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Guggenheim Strategic Opportunities Fund

GOF
Exchange
NYSE
SEC CIK
0001380936

No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding Guggenheim Strategic Opportunities Fund changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of GOF: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders843116+35
Shares8.11M40.5K14.5M+6.43M (+79.6%)
Value$155.3M$777.0K$282.8M+$128.3M (+83.1%)

3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (43)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to GOF in Q4 2021
InstitutionSharesValue% of portfolio
Castleview Partners, LLC486,176$26.5M0.23%
Karpus Management, Inc.541,434$9.92M0.29%
Richmond Brothers, Inc.186,920$3.42M2.46%
Camelot Portfolios, LLC180,183$3.30M1.33%
Clough Capital Partners L P159,528$2.92M0.20%
GWM Advisors LLC67,006$1.23M0.02%
David J Yvars Group66,710$1.21M0.75%
Invesco Ltd.58,710$1.08M0.00%
Raymond James Trust N.A.56,771$1.04M0.03%
Mercer Global Advisors Inc47,599$872.0K0.01%
Capital Market Strategies LLC35,556$651.0K0.54%
Stratos Wealth Partners, LTD.29,858$547.0K0.01%
CoreCap Advisors, LLC26,734$490.0K0.03%
9258 Wealth Management, LLC24,598$451.0K0.10%
Measured Wealth Private Client Group, LLC21,433$393.0K0.14%
Collaborative Wealth Managment Inc.20,532$376.0K0.21%
Spire Wealth Management20,119$369.0K0.01%
Bank of New York Mellon Corp19,355$355.0K0.00%
Ameritas Advisory Services, LLC18,845$345.0K0.01%
Advisor Resource Council17,504$321.0K0.02%
Retirement Guys Formula LLC16,860$309.0K0.25%
JB Capital LLC16,810$308.0K0.03%
Clear Creek Financial Management, LLC15,112$277.0K0.04%
Level Four Advisory Services, LLC14,262$261.0K0.02%
Independent Financial Group, LLC11,650$213.4K0.02%
HighTower Advisors, LLC11,019$201.0K0.00%
FSA Wealth Management LLC10,843$199.0K0.12%
Arete Wealth Advisors, LLC10,570$194.0K0.02%
City of London Investment Management Co Ltd10,138$186.0K0.01%
Creative Financial Designs Inc10,000$183.0K0.03%
1607 Capital Partners, LLC9,467$173.0K0.01%
Missouri Trust & Investment Co7,825$143.0K0.08%
High Net Worth Advisory Group LLC6,403$117.0K0.04%
Chilton Capital Management LLC2,000$37.0K0.00%
Syverson Strege & Co1,778$33.0K0.02%
WFA Asset Management Corp1,247$22.8K0.01%
Cornerstone Advisory, LLC846$16.0K0.00%
Northern Trust Corp16,067$3.00K0.00%
Ellis Investment Partners, LLC117$2.00K0.00%
Horan Securities, Inc.66$1.00K0.00%
Financial Perspectives, Inc35$6410.00%
Citigroup Inc1$00.00%
Widmann Financial Services, Inc.44$00.00%

Sold out (8)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of GOF in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Focus Financial Network, Inc.21,845$418.5K
Virtu Financial LLC19,107$366.0K
Citadel Advisors LLC16,970$325.0K
Gradient Investments LLC3,400$65.0K
Fifth Third Bancorp2,310$44.0K
D'Orazio & Associates, Inc.705$13.0K
Global Retirement Partners, LLC400$8.00K
JPMorgan Chase & Co2$0

Not filed for Q4 2021 yet (3)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GOF in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Mid Atlantic Financial Management Inc39,403$755.0K
Wealth Quarterback LLC844$17.0K
Sonora Investment Management, LLC275$5.00K