Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- −2 vs. Q4 2022
- Shares held
- 16.7M
- −127.1K (−0.8%) vs. Q4 2022
- Total value
- $270.2M
- +$15.7M (+6.2%) vs. Q4 2022
- New holders
- 15
- 54 more added
- Sold out
- 17
- 43 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $16 | 0.00% | – | – |
| Citigroup Inc | 1 | $16 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 35 | $566 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 82 | $1.00K | 0.00% | +82 | New |
| Lumature Wealth Partners, LLC | 160 | $2.59K | 0.00% | +160 | New |
| US Bancorp | 186 | $3.01K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 200 | $3.23K | 0.00% | +200 | New |
| Creative Financial Designs Inc | 264 | $4.26K | 0.00% | −6,221−95.9% | Reduced |
| Bokf, NA | 311 | $5.03K | 0.00% | +311 | New |
| Oliver Lagore Vanvalin Investment Group | 395 | $6.39K | 0.00% | +395 | New |
| Northwestern Mutual Wealth Management Co | 560 | $9.05K | 0.00% | −300−34.9% | Reduced |
| Ahrens Investment Partners LLC | 1,000 | $16.2K | 0.01% | +1,000 | New |
| Householder Group Estate & Retirement Specialist, LLC | 1,200 | $19.0K | 0.01% | +1,200 | New |
| WFA Asset Management Corp | 1,460 | $23.6K | 0.01% | +47+3.3% | Added |
| Gradient Investments LLC | 1,495 | $24.2K | 0.00% | −125−7.7% | Reduced |
| Beacon Capital Management, LLC | 2,000 | $32.3K | 0.01% | 00.0% | Unchanged |
| Buck Wealth Strategies, LLC | 3,171 | $51.3K | 0.03% | +3,171 | New |
| Syverson Strege & Co | 3,625 | $58.6K | 0.03% | +67+1.9% | Added |
| JPMorgan Chase & Co | 4,822 | $78.0K | 0.00% | +4,822 | New |
| Belpointe Asset Management LLC | 5,325 | $86.1K | 0.00% | −250−4.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 5,670 | $92.0K | 0.00% | −1,238−17.9% | Reduced |
| Global Retirement Partners, LLC | 6,071 | $98.5K | 0.01% | −1,802−22.9% | Reduced |
| Ameritas Advisory Services, LLC | 8,189 | $132.5K | 0.01% | −16,578−66.9% | Reduced |
| Geneos Wealth Management Inc. | 8,815 | $142.5K | 0.01% | +12+0.1% | Added |
| Catalyst Private Wealth, LLC | 10,372 | $167.7K | 0.12% | −1,208−10.4% | Reduced |
| Vantage Financial Partners, LLC | 10,890 | $176.1K | 0.07% | +10,890 | New |
| TSFG, LLC | 10,941 | $177.0K | 0.07% | 00.0% | Unchanged |
| Spire Wealth Management | 11,766 | $190.3K | 0.01% | +8,986+323.2% | Added |
| Clear Creek Financial Management, LLC | 11,789 | $190.6K | 0.04% | −3,563−23.2% | Reduced |
| Koshinski Asset Management, Inc. | 12,566 | $203.2K | 0.02% | +368+3.0% | Added |
| Pension & Wealth Management Advisors, Inc. | 12,700 | $205.4K | 0.16% | +2,770+27.9% | Added |
| Stableford Capital II LLC | 14,088 | $214.0K | 0.15% | +14,088 | New |
| The PNC Financial Services Group, Inc. | 13,648 | $220.7K | 0.00% | −5,541−28.9% | Reduced |
| Independent Financial Group, LLC | 13,668 | $221.0K | 0.02% | +810+6.3% | Added |
| Gill Capital Partners, LLC | 13,761 | $222.5K | 0.10% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 13,850 | $222.8K | 0.04% | +13,850 | New |
| Kovack Advisors, Inc. | 13,903 | $224.8K | 0.03% | −9,229−39.9% | Reduced |
| Safeguard Financial, LLC | 14,088 | $228.0K | 0.14% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 14,381 | $232.5K | 0.03% | −167−1.1% | Reduced |
| IHT Wealth Management, LLC | 15,354 | $248.3K | 0.01% | −158−1.0% | Reduced |
| HighTower Advisors, LLC | 15,643 | $251.0K | 0.00% | +1,000+6.8% | Added |
| Capital Wealth Alliance, LLC | 15,792 | $255.4K | 0.21% | +282+1.8% | Added |
| Keybank National Association | 15,920 | $257.4K | 0.00% | +15,920 | New |
| Bard Financial Services, Inc. | 16,895 | $273.2K | 0.02% | 00.0% | Unchanged |
| Retirement Planning Group | 17,077 | $276.1K | 0.03% | −14−0.1% | Reduced |
| CI Private Wealth, LLC | 17,247 | $278.9K | 0.00% | +398+2.4% | Added |
| Patriot Financial Group Insurance Agency, LLC | 20,040 | $324.0K | 0.07% | +5,472+37.6% | Added |
| Destination Wealth Management | 20,117 | $325.3K | 0.01% | −8,597−29.9% | Reduced |
| Lakeview Capital Partners, LLC | 21,069 | $340.7K | 0.11% | +5,695+37.0% | Added |
| Advisory Services Network, LLC | 21,108 | $341.3K | 0.01% | −4,007−16.0% | Reduced |
| Aviance Capital Partners, LLC | 21,119 | $341.5K | 0.08% | 00.0% | Unchanged |
| Measured Wealth Private Client Group, LLC | 21,433 | $346.6K | 0.13% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 21,917 | $354.4K | 0.00% | −1,033−4.5% | Reduced |
| Atomi Financial Group, Inc. | 22,273 | $360.1K | 0.20% | +22,273 | New |
| Level Four Advisory Services, LLC | 22,367 | $361.7K | 0.02% | +583+2.7% | Added |
| JB Capital LLC | 22,490 | $363.7K | 0.03% | +1,420+6.7% | Added |
| LVZ Advisors, Inc. | 22,812 | $368.9K | 0.05% | −950−4.0% | Reduced |
| Quad-Cities Investment Group, LLC | 23,057 | $372.8K | 0.26% | +701+3.1% | Added |
| 9258 Wealth Management, LLC | 23,180 | $374.8K | 0.08% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 23,503 | $380.0K | 0.01% | +155+0.7% | Added |
| Strategic Financial Concepts, LLC | 27,067 | $437.7K | 0.18% | +27,067 | New |
| International Assets Investment Management, LLC | 29,933 | $484.0K | 0.07% | +2,174+7.8% | Added |
| Capital Market Strategies LLC | 30,098 | $486.7K | 0.86% | −102−0.3% | Reduced |
| Valeo Financial Advisors, LLC | 31,239 | $505.1K | 0.02% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 34,034 | $550.0K | 0.04% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 34,882 | $564.0K | 0.18% | +1,572+4.7% | Added |
| Davenport & Co LLC | 40,117 | $648.7K | 0.01% | +4,133+11.5% | Added |
| Harbour Investments, Inc. | 41,163 | $665.6K | 0.04% | −12,626−23.5% | Reduced |
| Equitable Holdings, Inc. | 41,401 | $669.5K | 0.01% | +16,876+68.8% | Added |
| GPS Wealth Strategies Group, LLC | 43,000 | $695.3K | 0.14% | +6,871+19.0% | Added |
| Raymond James Trust N.A. | 43,486 | $703.0K | 0.02% | −5,208−10.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,703 | $706.7K | 0.01% | −1,625−3.6% | Reduced |
| Dynamic Advisor Solutions LLC | 46,017 | $744.1K | 0.04% | +2,301+5.3% | Added |
| BDO Wealth Advisors, LLC | 50,000 | $808.5K | 0.10% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 52,340 | $846.0K | 0.00% | +9,178+21.3% | Added |
| Rockefeller Capital Management L.P. | 52,891 | $855.0K | 0.00% | −17,930−25.3% | Reduced |
| Garden State Investment Advisory Services LLC | 56,828 | $918.9K | 0.47% | −815−1.4% | Reduced |
| David J Yvars Group | 57,815 | $931.8K | 0.84% | +80.0% | Added |
| MML Investors Services, LLC | 58,475 | $946.0K | 0.01% | −1,546−2.6% | Reduced |
| National Asset Management, Inc. | 60,188 | $973.2K | 0.03% | −4,373−6.8% | Reduced |
| Semus Wealth Partners LLC | 60,918 | $985.0K | 1.06% | −1,943−3.1% | Reduced |
| Founders Financial Alliance, LLC | 63,142 | $1.02M | 0.51% | −72,931−53.6% | Reduced |
| Wells Fargo & Company | 63,320 | $1.02M | 0.00% | +3,859+6.5% | Added |
| D.A. Davidson & Co. | 65,003 | $1.05M | 0.01% | +15,394+31.0% | Added |
| GWM Advisors LLC | 66,565 | $1.08M | 0.01% | −4,217−6.0% | Reduced |
| Western Wealth Management, LLC | 71,591 | $1.16M | 0.11% | −15,141−17.5% | Reduced |
| Thrivent Financial for Lutherans | 73,570 | $1.18M | 0.00% | +4,974+7.3% | Added |
| Cetera Advisors LLC | 75,305 | $1.22M | 0.02% | +16,396+27.8% | Added |
| Northern Trust Corp | 79,492 | $1.29M | 0.00% | +44,014+124.1% | Added |
| Wedbush Securities Inc | 84,595 | $1.37M | 0.07% | +25,389+42.9% | Added |
| Integrated Wealth Concepts LLC | 85,823 | $1.39M | 0.03% | +18,795+28.0% | Added |
| Cetera Investment Advisers | 87,406 | $1.41M | 0.01% | −5,106−5.5% | Reduced |
| First Foundation Advisors | 88,750 | $1.44M | 0.07% | −19,617−18.1% | Reduced |
| Avantax Advisory Services, Inc. | 97,032 | $1.57M | 0.02% | +15,566+19.1% | Added |
| Mutual Advisors, LLC | 103,783 | $1.68M | 0.07% | +3,240+3.2% | Added |
| Wealthcare Advisory Partners LLC | 106,385 | $1.72M | 0.07% | 00.0% | Unchanged |
| AE Wealth Management LLC | 116,660 | $1.89M | 0.01% | +14,622+14.3% | Added |
| Raymond James & Associates | 118,893 | $1.92M | 0.00% | +2,329+2.0% | Added |
| Private Advisor Group, LLC | 125,995 | $2.04M | 0.02% | +6,184+5.2% | Added |
| OneAscent Financial Services LLC | 150,964 | $2.44M | 0.99% | +87,378+137.4% | Added |