Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- +5 vs. Q2 2023
- Shares held
- 19.0M
- +1.15M (+6.5%) vs. Q2 2023
- Total value
- $280.5M
- −$3.44M (−1.2%) vs. Q2 2023
- New holders
- 11
- 65 more added
- Sold out
- 6
- 33 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,382,339 | $64.8M | 0.01% | +203,184+4.9% | Added |
| UBS Group AG | 1,899,465 | $28.1M | 0.01% | +283,118+17.5% | Added |
| LPL Financial LLC | 965,960 | $14.3M | 0.01% | +175,404+22.2% | Added |
| Advisor Group Holdings, Inc. | 959,919 | $14.2M | 0.02% | +240,686+33.5% | Added |
| Prime Capital Investment Advisors, LLC | 868,521 | $12.8M | 0.26% | +66,701+8.3% | Added |
| Verus Capital Partners, LLC | 407,473 | $6.03M | 0.84% | +125,760+44.6% | Added |
| Commonwealth Equity Services, LLC | 406,110 | $6.01M | 0.01% | +13,474+3.4% | Added |
| Cohen & Steers, Inc. | 399,940 | $5.92M | 0.01% | −25,000−5.9% | Reduced |
| Royal Bank of Canada | 383,684 | $5.67M | 0.00% | +17,333+4.7% | Added |
| Change Path, LLC | 381,284 | $5.64M | 0.41% | +91,965+31.8% | Added |
| Envestnet Asset Management Inc | 363,239 | $5.37M | 0.00% | +32,323+9.8% | Added |
| Atria Wealth Solutions, Inc. | 362,388 | $5.36M | 0.08% | −112,267−23.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 348,059 | $5.15M | 0.01% | −29,551−7.8% | Reduced |
| Janney Montgomery Scott LLC | 290,613 | $4.30M | 0.02% | +25,837+9.8% | Added |
| Bank of America Corp | 279,427 | $4.13M | 0.00% | −1,921−0.7% | Reduced |
| Richmond Brothers, Inc. | 260,700 | $3.86M | 7.24% | +2,040+0.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 253,324 | $3.75M | 0.02% | +17,820+7.6% | Added |
| Truist Financial Corp | 230,063 | $3.40M | 0.01% | −14,813−6.0% | Reduced |
| Petra Financial Advisors Inc | 220,704 | $3.26M | 2.72% | +18,354+9.1% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 209,053 | $3.09M | 0.74% | −18,686−8.2% | Reduced |
| Brookstone Capital Management | 252,056 | $3.07M | 0.07% | +13,001+5.4% | Added |
| Baird Financial Group, Inc. | 195,193 | $2.89M | 0.01% | +7,283+3.9% | Added |
| Sigma Planning Corp | 193,049 | $2.86M | 0.11% | +13,601+7.6% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $2.84M | 0.35% | 00.0% | Unchanged |
| Wells Fargo & Company | 191,825 | $2.84M | 0.00% | −2,023−1.0% | Reduced |
| Mosaic Family Wealth Partners, LLC | 177,183 | $2.62M | 0.53% | +1,467+0.8% | Added |
| AE Wealth Management LLC | 155,455 | $2.30M | 0.01% | +19,109+14.0% | Added |
| Ameriprise Financial Inc | 145,596 | $2.15M | 0.00% | −7,475−4.9% | Reduced |
| Integrated Wealth Concepts LLC | 139,682 | $2.07M | 0.04% | +26,057+22.9% | Added |
| Captrust Financial Advisors | 137,187 | $2.03M | 0.01% | −73,573−34.9% | Reduced |
| Private Advisor Group, LLC | 128,072 | $1.89M | 0.02% | +968+0.8% | Added |
| Cetera Advisor Networks LLC | 126,068 | $1.86M | 0.01% | +12,307+10.8% | Added |
| Avantax Advisory Services, Inc. | 119,685 | $1.77M | 0.02% | +46,836+64.3% | Added |
| Raymond James & Associates | 117,831 | $1.74M | 0.00% | +4,448+3.9% | Added |
| Wealthcare Advisory Partners LLC | 114,349 | $1.69M | 0.08% | +1,484+1.3% | Added |
| Wedbush Securities Inc | 114,198 | $1.69M | 0.08% | +17,643+18.3% | Added |
| Northwestern Mutual Wealth Management Co | 99,510 | $1.47M | 0.00% | +97,695+5,382.6% | Added |
| D.A. Davidson & Co. | 95,372 | $1.41M | 0.02% | −4,012−4.0% | Reduced |
| Cetera Investment Advisers | 91,281 | $1.35M | 0.01% | +6,634+7.8% | Added |
| First Foundation Advisors | 88,750 | $1.31M | 0.06% | 00.0% | Unchanged |
| Cetera Advisors LLC | 86,560 | $1.28M | 0.02% | +17,026+24.5% | Added |
| MML Investors Services, LLC | 84,256 | $1.25M | 0.01% | +9,027+12.0% | Added |
| Western Wealth Management, LLC | 75,435 | $1.12M | 0.09% | +527+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 73,311 | $1.08M | 0.02% | +15,098+25.9% | Added |
| GWM Advisors LLC | 68,870 | $1.02M | 0.01% | −1,297−1.8% | Reduced |
| Cornerstone Retirement Group, Inc. | 66,737 | $987.0K | 0.28% | +66,737 | New |
| Sowell Financial Services LLC | 64,676 | $957.0K | 0.06% | −33,379−34.0% | Reduced |
| Founders Financial Alliance, LLC | 64,665 | $956.4K | 0.42% | −3,563−5.2% | Reduced |
| Mutual Advisors, LLC | 64,145 | $948.7K | 0.04% | −35,632−35.7% | Reduced |
| Thrivent Financial for Lutherans | 63,477 | $946.0K | 0.00% | −14,293−18.4% | Reduced |
| Raymond James Trust N.A. | 63,661 | $941.5K | 0.03% | +20,175+46.4% | Added |
| Semus Wealth Partners LLC | 61,851 | $914.8K | 0.85% | +591+1.0% | Added |
| Garden State Investment Advisory Services LLC | 58,283 | $862.0K | 0.40% | −820−1.4% | Reduced |
| Parisi Gray Wealth Management | 57,627 | $852.3K | 0.39% | +100+0.2% | Added |
| David J Yvars Group | 57,186 | $850.0K | 0.71% | +145+0.3% | Added |
| Mercer Global Advisors Inc | 55,929 | $827.0K | 0.00% | +5,200+10.3% | Added |
| Dynamic Advisor Solutions LLC | 55,204 | $816.5K | 0.04% | +4,538+9.0% | Added |
| Equitable Holdings, Inc. | 45,452 | $672.2K | 0.01% | +2,793+6.5% | Added |
| Tennessee Valley Asset Management Partners | 41,766 | $617.7K | 0.20% | +978+2.4% | Added |
| GPS Wealth Strategies Group, LLC | 40,613 | $600.7K | 0.12% | 00.0% | Unchanged |
| National Asset Management, Inc. | 40,452 | $598.3K | 0.02% | −13,800−25.4% | Reduced |
| Harbour Investments, Inc. | 38,819 | $574.1K | 0.03% | −2,628−6.3% | Reduced |
| International Assets Investment Management, LLC | 34,956 | $519.5K | 0.07% | +1,011+3.0% | Added |
| Level Four Advisory Services, LLC | 34,567 | $511.2K | 0.03% | +1,950+6.0% | Added |
| Davenport & Co LLC | 33,274 | $492.1K | 0.00% | −926−2.7% | Reduced |
| Valeo Financial Advisors, LLC | 31,239 | $462.0K | 0.02% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 30,787 | $455.3K | 0.03% | +243+0.8% | Added |
| Rockefeller Capital Management L.P. | 30,364 | $449.1K | 0.00% | −5,484−15.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 30,079 | $444.9K | 0.09% | +8,982+42.6% | Added |
| Strategic Financial Concepts, LLC | 29,576 | $437.4K | 0.15% | +2,968+11.2% | Added |
| Capital Market Strategies LLC | 28,563 | $401.9K | 0.40% | −250−0.9% | Reduced |
| Lakeview Capital Partners, LLC | 25,885 | $382.8K | 0.07% | +2,817+12.2% | Added |
| Quad-Cities Investment Group, LLC | 24,610 | $364.0K | 0.24% | +800+3.4% | Added |
| Merit Financial Group, LLC | 23,836 | $352.5K | 0.01% | +170+0.7% | Added |
| JB Capital LLC | 23,796 | $351.9K | 0.03% | +483+2.1% | Added |
| Advisory Services Network, LLC | 23,386 | $345.9K | 0.01% | +2,716+13.1% | Added |
| 9258 Wealth Management, LLC | 23,380 | $345.8K | 0.07% | +201+0.9% | Added |
| Centaurus Financial, Inc. | 23,278 | $344.0K | 0.03% | 00.0% | Unchanged |
| Northern Trust Corp | 23,072 | $341.2K | 0.00% | −57,830−71.5% | Reduced |
| Atomi Financial Group, Inc. | 22,150 | $327.6K | 0.11% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 22,042 | $326.0K | 0.23% | +8,389+61.4% | Added |
| LVZ Advisors, Inc. | 21,090 | $311.9K | 0.05% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 20,592 | $304.6K | 0.07% | −527−2.5% | Reduced |
| Vantage Financial Partners, LLC | 19,843 | $293.5K | 0.12% | −110−0.6% | Reduced |
| Retirement Planning Group | 19,640 | $290.5K | 0.03% | −617−3.0% | Reduced |
| Citadel Advisors LLC | 18,840 | $278.6K | 0.00% | −3,873−17.1% | Reduced |
| Walleye Capital LLC | 18,397 | $272.1K | 0.00% | −1,676−8.3% | Reduced |
| CI Private Wealth, LLC | 18,384 | $271.9K | 0.00% | +6,545+55.3% | Added |
| The PNC Financial Services Group, Inc. | 16,567 | $245.0K | 0.00% | +888+5.7% | Added |
| IHT Wealth Management, LLC | 16,023 | $237.0K | 0.01% | +378+2.4% | Added |
| Capital Wealth Alliance, LLC | 15,967 | $236.1K | 0.18% | +345+2.2% | Added |
| HighTower Advisors, LLC | 15,316 | $227.0K | 0.00% | −1,858−10.8% | Reduced |
| Sunbelt Securities, Inc. | 15,043 | $222.5K | 0.03% | −237−1.6% | Reduced |
| Main Street Financial Solutions, LLC | 15,012 | $222.0K | 0.03% | +324+2.2% | Added |
| Kestra Advisory Services, LLC | 14,634 | $216.4K | 0.00% | −2,127−12.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $215.0K | 0.01% | +14,539 | New |
| Safeguard Financial, LLC | 14,088 | $208.4K | 0.10% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $203.5K | 0.09% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 13,668 | $202.2K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 13,538 | $200.2K | 0.00% | +13,538 | New |