Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 197
- +13 vs. Q3 2025
- Shares held
- 43.0M
- +10.8M (+33.5%) vs. Q3 2025
- Total value
- $553.3M
- +$73.0M (+15.2%) vs. Q3 2025
- New holders
- 39
- 72 more added
- Sold out
- 26
- 58 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $13 | 0.00% | – | – |
| Citigroup Inc | 1 | $13 | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 1 | $18 | 0.00% | +1 | New |
| DV Trading LLC | 2 | $26 | 0.00% | +2 | New |
| Marshall & Sterling Wealth Advisors Inc. | 26 | $335 | 0.00% | 00.0% | Unchanged |
| Bank & Trust Co | 32 | $412 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 35 | $451 | 0.00% | 00.0% | Unchanged |
| Ares Financial Consulting, LLC | 54 | $694 | 0.00% | +54 | New |
| MAI Capital Management | 130 | $1.68K | 0.00% | −44−25.3% | Reduced |
| Highline Wealth Partners LLC | 250 | $3.22K | 0.00% | 00.0% | Unchanged |
| McGuire Capital Advisors Inc | 300 | $3.86K | 0.00% | +300 | New |
| Roble, Belko & Company, Inc | 498 | $6.00K | 0.00% | +498 | New |
| Gen-Wealth Partners Inc | 659 | $8.49K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 722 | $9.30K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 743 | $9.56K | 0.00% | −699−48.5% | Reduced |
| Darwin Advisors, LLC | 750 | $9.66K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 875 | $11.0K | 0.01% | +236+36.9% | Added |
| Parallel Advisors, LLC | 930 | $12.0K | 0.00% | −4,920−84.1% | Reduced |
| Assetmark, Inc | 1,056 | $13.6K | 0.00% | +1,056 | New |
| Strategic Advocates LLC | 1,106 | $14.2K | 0.00% | +22+2.0% | Added |
| Kozak & Associates, Inc. | 1,239 | $16.0K | 0.00% | +35+2.9% | Added |
| IFP Advisors, Inc | 1,285 | $16.6K | 0.00% | +1,285 | New |
| Medallion Wealth Advisors, LLC | 1,390 | $17.9K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,500 | $19.0K | 0.00% | +1,500 | New |
| Kentucky Trust Co | 1,500 | $19.3K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,552 | $20.0K | 0.00% | +1,526+5,869.2% | Added |
| Allworth Financial LP | 1,761 | $22.7K | 0.00% | +1,761 | New |
| Cape Investment Advisory, Inc. | 2,230 | $28.7K | 0.01% | +2,230 | New |
| SRS Capital Advisors, Inc. | 2,277 | $29.3K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,328 | $30.0K | 0.00% | −816−26.0% | Reduced |
| Hazlett, Burt & Watson, Inc. | 2,455 | $31.0K | 0.01% | +1,100+81.2% | Added |
| EverSource Wealth Advisors, LLC | 2,461 | $31.7K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 3,038 | $39.1K | 0.00% | +3,038 | New |
| Anfield Capital Management, LLC | 3,654 | $47.1K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 3,826 | $49.3K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 4,000 | $51.5K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 5,559 | $71.6K | 0.00% | −5,963−51.8% | Reduced |
| Larson Financial Group LLC | 6,779 | $87.3K | 0.00% | +464+7.3% | Added |
| MPWM Advisory Solutions, LLC | 7,000 | $90.2K | 0.05% | 00.0% | Unchanged |
| Eastern Bank | 8,073 | $104.0K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 8,285 | $106.7K | 0.02% | +8,285 | New |
| BNP Paribas Arbitrage, SA | 9,351 | $120.4K | 0.00% | +9,351 | New |
| Harbour Investments, Inc. | 9,478 | $122.1K | 0.00% | −3,164−25.0% | Reduced |
| Wells Fargo & Company | 9,571 | $123.3K | 0.00% | −4,338−31.2% | Reduced |
| Gridiron Partners, LLC | 10,000 | $128.8K | 0.07% | −84,765−89.4% | Reduced |
| Elm3 Financial Group, LLC | 10,026 | $129.1K | 0.11% | −3,549−26.1% | Reduced |
| Kapstone Financial Advisors LLC | 10,070 | $129.7K | 0.06% | −1,000−9.0% | Reduced |
| Altus Wealth Group LLC | 10,092 | $130.0K | 0.05% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 10,979 | $141.4K | 0.06% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 10,906 | $142.2K | 0.00% | +10,906 | New |
| Kingsview Wealth Management, LLC | 11,166 | $143.8K | 0.00% | −830−6.9% | Reduced |
| TSFG, LLC | 11,516 | $148.0K | 0.02% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 12,301 | $158.4K | 0.01% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 12,613 | $162.5K | 0.01% | +12,613 | New |
| LVZ Advisors, Inc. | 12,682 | $163.3K | 0.02% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 13,145 | $169.3K | 0.07% | −1,714−11.5% | Reduced |
| Creative Planning | 13,669 | $176.1K | 0.00% | −15,925−53.8% | Reduced |
| CoreCap Advisors, LLC | 13,764 | $177.3K | 0.01% | −31,627−69.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $187.3K | 0.00% | −4,200−22.4% | Reduced |
| Annex Advisory Services, LLC | 15,171 | $195.4K | 0.00% | +15,171 | New |
| Foundations Investment Advisors, LLC | 15,327 | $197.4K | 0.00% | −7,238−32.1% | Reduced |
| Kestra Private Wealth Services, LLC | 16,044 | $206.6K | 0.00% | −871−5.1% | Reduced |
| Virtu Financial LLC | 16,065 | $207.0K | 0.01% | +16,065 | New |
| Vista Investment Partners II, LLC | 16,242 | $209.2K | 0.09% | +1,650+11.3% | Added |
| International Assets Investment Management, LLC | 16,814 | $216.6K | 0.01% | +874+5.5% | Added |
| Melfa Wealth Management, LLC | 17,950 | $231.2K | 0.13% | +17,950 | New |
| Ausdal Financial Partners, Inc. | 18,025 | $232.2K | 0.01% | −82,562−82.1% | Reduced |
| Firethorn Wealth Partners, LLC | 18,042 | $232.4K | 0.09% | +7,062+64.3% | Added |
| Warren Averett Asset Management, LLC | 18,697 | $240.8K | 0.00% | −1,158−5.8% | Reduced |
| Moors & Cabot, Inc. | 18,705 | $240.9K | 0.01% | +5,650+43.3% | Added |
| Northstar Asset Management Inc | 19,005 | $244.8K | 0.06% | +19,005 | New |
| Two Sigma Securities, LLC | 19,610 | $252.6K | 0.03% | +19,610 | New |
| Wagner Wealth Management, LLC | 19,698 | $253.7K | 0.05% | +221+1.1% | Added |
| HighTower Advisors, LLC | 20,445 | $263.3K | 0.00% | −6,491−24.1% | Reduced |
| Bauman Advisory Group, LLC | 20,660 | $266.1K | 0.21% | +20,660 | New |
| United Advisor Group, LLC | 21,532 | $277.3K | 0.04% | +8,980+71.5% | Added |
| NBC Securities, Inc. | 21,643 | $278.8K | 0.02% | 00.0% | Unchanged |
| David J Yvars Group | 21,693 | $278.9K | 0.15% | −973−4.3% | Reduced |
| Stratos Wealth Partners, LTD. | 22,511 | $289.9K | 0.00% | −16,788−42.7% | Reduced |
| National Asset Management, Inc. | 22,939 | $295.4K | 0.01% | −4,797−17.3% | Reduced |
| Global Retirement Partners, LLC | 23,634 | $304.4K | 0.01% | +7,332+45.0% | Added |
| Rockefeller Capital Management L.P. | 23,646 | $304.6K | 0.00% | −7,537−24.2% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 23,857 | $307.3K | 0.04% | +167+0.7% | Added |
| Perennial Investment Advisors, LLC | 24,460 | $315.0K | 0.02% | +2,037+9.1% | Added |
| Greenberg Financial Group | 24,791 | $319.3K | 0.13% | +24,791 | New |
| JB Capital LLC | 25,886 | $333.4K | 0.01% | +949+3.8% | Added |
| Encompass More Asset Management | 26,325 | $339.1K | 0.06% | −632−2.3% | Reduced |
| Stifel Financial Corp | 26,798 | $345.2K | 0.00% | −3,465−11.4% | Reduced |
| Disciplined Investments, LLC | 27,211 | $350.5K | 0.13% | +311+1.2% | Added |
| Atomi Financial Group, Inc. | 27,591 | $355.4K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 27,602 | $355.5K | 0.00% | −8,000−22.5% | Reduced |
| Capital CS Group, LLC | 27,664 | $356.3K | 0.56% | +6,402+30.1% | Added |
| Presper Financial Architects, LLC | 27,749 | $357.4K | 0.20% | −20,529−42.5% | Reduced |
| Merit Financial Group, LLC | 29,082 | $374.6K | 0.00% | +2,470+9.3% | Added |
| Comerica Bank | 29,629 | $381.6K | 0.00% | −1,427−4.6% | Reduced |
| Apollon Wealth Management, LLC | 31,445 | $405.0K | 0.01% | −2,645−7.8% | Reduced |
| Bank of New York Mellon Corp | 31,507 | $405.8K | 0.00% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 31,885 | $410.7K | 0.00% | −19,534−38.0% | Reduced |
| Prosperity Wealth Management, Inc. | 33,416 | $430.4K | 0.14% | +11,632+53.4% | Added |
| Nomura Holdings Inc | 34,129 | $439.6K | 0.00% | +34,129 | New |