,350 | $26.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,334 | $26.0K | 0.00% | +1,333+133,300.0% | Added |
| Meeder Asset Management Inc | 1,320 | $25.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,080 | $21.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 844 | $17.0K | 0.01% | +22+2.7% | Added |
| D'Orazio & Associates, Inc. | 705 | $13.0K | 0.00% | +301+74.5% | Added |
| Global Retirement Partners, LLC | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 301 | $6.00K | 0.01% | +301 | New |
| Sonora Investment Management, LLC | 275 | $5.00K | 0.00% | +275 | New |
| JPMorgan Chase & Co | 2 | $0 | 0.00% | +2 | New |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −14,617−100.0% | Sold out |
| Dowling & Yahnke LLC | 0 | $0 | 0.00% | −9,267−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Castleview Partners, LLC | – | – | – | – | Not filed |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |