Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +35 vs. Q3 2021
- Shares held
- 14.5M
- +6.43M (+79.6%) vs. Q3 2021
- Total value
- $282.8M
- +$128.3M (+83.1%) vs. Q3 2021
- New holders
- 43
- 61 more added
- Sold out
- 8
- 5 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,602,002 | $47.7M | 0.01% | +177,872+7.3% | Added |
| Castleview Partners, LLC | 486,176 | $26.5M | 0.23% | +486,176 | New |
| UBS Group AG | 1,248,697 | $22.9M | 0.01% | +625,576+100.4% | Added |
| Cohen & Steers, Inc. | 944,914 | $17.3M | 0.03% | +924,869+4,614.0% | Added |
| Advisor Group Holdings, Inc. | 855,722 | $15.7M | 0.03% | +255,420+42.5% | Added |
| Ameriprise Financial Inc | 578,844 | $10.6M | 0.00% | +57,951+11.1% | Added |
| Karpus Management, Inc. | 541,434 | $9.92M | 0.29% | +541,434 | New |
| Raymond James Financial Services Advisors, Inc. | 498,625 | $9.13M | 0.02% | +49,578+11.0% | Added |
| Royal Bank of Canada | 471,200 | $8.63M | 0.00% | +315,798+203.2% | Added |
| Bank of America Corp | 439,146 | $8.04M | 0.00% | +128,240+41.2% | Added |
| Advisors Asset Management, Inc. | 366,703 | $6.72M | 0.10% | +362,011+7,715.5% | Added |
| Commonwealth Equity Services, LLC | 318,417 | $5.83M | 0.01% | +28,613+9.9% | Added |
| LPL Financial LLC | 311,197 | $5.70M | 0.00% | +165,917+114.2% | Added |
| Prime Capital Investment Advisors, LLC | 308,035 | $5.64M | 0.30% | +64,050+26.3% | Added |
| Janney Montgomery Scott LLC | 261,624 | $4.79M | 0.02% | +37,098+16.5% | Added |
| Baird Financial Group, Inc. | 216,499 | $3.97M | 0.01% | +159,440+279.4% | Added |
| Marks Group Wealth Management, Inc | 190,195 | $3.48M | 0.42% | +12,000+6.7% | Added |
| Richmond Brothers, Inc. | 186,920 | $3.42M | 2.46% | +186,920 | New |
| Camelot Portfolios, LLC | 180,183 | $3.30M | 1.33% | +180,183 | New |
| Raymond James & Associates | 178,329 | $3.27M | 0.00% | +52,783+42.0% | Added |
| Yakira Capital Management, Inc. | 172,761 | $3.17M | 0.40% | +145,486+533.4% | Added |
| Clough Capital Partners L P | 159,528 | $2.92M | 0.20% | +159,528 | New |
| Sigma Planning Corp | 153,036 | $2.80M | 0.08% | +32,327+26.8% | Added |
| Mosaic Family Wealth, LLC | 140,282 | $2.57M | 0.67% | +4,409+3.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 136,752 | $2.50M | 0.72% | +41,173+43.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 131,471 | $2.41M | 0.01% | +18,601+16.5% | Added |
| Truist Financial Corp | 130,822 | $2.40M | 0.00% | +41,885+47.1% | Added |
| Envestnet Asset Management Inc | 110,210 | $2.02M | 0.00% | +66,318+151.1% | Added |
| Wealthcare Advisory Partners LLC | 86,415 | $1.58M | 0.09% | +4,045+4.9% | Added |
| Wells Fargo & Company | 81,041 | $1.49M | 0.00% | +60,619+296.8% | Added |
| Cetera Advisor Networks LLC | 73,497 | $1.35M | 0.02% | +16,362+28.6% | Added |
| Cetera Investment Advisers | 71,215 | $1.30M | 0.02% | +26,561+59.5% | Added |
| GWM Advisors LLC | 67,006 | $1.23M | 0.02% | +67,006 | New |
| David J Yvars Group | 66,710 | $1.21M | 0.75% | +66,710 | New |
| Private Advisor Group, LLC | 59,866 | $1.10M | 0.01% | +37,791+171.2% | Added |
| Invesco Ltd. | 58,710 | $1.08M | 0.00% | +58,710 | New |
| Harbour Investments, Inc. | 57,769 | $1.06M | 0.06% | −8,203−12.4% | Reduced |
| Raymond James Trust N.A. | 56,771 | $1.04M | 0.03% | +56,771 | New |
| Parisi Gray Wealth Management | 54,525 | $999.0K | 0.37% | +29,216+115.4% | Added |
| Wagner Wealth Management, LLC | 54,106 | $991.0K | 0.76% | +260+0.5% | Added |
| Founders Financial Alliance, LLC | 53,883 | $987.0K | 0.40% | −3,691−6.4% | Reduced |
| Davenport & Co LLC | 52,105 | $955.0K | 0.01% | +19,971+62.1% | Added |
| MML Investors Services, LLC | 51,334 | $940.0K | 0.01% | +10,989+27.2% | Added |
| Steward Partners Investment Advisory, LLC | 50,987 | $934.0K | 0.01% | +43,284+561.9% | Added |
| National Asset Management, Inc. | 49,967 | $916.0K | 0.03% | +38,668+342.2% | Added |
| Mercer Global Advisors Inc | 47,599 | $872.0K | 0.01% | +47,599 | New |
| The PNC Financial Services Group, Inc. | 47,246 | $865.0K | 0.00% | +28,332+149.8% | Added |
| Wedbush Securities Inc | 44,522 | $816.0K | 0.04% | +31,072+231.0% | Added |
| Kovack Advisors, Inc. | 43,612 | $799.0K | 0.08% | +13,110+43.0% | Added |
| American Portfolios Advisors | 42,975 | $787.3K | 0.03% | +9,700+29.2% | Added |
| Dynamic Advisor Solutions LLC | 41,762 | $765.0K | 0.05% | +7,016+20.2% | Added |
| Capital Market Strategies LLC | 35,556 | $651.0K | 0.54% | +35,556 | New |
| Valeo Financial Advisors, LLC | 31,239 | $572.0K | 0.03% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 29,858 | $547.0K | 0.01% | +29,858 | New |
| CoreCap Advisors, LLC | 26,734 | $490.0K | 0.03% | +26,734 | New |
| AE Wealth Management LLC | 25,299 | $463.0K | 0.00% | +11,943+89.4% | Added |
| First Foundation Advisors | 24,895 | $456.0K | 0.02% | +745+3.1% | Added |
| Merit Financial Group, LLC | 24,845 | $455.0K | 0.04% | +114+0.5% | Added |
| 9258 Wealth Management, LLC | 24,598 | $451.0K | 0.10% | +24,598 | New |
| Advisory Services Network, LLC | 21,968 | $402.0K | 0.01% | +7,750+54.5% | Added |
| Measured Wealth Private Client Group, LLC | 21,433 | $393.0K | 0.14% | +21,433 | New |
| Aviance Capital Partners, LLC | 20,592 | $377.0K | 0.06% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 20,554 | $377.0K | 0.24% | +4,828+30.7% | Added |
| Collaborative Wealth Managment Inc. | 20,532 | $376.0K | 0.21% | +20,532 | New |
| Spire Wealth Management | 20,119 | $369.0K | 0.01% | +20,119 | New |
| Bank of New York Mellon Corp | 19,355 | $355.0K | 0.00% | +19,355 | New |
| Cetera Advisors LLC | 19,184 | $351.0K | 0.01% | +8,245+75.4% | Added |
| Ameritas Advisory Services, LLC | 18,845 | $345.0K | 0.01% | +18,845 | New |
| Capital Wealth Alliance, LLC | 18,574 | $340.0K | 0.20% | +7,180+63.0% | Added |
| Centaurus Financial, Inc. | 18,089 | $331.0K | 0.03% | +5,336+41.8% | Added |
| Northwestern Mutual Wealth Management Co | 17,503 | $321.0K | 0.00% | +9,814+127.6% | Added |
| Advisor Resource Council | 17,504 | $321.0K | 0.02% | +17,504 | New |
| Bard Financial Services, Inc. | 16,895 | $310.0K | 0.03% | +5,615+49.8% | Added |
| Retirement Guys Formula LLC | 16,860 | $309.0K | 0.25% | +16,860 | New |
| JB Capital LLC | 16,810 | $308.0K | 0.03% | +16,810 | New |
| Claraphi Advisory Network, LLC | 16,395 | $300.0K | 0.10% | +1,579+10.7% | Added |
| IHT Wealth Management, LLC | 16,175 | $296.0K | 0.02% | −4,913−23.3% | Reduced |
| Rockefeller Capital Management L.P. | 15,625 | $286.0K | 0.00% | +12,260+364.3% | Added |
| Geneos Wealth Management Inc. | 15,434 | $282.0K | 0.01% | +4,585+42.3% | Added |
| Clear Creek Financial Management, LLC | 15,112 | $277.0K | 0.04% | +15,112 | New |
| Catalyst Private Wealth, LLC | 14,767 | $271.0K | 0.12% | +1,575+11.9% | Added |
| Belpointe Asset Management LLC | 14,800 | $271.0K | 0.02% | +3,850+35.2% | Added |
| Level Four Advisory Services, LLC | 14,262 | $261.0K | 0.02% | +14,262 | New |
| Gill Capital Partners, LLC | 13,761 | $252.0K | 0.11% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,544 | $230.0K | 0.00% | +1,636+15.0% | Added |
| Financial Advisory Corp | 12,318 | $226.0K | 0.11% | +969+8.5% | Added |
| Koshinski Asset Management, Inc. | 12,224 | $223.9K | 0.02% | +9,773+398.7% | Added |
| Independent Financial Group, LLC | 11,650 | $213.4K | 0.02% | +11,650 | New |
| International Assets Investment Management, LLC | 11,547 | $212.0K | 0.04% | −300−2.5% | Reduced |
| WMS Partners, LLC | 11,007 | $202.0K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,019 | $201.0K | 0.00% | +11,019 | New |
| FSA Wealth Management LLC | 10,843 | $199.0K | 0.12% | +10,843 | New |
| Arete Wealth Advisors, LLC | 10,570 | $194.0K | 0.02% | +10,570 | New |
| City of London Investment Management Co Ltd | 10,138 | $186.0K | 0.01% | +10,138 | New |
| Creative Financial Designs Inc | 10,000 | $183.0K | 0.03% | +10,000 | New |
| 1607 Capital Partners, LLC | 9,467 | $173.0K | 0.01% | +9,467 | New |
| Missouri Trust & Investment Co | 7,825 | $143.0K | 0.08% | +7,825 | New |
| Benjamin F. Edwards & Company, Inc. | 7,108 | $130.0K | 0.01% | +4,008+129.3% | Added |
| High Net Worth Advisory Group LLC | 6,403 | $117.0K | 0.04% | +6,403 | New |
| TSFG, LLC | 5,671 | $104.0K | 0.04% | 00.0% | Unchanged |