Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +35 vs. Q3 2021
- Shares held
- 14.5M
- +6.43M (+79.6%) vs. Q3 2021
- Total value
- $282.8M
- +$128.3M (+83.1%) vs. Q3 2021
- New holders
- 43
- 61 more added
- Sold out
- 8
- 5 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 4 | $0 | 0.00% | −1,330−99.7% | Reduced |
| Citigroup Inc | 1 | $0 | 0.00% | +1 | New |
| Widmann Financial Services, Inc. | 44 | $0 | 0.00% | +44 | New |
| Financial Perspectives, Inc | 35 | $641 | 0.00% | +35 | New |
| Horan Securities, Inc. | 66 | $1.00K | 0.00% | +66 | New |
| Ellis Investment Partners, LLC | 117 | $2.00K | 0.00% | +117 | New |
| Northern Trust Corp | 16,067 | $3.00K | 0.00% | +16,067 | New |
| Cornerstone Advisory, LLC | 846 | $16.0K | 0.00% | +846 | New |
| WFA Asset Management Corp | 1,247 | $22.8K | 0.01% | +1,247 | New |
| US Bancorp | 1,266 | $23.0K | 0.00% | +186+17.2% | Added |
| Meeder Asset Management Inc | 1,320 | $24.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,350 | $25.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 1,778 | $33.0K | 0.02% | +1,778 | New |
| Chilton Capital Management LLC | 2,000 | $37.0K | 0.00% | +2,000 | New |
| Strategic Asset Management, LLC | 2,388 | $44.0K | 0.06% | +2,087+693.4% | Added |
| NEXT Financial Group, Inc | 5,447 | $100.0K | 0.01% | +1,034+23.4% | Added |
| TSFG, LLC | 5,671 | $104.0K | 0.04% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 6,403 | $117.0K | 0.04% | +6,403 | New |
| Benjamin F. Edwards & Company, Inc. | 7,108 | $130.0K | 0.01% | +4,008+129.3% | Added |
| Missouri Trust & Investment Co | 7,825 | $143.0K | 0.08% | +7,825 | New |
| 1607 Capital Partners, LLC | 9,467 | $173.0K | 0.01% | +9,467 | New |
| Creative Financial Designs Inc | 10,000 | $183.0K | 0.03% | +10,000 | New |
| City of London Investment Management Co Ltd | 10,138 | $186.0K | 0.01% | +10,138 | New |
| Arete Wealth Advisors, LLC | 10,570 | $194.0K | 0.02% | +10,570 | New |
| FSA Wealth Management LLC | 10,843 | $199.0K | 0.12% | +10,843 | New |
| HighTower Advisors, LLC | 11,019 | $201.0K | 0.00% | +11,019 | New |
| WMS Partners, LLC | 11,007 | $202.0K | 0.04% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,547 | $212.0K | 0.04% | −300−2.5% | Reduced |
| Independent Financial Group, LLC | 11,650 | $213.4K | 0.02% | +11,650 | New |
| Koshinski Asset Management, Inc. | 12,224 | $223.9K | 0.02% | +9,773+398.7% | Added |
| Financial Advisory Corp | 12,318 | $226.0K | 0.11% | +969+8.5% | Added |
| Kestra Advisory Services, LLC | 12,544 | $230.0K | 0.00% | +1,636+15.0% | Added |
| Gill Capital Partners, LLC | 13,761 | $252.0K | 0.11% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 14,262 | $261.0K | 0.02% | +14,262 | New |
| Catalyst Private Wealth, LLC | 14,767 | $271.0K | 0.12% | +1,575+11.9% | Added |
| Belpointe Asset Management LLC | 14,800 | $271.0K | 0.02% | +3,850+35.2% | Added |
| Clear Creek Financial Management, LLC | 15,112 | $277.0K | 0.04% | +15,112 | New |
| Geneos Wealth Management Inc. | 15,434 | $282.0K | 0.01% | +4,585+42.3% | Added |
| Rockefeller Capital Management L.P. | 15,625 | $286.0K | 0.00% | +12,260+364.3% | Added |
| IHT Wealth Management, LLC | 16,175 | $296.0K | 0.02% | −4,913−23.3% | Reduced |
| Claraphi Advisory Network, LLC | 16,395 | $300.0K | 0.10% | +1,579+10.7% | Added |
| JB Capital LLC | 16,810 | $308.0K | 0.03% | +16,810 | New |
| Retirement Guys Formula LLC | 16,860 | $309.0K | 0.25% | +16,860 | New |
| Bard Financial Services, Inc. | 16,895 | $310.0K | 0.03% | +5,615+49.8% | Added |
| Northwestern Mutual Wealth Management Co | 17,503 | $321.0K | 0.00% | +9,814+127.6% | Added |
| Advisor Resource Council | 17,504 | $321.0K | 0.02% | +17,504 | New |
| Centaurus Financial, Inc. | 18,089 | $331.0K | 0.03% | +5,336+41.8% | Added |
| Capital Wealth Alliance, LLC | 18,574 | $340.0K | 0.20% | +7,180+63.0% | Added |
| Ameritas Advisory Services, LLC | 18,845 | $345.0K | 0.01% | +18,845 | New |
| Cetera Advisors LLC | 19,184 | $351.0K | 0.01% | +8,245+75.4% | Added |
| Bank of New York Mellon Corp | 19,355 | $355.0K | 0.00% | +19,355 | New |
| Spire Wealth Management | 20,119 | $369.0K | 0.01% | +20,119 | New |
| Collaborative Wealth Managment Inc. | 20,532 | $376.0K | 0.21% | +20,532 | New |
| Aviance Capital Partners, LLC | 20,592 | $377.0K | 0.06% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 20,554 | $377.0K | 0.24% | +4,828+30.7% | Added |
| Measured Wealth Private Client Group, LLC | 21,433 | $393.0K | 0.14% | +21,433 | New |
| Advisory Services Network, LLC | 21,968 | $402.0K | 0.01% | +7,750+54.5% | Added |
| 9258 Wealth Management, LLC | 24,598 | $451.0K | 0.10% | +24,598 | New |
| Merit Financial Group, LLC | 24,845 | $455.0K | 0.04% | +114+0.5% | Added |
| First Foundation Advisors | 24,895 | $456.0K | 0.02% | +745+3.1% | Added |
| AE Wealth Management LLC | 25,299 | $463.0K | 0.00% | +11,943+89.4% | Added |
| CoreCap Advisors, LLC | 26,734 | $490.0K | 0.03% | +26,734 | New |
| Stratos Wealth Partners, LTD. | 29,858 | $547.0K | 0.01% | +29,858 | New |
| Valeo Financial Advisors, LLC | 31,239 | $572.0K | 0.03% | 00.0% | Unchanged |
| Capital Market Strategies LLC | 35,556 | $651.0K | 0.54% | +35,556 | New |
| Dynamic Advisor Solutions LLC | 41,762 | $765.0K | 0.05% | +7,016+20.2% | Added |
| American Portfolios Advisors | 42,975 | $787.3K | 0.03% | +9,700+29.2% | Added |
| Kovack Advisors, Inc. | 43,612 | $799.0K | 0.08% | +13,110+43.0% | Added |
| Wedbush Securities Inc | 44,522 | $816.0K | 0.04% | +31,072+231.0% | Added |
| The PNC Financial Services Group, Inc. | 47,246 | $865.0K | 0.00% | +28,332+149.8% | Added |
| Mercer Global Advisors Inc | 47,599 | $872.0K | 0.01% | +47,599 | New |
| National Asset Management, Inc. | 49,967 | $916.0K | 0.03% | +38,668+342.2% | Added |
| Steward Partners Investment Advisory, LLC | 50,987 | $934.0K | 0.01% | +43,284+561.9% | Added |
| MML Investors Services, LLC | 51,334 | $940.0K | 0.01% | +10,989+27.2% | Added |
| Davenport & Co LLC | 52,105 | $955.0K | 0.01% | +19,971+62.1% | Added |
| Founders Financial Alliance, LLC | 53,883 | $987.0K | 0.40% | −3,691−6.4% | Reduced |
| Wagner Wealth Management, LLC | 54,106 | $991.0K | 0.76% | +260+0.5% | Added |
| Parisi Gray Wealth Management | 54,525 | $999.0K | 0.37% | +29,216+115.4% | Added |
| Raymond James Trust N.A. | 56,771 | $1.04M | 0.03% | +56,771 | New |
| Harbour Investments, Inc. | 57,769 | $1.06M | 0.06% | −8,203−12.4% | Reduced |
| Invesco Ltd. | 58,710 | $1.08M | 0.00% | +58,710 | New |
| Private Advisor Group, LLC | 59,866 | $1.10M | 0.01% | +37,791+171.2% | Added |
| David J Yvars Group | 66,710 | $1.21M | 0.75% | +66,710 | New |
| GWM Advisors LLC | 67,006 | $1.23M | 0.02% | +67,006 | New |
| Cetera Investment Advisers | 71,215 | $1.30M | 0.02% | +26,561+59.5% | Added |
| Cetera Advisor Networks LLC | 73,497 | $1.35M | 0.02% | +16,362+28.6% | Added |
| Wells Fargo & Company | 81,041 | $1.49M | 0.00% | +60,619+296.8% | Added |
| Wealthcare Advisory Partners LLC | 86,415 | $1.58M | 0.09% | +4,045+4.9% | Added |
| Envestnet Asset Management Inc | 110,210 | $2.02M | 0.00% | +66,318+151.1% | Added |
| Truist Financial Corp | 130,822 | $2.40M | 0.00% | +41,885+47.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 131,471 | $2.41M | 0.01% | +18,601+16.5% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 136,752 | $2.50M | 0.72% | +41,173+43.1% | Added |
| Mosaic Family Wealth, LLC | 140,282 | $2.57M | 0.67% | +4,409+3.2% | Added |
| Sigma Planning Corp | 153,036 | $2.80M | 0.08% | +32,327+26.8% | Added |
| Clough Capital Partners L P | 159,528 | $2.92M | 0.20% | +159,528 | New |
| Yakira Capital Management, Inc. | 172,761 | $3.17M | 0.40% | +145,486+533.4% | Added |
| Raymond James & Associates | 178,329 | $3.27M | 0.00% | +52,783+42.0% | Added |
| Camelot Portfolios, LLC | 180,183 | $3.30M | 1.33% | +180,183 | New |
| Richmond Brothers, Inc. | 186,920 | $3.42M | 2.46% | +186,920 | New |
| Marks Group Wealth Management, Inc | 190,195 | $3.48M | 0.42% | +12,000+6.7% | Added |