Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- −2 vs. Q4 2022
- Shares held
- 16.7M
- −127.1K (−0.8%) vs. Q4 2022
- Total value
- $270.2M
- +$15.7M (+6.2%) vs. Q4 2022
- New holders
- 15
- 54 more added
- Sold out
- 17
- 43 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,796,019 | $61.4M | 0.01% | −63,664−1.6% | Reduced |
| UBS Group AG | 1,506,912 | $24.4M | 0.01% | +85,164+6.0% | Added |
| Advisor Group Holdings, Inc. | 687,414 | $11.1M | 0.02% | −148,719−17.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 544,235 | $8.80M | 0.36% | −147,811−21.4% | Reduced |
| LPL Financial LLC | 503,604 | $8.14M | 0.01% | +2,631+0.5% | Added |
| Ameriprise Financial Inc | 484,894 | $7.85M | 0.00% | −72,559−13.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 457,468 | $7.40M | 0.01% | −39,518−8.0% | Reduced |
| Cohen & Steers, Inc. | 433,208 | $7.00M | 0.02% | −34,659−7.4% | Reduced |
| Atria Wealth Solutions, Inc. | 416,722 | $6.74M | 0.10% | +53,598+14.8% | Added |
| Commonwealth Equity Services, LLC | 361,076 | $5.84M | 0.01% | +21,369+6.3% | Added |
| Royal Bank of Canada | 348,614 | $5.64M | 0.00% | +19,189+5.8% | Added |
| Richmond Brothers, Inc. | 318,696 | $5.15M | 8.70% | −124,886−28.2% | Reduced |
| Envestnet Asset Management Inc | 314,286 | $5.08M | 0.00% | +112,311+55.6% | Added |
| Cetera Advisor Networks LLC | 277,795 | $4.49M | 0.03% | +19,783+7.7% | Added |
| Janney Montgomery Scott LLC | 262,756 | $4.25M | 0.02% | +16,683+6.8% | Added |
| Bank of America Corp | 261,270 | $4.22M | 0.00% | +32,712+14.3% | Added |
| Verus Capital Partners, LLC | 245,871 | $3.98M | 0.62% | +74,640+43.6% | Added |
| Truist Financial Corp | 223,069 | $3.61M | 0.01% | +105,537+89.8% | Added |
| Advisors Asset Management, Inc. | 217,611 | $3.52M | 0.07% | −91,825−29.7% | Reduced |
| Captrust Financial Advisors | 212,364 | $3.43M | 0.02% | +10,839+5.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 209,738 | $3.39M | 0.02% | −259−0.1% | Reduced |
| Baird Financial Group, Inc. | 206,248 | $3.34M | 0.01% | −15,295−6.9% | Reduced |
| Change Path, LLC | 193,638 | $3.13M | 0.15% | +64,052+49.4% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $3.11M | 0.40% | −2,554−1.3% | Reduced |
| Brookstone Capital Management | 188,117 | $3.01M | 0.06% | +56,828+43.3% | Added |
| Mosaic Family Wealth Partners, LLC | 175,517 | $2.84M | 0.59% | +10,435+6.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 175,740 | $2.83M | 0.75% | +2,587+1.5% | Added |
| Sigma Planning Corp | 170,963 | $2.76M | 0.09% | +12,501+7.9% | Added |
| OneAscent Financial Services LLC | 150,964 | $2.44M | 0.99% | +87,378+137.4% | Added |
| Private Advisor Group, LLC | 125,995 | $2.04M | 0.02% | +6,184+5.2% | Added |
| Raymond James & Associates | 118,893 | $1.92M | 0.00% | +2,329+2.0% | Added |
| AE Wealth Management LLC | 116,660 | $1.89M | 0.01% | +14,622+14.3% | Added |
| Wealthcare Advisory Partners LLC | 106,385 | $1.72M | 0.07% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 103,783 | $1.68M | 0.07% | +3,240+3.2% | Added |
| Avantax Advisory Services, Inc. | 97,032 | $1.57M | 0.02% | +15,566+19.1% | Added |
| First Foundation Advisors | 88,750 | $1.44M | 0.07% | −19,617−18.1% | Reduced |
| Cetera Investment Advisers | 87,406 | $1.41M | 0.01% | −5,106−5.5% | Reduced |
| Integrated Wealth Concepts LLC | 85,823 | $1.39M | 0.03% | +18,795+28.0% | Added |
| Wedbush Securities Inc | 84,595 | $1.37M | 0.07% | +25,389+42.9% | Added |
| Northern Trust Corp | 79,492 | $1.29M | 0.00% | +44,014+124.1% | Added |
| Cetera Advisors LLC | 75,305 | $1.22M | 0.02% | +16,396+27.8% | Added |
| Thrivent Financial for Lutherans | 73,570 | $1.18M | 0.00% | +4,974+7.3% | Added |
| Western Wealth Management, LLC | 71,591 | $1.16M | 0.11% | −15,141−17.5% | Reduced |
| GWM Advisors LLC | 66,565 | $1.08M | 0.01% | −4,217−6.0% | Reduced |
| D.A. Davidson & Co. | 65,003 | $1.05M | 0.01% | +15,394+31.0% | Added |
| Wells Fargo & Company | 63,320 | $1.02M | 0.00% | +3,859+6.5% | Added |
| Founders Financial Alliance, LLC | 63,142 | $1.02M | 0.51% | −72,931−53.6% | Reduced |
| Semus Wealth Partners LLC | 60,918 | $985.0K | 1.06% | −1,943−3.1% | Reduced |
| National Asset Management, Inc. | 60,188 | $973.2K | 0.03% | −4,373−6.8% | Reduced |
| MML Investors Services, LLC | 58,475 | $946.0K | 0.01% | −1,546−2.6% | Reduced |
| David J Yvars Group | 57,815 | $931.8K | 0.84% | +80.0% | Added |
| Garden State Investment Advisory Services LLC | 56,828 | $918.9K | 0.47% | −815−1.4% | Reduced |
| Rockefeller Capital Management L.P. | 52,891 | $855.0K | 0.00% | −17,930−25.3% | Reduced |
| Mercer Global Advisors Inc | 52,340 | $846.0K | 0.00% | +9,178+21.3% | Added |
| BDO Wealth Advisors, LLC | 50,000 | $808.5K | 0.10% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 46,017 | $744.1K | 0.04% | +2,301+5.3% | Added |
| Steward Partners Investment Advisory, LLC | 43,703 | $706.7K | 0.01% | −1,625−3.6% | Reduced |
| Raymond James Trust N.A. | 43,486 | $703.0K | 0.02% | −5,208−10.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 43,000 | $695.3K | 0.14% | +6,871+19.0% | Added |
| Equitable Holdings, Inc. | 41,401 | $669.5K | 0.01% | +16,876+68.8% | Added |
| Harbour Investments, Inc. | 41,163 | $665.6K | 0.04% | −12,626−23.5% | Reduced |
| Davenport & Co LLC | 40,117 | $648.7K | 0.01% | +4,133+11.5% | Added |
| Tennessee Valley Asset Management Partners | 34,882 | $564.0K | 0.18% | +1,572+4.7% | Added |
| Centaurus Financial, Inc. | 34,034 | $550.0K | 0.04% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 31,239 | $505.1K | 0.02% | 00.0% | Unchanged |
| Capital Market Strategies LLC | 30,098 | $486.7K | 0.86% | −102−0.3% | Reduced |
| International Assets Investment Management, LLC | 29,933 | $484.0K | 0.07% | +2,174+7.8% | Added |
| Strategic Financial Concepts, LLC | 27,067 | $437.7K | 0.18% | +27,067 | New |
| Merit Financial Group, LLC | 23,503 | $380.0K | 0.01% | +155+0.7% | Added |
| 9258 Wealth Management, LLC | 23,180 | $374.8K | 0.08% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 23,057 | $372.8K | 0.26% | +701+3.1% | Added |
| LVZ Advisors, Inc. | 22,812 | $368.9K | 0.05% | −950−4.0% | Reduced |
| JB Capital LLC | 22,490 | $363.7K | 0.03% | +1,420+6.7% | Added |
| Level Four Advisory Services, LLC | 22,367 | $361.7K | 0.02% | +583+2.7% | Added |
| Atomi Financial Group, Inc. | 22,273 | $360.1K | 0.20% | +22,273 | New |
| Kestra Advisory Services, LLC | 21,917 | $354.4K | 0.00% | −1,033−4.5% | Reduced |
| Measured Wealth Private Client Group, LLC | 21,433 | $346.6K | 0.13% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 21,119 | $341.5K | 0.08% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 21,108 | $341.3K | 0.01% | −4,007−16.0% | Reduced |
| Lakeview Capital Partners, LLC | 21,069 | $340.7K | 0.11% | +5,695+37.0% | Added |
| Destination Wealth Management | 20,117 | $325.3K | 0.01% | −8,597−29.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 20,040 | $324.0K | 0.07% | +5,472+37.6% | Added |
| CI Private Wealth, LLC | 17,247 | $278.9K | 0.00% | +398+2.4% | Added |
| Retirement Planning Group | 17,077 | $276.1K | 0.03% | −14−0.1% | Reduced |
| Bard Financial Services, Inc. | 16,895 | $273.2K | 0.02% | 00.0% | Unchanged |
| Keybank National Association | 15,920 | $257.4K | 0.00% | +15,920 | New |
| Capital Wealth Alliance, LLC | 15,792 | $255.4K | 0.21% | +282+1.8% | Added |
| HighTower Advisors, LLC | 15,643 | $251.0K | 0.00% | +1,000+6.8% | Added |
| IHT Wealth Management, LLC | 15,354 | $248.3K | 0.01% | −158−1.0% | Reduced |
| Main Street Financial Solutions, LLC | 14,381 | $232.5K | 0.03% | −167−1.1% | Reduced |
| Safeguard Financial, LLC | 14,088 | $228.0K | 0.14% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 13,903 | $224.8K | 0.03% | −9,229−39.9% | Reduced |
| Sunbelt Securities, Inc. | 13,850 | $222.8K | 0.04% | +13,850 | New |
| Gill Capital Partners, LLC | 13,761 | $222.5K | 0.10% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 13,668 | $221.0K | 0.02% | +810+6.3% | Added |
| The PNC Financial Services Group, Inc. | 13,648 | $220.7K | 0.00% | −5,541−28.9% | Reduced |
| Stableford Capital II LLC | 14,088 | $214.0K | 0.15% | +14,088 | New |
| Pension & Wealth Management Advisors, Inc. | 12,700 | $205.4K | 0.16% | +2,770+27.9% | Added |
| Koshinski Asset Management, Inc. | 12,566 | $203.2K | 0.02% | +368+3.0% | Added |
| Clear Creek Financial Management, LLC | 11,789 | $190.6K | 0.04% | −3,563−23.2% | Reduced |