Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 197
- +13 vs. Q3 2025
- Shares held
- 43.0M
- +10.8M (+33.5%) vs. Q3 2025
- Total value
- $553.3M
- +$73.0M (+15.2%) vs. Q3 2025
- New holders
- 39
- 72 more added
- Sold out
- 26
- 58 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 7,020,414 | $90.4M | 0.01% | −1,135,746−13.9% | Reduced |
| LPL Financial LLC | 2,552,235 | $32.9M | 0.01% | +151,730+6.3% | Added |
| Verus Capital Partners, LLC | 2,324,364 | $30.0M | 2.01% | +53,604+2.4% | Added |
| Estate Planners Group, LLC | 2,292,778 | $29.5M | 12.80% | +2,292,778 | New |
| UBS Group AG | 1,692,259 | $21.8M | 0.00% | +111,064+7.0% | Added |
| BlackRock, Inc. | 1,621,127 | $20.9M | 0.00% | +1,605,725+10,425.4% | Added |
| Envestnet Asset Management Inc | 1,496,450 | $19.3M | 0.01% | +699,678+87.8% | Added |
| Invesco Ltd. | 1,322,981 | $17.0M | 0.00% | +1,322,981 | New |
| Cetera Investment Advisers | 1,261,043 | $16.2M | 0.02% | +57,105+4.7% | Added |
| Logan Stone Capital, LLC | 990,476 | $12.8M | 3.15% | +990,476 | New |
| Royal Bank of Canada | 982,206 | $12.7M | 0.00% | +220,960+29.0% | Added |
| Advisor Group Holdings, Inc. | 953,441 | $12.3M | 0.02% | +1,748+0.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 927,245 | $11.9M | 4.04% | +927,245 | New |
| Change Path, LLC | 899,165 | $11.6M | 0.28% | +79,116+9.6% | Added |
| Rivernorth Capital Management, LLC | 811,692 | $10.5M | 0.49% | +811,692 | New |
| MML Investors Services, LLC | 795,221 | $10.2M | 0.02% | −36,203−4.4% | Reduced |
| Cohen & Steers, Inc. | 771,789 | $9.94M | 0.02% | +435,000+129.2% | Added |
| Truist Financial Corp | 766,936 | $9.88M | 0.01% | +342,456+80.7% | Added |
| Raymond James Financial Inc | 731,073 | $9.42M | 0.00% | +24,100+3.4% | Added |
| Secure Asset Management, LLC | 545,539 | $7.03M | 1.11% | +73,039+15.5% | Added |
| Petra Financial Advisors Inc | 458,316 | $5.90M | 3.46% | +2,487+0.5% | Added |
| Bank of America Corp | 457,837 | $5.90M | 0.00% | −46,528−9.2% | Reduced |
| Prime Capital Investment Advisors, LLC | 421,719 | $5.43M | 0.07% | −19,778−4.5% | Reduced |
| Janney Montgomery Scott LLC | 406,306 | $5.23M | 0.01% | +36,845+10.0% | Added |
| Jane Street Group, LLC | 368,341 | $4.74M | 0.01% | +281,482+324.1% | Added |
| Kera Capital Partners, Inc. | 362,801 | $4.64M | 0.57% | +362,801 | New |
| Integrity Alliance, LLC. | 333,371 | $4.29M | 0.16% | +23,802+7.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 306,743 | $3.95M | 0.10% | +280,020+1,047.9% | Added |
| Retirement Planning Group | 287,555 | $3.70M | 0.12% | +13,654+5.0% | Added |
| Vestmark Advisory Solutions, Inc. | 247,477 | $3.19M | 0.04% | +18,181+7.9% | Added |
| Mount Yale Investment Advisors, LLC | 247,477 | $3.19M | 0.15% | +18,181+7.9% | Added |
| Baird Financial Group, Inc. | 244,701 | $3.15M | 0.00% | +55,601+29.4% | Added |
| Private Advisor Group, LLC | 241,284 | $3.11M | 0.01% | +109,106+82.5% | Added |
| Richmond Brothers, Inc. | 240,545 | $3.10M | 1.97% | +11,217+4.9% | Added |
| Integrated Wealth Concepts LLC | 240,518 | $3.10M | 0.04% | +4,291+1.8% | Added |
| Illumine Investment Management, LLC | 227,223 | $2.93M | 2.13% | +1,347+0.6% | Added |
| Mosaic Family Wealth Partners, LLC | 222,618 | $2.87M | 0.31% | +6,722+3.1% | Added |
| Ameriprise Financial Inc | 222,545 | $2.87M | 0.00% | +146,604+193.0% | Added |
| Harpswell Capital Advisors, LLC | 198,923 | $2.56M | 2.03% | +198,923 | New |
| The PNC Financial Services Group, Inc. | 198,020 | $2.55M | 0.00% | +11,632+6.2% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $2.53M | 0.24% | 00.0% | Unchanged |
| Wedbush Securities Inc | 191,607 | $2.47M | 0.07% | +12,646+7.1% | Added |
| XTX Topco Ltd | 170,088 | $2.19M | 0.06% | +170,088 | New |
| Principal Securities, Inc. | 169,603 | $2.18M | 0.03% | +16,043+10.4% | Added |
| Commonwealth Equity Services, LLC | 169,483 | $2.18M | 0.00% | −61,984−26.8% | Reduced |
| Cary Street Partners Financial LLC | 161,629 | $2.08M | 0.05% | +60,229+59.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 154,281 | $1.99M | 0.01% | −137,341−47.1% | Reduced |
| Tennessee Valley Asset Management Partners | 151,386 | $1.95M | 0.25% | +9,530+6.7% | Added |
| Kestra Advisory Services, LLC | 150,959 | $1.94M | 0.01% | +22,383+17.4% | Added |
| Flynn Zito Capital Management, LLC | 142,091 | $1.83M | 0.65% | −20,179−12.4% | Reduced |
| AE Wealth Management LLC | 137,245 | $1.77M | 0.01% | +106,132+341.1% | Added |
| Noble Wealth Management PBC | 132,565 | $1.71M | 0.86% | +132,565 | New |
| Smith Asset Management Co., LLC | 123,059 | $1.59M | 1.31% | +21,188+20.8% | Added |
| Keating Financial Advisory Services, Inc. | 118,128 | $1.52M | 0.21% | +118,128 | New |
| Steward Partners Investment Advisory, LLC | 117,743 | $1.52M | 0.01% | −15,853−11.9% | Reduced |
| Founders Financial Alliance, LLC | 116,620 | $1.50M | 0.28% | +117+0.1% | Added |
| GWM Advisors LLC | 114,671 | $1.48M | 0.01% | −3,500−3.0% | Reduced |
| Z3 Capital Partners, LLC | 114,320 | $1.47M | 0.35% | +114,320 | New |
| TrueMark Investments, LLC | 109,842 | $1.41M | 0.27% | +109,842 | New |
| Almanack Investment Partners, LLC. | 107,595 | $1.39M | 0.24% | −10,464−8.9% | Reduced |
| IFG Advisory, LLC | 95,343 | $1.23M | 0.05% | −2,704−2.8% | Reduced |
| Mutual Advisors, LLC | 95,119 | $1.23M | 0.03% | +1,056+1.1% | Added |
| Great Valley Advisor Group, Inc. | 90,270 | $1.16M | 0.02% | −51,766−36.4% | Reduced |
| Quantinno Capital Management LP | 87,593 | $1.13M | 0.00% | +87,593 | New |
| Dynamic Advisor Solutions LLC | 84,576 | $1.09M | 0.03% | +3,681+4.6% | Added |
| Mercer Global Advisors Inc | 80,964 | $1.04M | 0.00% | +9,531+13.3% | Added |
| PFG Investments, LLC | 79,661 | $1.03M | 0.05% | −2,389−2.9% | Reduced |
| Thrivent Financial for Lutherans | 76,799 | $985.0K | 0.00% | −3,692−4.6% | Reduced |
| J.W. Cole Advisors, Inc. | 76,193 | $936.6K | 0.02% | +31,436+70.2% | Added |
| Umb Bank N A | 70,038 | $902.1K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 69,542 | $895.7K | 0.02% | −9,316−11.8% | Reduced |
| Focus Financial Network, Inc. | 68,967 | $888.3K | 0.03% | +7,747+12.7% | Added |
| Kovack Advisors, Inc. | 68,423 | $881.3K | 0.04% | +68,423 | New |
| PMG Family Office LLC | 63,548 | $818.5K | 0.95% | +7,252+12.9% | Added |
| Landscape Capital Management, L.L.C. | 61,187 | $788.1K | 0.05% | +61,187 | New |
| Western Wealth Management, LLC | 60,704 | $781.9K | 0.04% | +23,768+64.3% | Added |
| Geneos Wealth Management Inc. | 59,327 | $764.1K | 0.02% | +86+0.1% | Added |
| RSM US Wealth Management LLC | 57,067 | $746.2K | 0.01% | −12,234−17.7% | Reduced |
| Sovran Advisors, LLC | 55,684 | $712.8K | 0.06% | −17,958−24.4% | Reduced |
| Marex Group plc | 54,682 | $704.3K | 0.01% | +54,682 | New |
| Colony Group, LLC | 46,290 | $680.2K | 0.00% | +6,290+15.7% | Added |
| Brookstone Capital Management | 47,045 | $605.9K | 0.01% | −1,839−3.8% | Reduced |
| Mallini Complete Financial Planning LLC | 46,833 | $603.2K | 0.48% | +1,256+2.8% | Added |
| Fiduciary Alliance LLC | 45,581 | $587.1K | 0.04% | −9,299−16.9% | Reduced |
| Discipline Wealth Solutions, LLC | 45,489 | $585.9K | 0.11% | +9,554+26.6% | Added |
| Oppenheimer & Co Inc | 45,469 | $585.6K | 0.01% | −8,853−16.3% | Reduced |
| Parisi Gray Wealth Management | 45,001 | $579.6K | 0.13% | −5,232−10.4% | Reduced |
| Garden State Investment Advisory Services LLC | 43,478 | $560.0K | 0.13% | −8,428−16.2% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 43,159 | $555.9K | 0.16% | −5,590−11.5% | Reduced |
| Captrust Financial Advisors | 42,857 | $552.0K | 0.00% | −6,300−12.8% | Reduced |
| Private Trust Co NA | 42,413 | $546.3K | 0.05% | +41,700+5,848.5% | Added |
| Sanctuary Advisors, LLC | 42,113 | $542.4K | 0.00% | +283+0.7% | Added |
| Buska Wealth Management, LLC | 38,013 | $489.6K | 0.18% | −1,229−3.1% | Reduced |
| Jacobi Capital Management LLC | 37,772 | $486.5K | 0.03% | +4,801+14.6% | Added |
| Capital Analysts, LLC | 35,829 | $461.0K | 0.01% | +10,120+39.4% | Added |
| Insigneo Advisory Services, LLC | 35,166 | $452.9K | 0.03% | −2,000−5.4% | Reduced |
| Brinker Capital Investments, LLC | 34,598 | $445.6K | 0.00% | −3,912−10.2% | Reduced |
| Nomura Holdings Inc | 34,129 | $439.6K | 0.00% | +34,129 | New |
| Prosperity Wealth Management, Inc. | 33,416 | $430.4K | 0.14% | +11,632+53.4% | Added |
| Equitable Holdings, Inc. | 31,885 | $410.7K | 0.00% | −19,534−38.0% | Reduced |