Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 154
- +2 vs. Q2 2024
- Shares held
- 23.9M
- +887.2K (+3.9%) vs. Q2 2024
- Total value
- $368.5M
- +$30.9M (+9.1%) vs. Q2 2024
- New holders
- 21
- 69 more added
- Sold out
- 19
- 37 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 7,308,742 | $115.2M | 0.01% | +168,552+2.4% | Added |
| LPL Financial LLC | 1,592,313 | $25.1M | 0.01% | +262,769+19.8% | Added |
| UBS Group AG | 1,210,114 | $19.1M | 0.01% | +42,188+3.6% | Added |
| Royal Bank of Canada | 806,672 | $12.7M | 0.00% | +31,104+4.0% | Added |
| Verus Capital Partners, LLC | 720,544 | $11.4M | 1.11% | +191,787+36.3% | Added |
| Prime Capital Investment Advisors, LLC | 686,319 | $10.8M | 0.15% | −382,953−35.8% | Reduced |
| Change Path, LLC | 559,378 | $8.82M | 0.30% | +34,720+6.6% | Added |
| Advisor Group Holdings, Inc. | 530,890 | $8.37M | 0.02% | +7,838+1.5% | Added |
| Cohen & Steers, Inc. | 499,964 | $7.88M | 0.01% | −234,976−32.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 465,501 | $7.34M | 0.02% | +108,672+30.5% | Added |
| Commonwealth Equity Services, LLC | 456,295 | $7.19M | 0.01% | −1,714−0.4% | Reduced |
| Bank of America Corp | 449,136 | $7.08M | 0.00% | +37,028+9.0% | Added |
| Cetera Investment Advisers | 368,244 | $5.80M | 0.01% | −18,740−4.8% | Reduced |
| Petra Financial Advisors Inc | 338,086 | $5.33M | 3.52% | +69,302+25.8% | Added |
| Secure Asset Management, LLC | 333,988 | $5.26M | 0.89% | +1,284+0.4% | Added |
| Envestnet Asset Management Inc | 320,347 | $5.05M | 0.00% | +7,687+2.5% | Added |
| TrueMark Investments, LLC | 295,585 | $4.66M | 1.49% | −5,468−1.8% | Reduced |
| MML Investors Services, LLC | 293,078 | $4.62M | 0.02% | +50,699+20.9% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 287,696 | $4.53M | 0.69% | −3,045−1.0% | Reduced |
| Richmond Brothers, Inc. | 284,710 | $4.49M | 2.77% | −12,114−4.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 279,267 | $4.40M | 0.01% | +20,895+8.1% | Added |
| Janney Montgomery Scott LLC | 260,561 | $4.11M | 0.01% | −5,601−2.1% | Reduced |
| Mosaic Family Wealth Partners, LLC | 214,881 | $3.39M | 0.50% | +16,748+8.5% | Added |
| Baird Financial Group, Inc. | 214,503 | $3.38M | 0.01% | −29,897−12.2% | Reduced |
| Raymond James & Associates | 201,926 | $3.18M | 0.00% | +57,314+39.6% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $3.09M | 0.30% | +416+0.2% | Added |
| Wedbush Securities Inc | 183,350 | $2.89M | 0.11% | +16,612+10.0% | Added |
| Captrust Financial Advisors | 177,692 | $2.80M | 0.01% | −10,363−5.5% | Reduced |
| Truist Financial Corp | 148,885 | $2.35M | 0.00% | −1,269−0.8% | Reduced |
| Integrated Wealth Concepts LLC | 146,262 | $2.31M | 0.03% | +4,472+3.2% | Added |
| Principal Securities, Inc. | 125,886 | $1.98M | 0.05% | +17,720+16.4% | Added |
| IFP Advisors, Inc | 125,727 | $1.98M | 0.07% | +93,899+295.0% | Added |
| Founders Financial Alliance, LLC | 112,387 | $1.77M | 0.49% | +11,393+11.3% | Added |
| Private Advisor Group, LLC | 108,886 | $1.72M | 0.01% | +2,736+2.6% | Added |
| Atria Wealth Solutions, Inc. | 101,476 | $1.60M | 0.02% | +912+0.9% | Added |
| GWM Advisors LLC | 99,642 | $1.57M | 0.01% | −562−0.6% | Reduced |
| Mutual Advisors, LLC | 95,332 | $1.49M | 0.04% | −7,241−7.1% | Reduced |
| Almanack Investment Partners, LLC. | 94,244 | $1.49M | 0.23% | +94,244 | New |
| Sowell Financial Services LLC | 92,510 | $1.46M | 0.07% | −5,515−5.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 82,722 | $1.30M | 0.01% | +2,658+3.3% | Added |
| Mercer Global Advisors Inc | 81,819 | $1.29M | 0.00% | +19,737+31.8% | Added |
| Sigma Planning Corp | 76,849 | $1.21M | 0.04% | +1,156+1.5% | Added |
| Ameriprise Financial Inc | 75,363 | $1.19M | 0.00% | −5,694−7.0% | Reduced |
| Tennessee Valley Asset Management Partners | 75,162 | $1.18M | 0.20% | +12,840+20.6% | Added |
| Avantax Advisory Services, Inc. | 74,932 | $1.18M | 0.01% | +336+0.5% | Added |
| PFG Investments, LLC | 74,030 | $1.17M | 0.08% | +25,549+52.7% | Added |
| Brookstone Capital Management | 68,529 | $1.08M | 0.02% | −2,194−3.1% | Reduced |
| Raymond James Trust N.A. | 65,791 | $1.04M | 0.02% | +17,460+36.1% | Added |
| Davenport & Co LLC | 65,623 | $1.03M | 0.01% | +17,622+36.7% | Added |
| Dynamic Advisor Solutions LLC | 62,729 | $988.6K | 0.03% | +1,976+3.3% | Added |
| Thrivent Financial for Lutherans | 57,928 | $913.0K | 0.00% | +12,592+27.8% | Added |
| Parisi Gray Wealth Management | 56,181 | $885.4K | 0.29% | 00.0% | Unchanged |
| David J Yvars Group | 56,141 | $879.3K | 0.54% | −79−0.1% | Reduced |
| RSM US Wealth Management LLC | 55,308 | $872.2K | 0.01% | +1,889+3.5% | Added |
| National Asset Management, Inc. | 49,639 | $784.6K | 0.02% | −3,128−5.9% | Reduced |
| Ausdal Financial Partners, Inc. | 49,748 | $784.0K | 0.08% | +6,496+15.0% | Added |
| Pension & Wealth Management Advisors, Inc. | 48,466 | $763.8K | 0.39% | +952+2.0% | Added |
| Garden State Investment Advisory Services LLC | 48,324 | $761.6K | 0.24% | +530+1.1% | Added |
| CoreCap Advisors, LLC | 42,537 | $670.4K | 0.03% | −1,588−3.6% | Reduced |
| Sanctuary Advisors, LLC | 39,646 | $628.8K | 0.00% | +476+1.2% | Added |
| Equitable Holdings, Inc. | 39,639 | $624.7K | 0.01% | +2,621+7.1% | Added |
| Western Wealth Management, LLC | 37,705 | $594.2K | 0.03% | −3,393−8.3% | Reduced |
| Capital Market Strategies LLC | 36,950 | $582.3K | 0.35% | +3,280+9.7% | Added |
| Focus Financial Network, Inc. | 36,550 | $576.0K | 0.02% | +1,604+4.6% | Added |
| Oppenheimer & Co Inc | 36,022 | $567.7K | 0.01% | +36,022 | New |
| Lakeview Capital Partners, LLC | 34,795 | $548.4K | 0.09% | +18,009+107.3% | Added |
| Semus Wealth Partners LLC | 34,386 | $541.9K | 0.38% | −11,160−24.5% | Reduced |
| The PNC Financial Services Group, Inc. | 34,156 | $538.3K | 0.00% | +18,409+116.9% | Added |
| Patriot Financial Group Insurance Agency, LLC | 32,427 | $511.1K | 0.07% | −1,990−5.8% | Reduced |
| Retirement Planning Group | 32,275 | $508.7K | 0.03% | +630+2.0% | Added |
| Stratos Wealth Partners, LTD. | 32,144 | $506.6K | 0.01% | +32,144 | New |
| GPS Wealth Strategies Group, LLC | 31,504 | $496.5K | 0.07% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 30,370 | $478.6K | 0.00% | −154−0.5% | Reduced |
| WFA Asset Management Corp | 27,038 | $426.1K | 0.23% | +5,378+24.8% | Added |
| Atomi Financial Group, Inc. | 27,013 | $425.7K | 0.03% | +1,380+5.4% | Added |
| Disciplined Investments, LLC | 26,500 | $417.6K | 0.21% | +6,500+32.5% | Added |
| Main Street Financial Solutions, LLC | 26,318 | $414.8K | 0.04% | +1,527+6.2% | Added |
| Merit Financial Group, LLC | 24,732 | $389.8K | 0.01% | +372+1.5% | Added |
| JB Capital LLC | 24,497 | $386.1K | 0.02% | +97+0.4% | Added |
| HighTower Advisors, LLC | 24,323 | $383.0K | 0.00% | −5,356−18.0% | Reduced |
| Kestra Advisory Services, LLC | 23,806 | $375.2K | 0.00% | −22,627−48.7% | Reduced |
| AE Wealth Management LLC | 23,571 | $371.5K | 0.00% | +925+4.1% | Added |
| Stifel Financial Corp | 23,508 | $370.5K | 0.00% | +275+1.2% | Added |
| Insigneo Advisory Services, LLC | 23,382 | $368.5K | 0.04% | +3,002+14.7% | Added |
| Quad-Cities Investment Group, LLC | 23,312 | $367.4K | 0.18% | +743+3.3% | Added |
| Comerica Bank | 21,495 | $338.8K | 0.00% | +93+0.4% | Added |
| 9258 Wealth Management, LLC | 21,259 | $335.0K | 0.05% | −671−3.1% | Reduced |
| Encompass More Asset Management | 21,229 | $334.6K | 0.13% | +21,229 | New |
| LVZ Advisors, Inc. | 20,715 | $326.5K | 0.04% | 00.0% | Unchanged |
| Buska Wealth Management, LLC | 20,428 | $322.0K | 0.11% | +20,428 | New |
| Wagner Wealth Management, LLC | 20,283 | $319.7K | 0.09% | +20,283 | New |
| Harbour Investments, Inc. | 20,072 | $316.3K | 0.01% | −305−1.5% | Reduced |
| Strategic Financial Concepts, LLC | 19,971 | $314.7K | 0.10% | −306,089−93.9% | Reduced |
| Jacobi Capital Management LLC | 19,200 | $302.6K | 0.02% | +3,565+22.8% | Added |
| Virtu Financial LLC | 18,767 | $296.0K | 0.02% | −1,293−6.4% | Reduced |
| Capital CS Group, LLC | 17,632 | $277.9K | 0.34% | +573+3.4% | Added |
| Vantage Financial Partners, LLC | 16,289 | $256.7K | 0.06% | −2,337−12.5% | Reduced |
| Perennial Investment Advisors, LLC | 15,729 | $247.9K | 0.03% | 00.0% | Unchanged |
| Flynn Zito Capital Management, LLC | 14,771 | $232.8K | 0.11% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $229.1K | 0.01% | 00.0% | Unchanged |