Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +4 vs. Q4 2023
- Shares held
- 22.8M
- +1.40M (+6.5%) vs. Q4 2023
- Total value
- $326.8M
- +$52.4M (+19.1%) vs. Q4 2023
- New holders
- 22
- 63 more added
- Sold out
- 18
- 35 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 7,118,842 | $101.9M | 0.01% | +811,053+12.9% | Added |
| LPL Financial LLC | 1,267,368 | $18.1M | 0.01% | +216,289+20.6% | Added |
| Prime Capital Investment Advisors, LLC | 1,262,934 | $18.1M | 0.25% | +90,078+7.7% | Added |
| UBS Group AG | 1,171,879 | $16.8M | 0.01% | −37,070−3.1% | Reduced |
| Advisor Group Holdings, Inc. | 842,764 | $12.1M | 0.03% | +116,914+16.1% | Added |
| Royal Bank of Canada | 767,029 | $11.0M | 0.00% | +58,922+8.3% | Added |
| Cohen & Steers, Inc. | 734,940 | $10.5M | 0.02% | +10,000+1.4% | Added |
| Change Path, LLC | 504,425 | $7.22M | 0.29% | +64,415+14.6% | Added |
| Verus Capital Partners, LLC | 440,138 | $6.30M | 0.70% | +12,280+2.9% | Added |
| Commonwealth Equity Services, LLC | 430,238 | $6.16M | 0.01% | +6,470+1.5% | Added |
| Atria Wealth Solutions, Inc. | 403,537 | $5.79M | 0.07% | +15,255+3.9% | Added |
| Cetera Investment Advisers | 369,509 | $5.29M | 0.01% | +216,117+140.9% | Added |
| Bank of America Corp | 337,507 | $4.83M | 0.00% | +37,438+12.5% | Added |
| Baird Financial Group, Inc. | 326,401 | $4.67M | 0.01% | +8,565+2.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 318,134 | $4.56M | 0.02% | −15,558−4.7% | Reduced |
| Envestnet Asset Management Inc | 305,545 | $4.38M | 0.00% | −11,457−3.6% | Reduced |
| Richmond Brothers, Inc. | 302,107 | $4.33M | 8.02% | +4,826+1.6% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 292,689 | $4.19M | 0.74% | +27,722+10.5% | Added |
| Hartline Investment Corp | 292,689 | $4.19M | 0.74% | +292,689 | New |
| Significant Wealth Partners LLC | 276,751 | $3.96M | 2.60% | +104,668+60.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 260,371 | $3.73M | 0.01% | −20,497−7.3% | Reduced |
| Petra Financial Advisors Inc | 257,803 | $3.69M | 2.71% | +10,413+4.2% | Added |
| Janney Montgomery Scott LLC | 254,589 | $3.65M | 0.01% | +9,496+3.9% | Added |
| MML Investors Services, LLC | 233,314 | $3.34M | 0.01% | +145,176+164.7% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $2.75M | 0.29% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 185,676 | $2.66M | 0.44% | +3,791+2.1% | Added |
| Truist Financial Corp | 157,992 | $2.26M | 0.00% | −126−0.1% | Reduced |
| Wedbush Securities Inc | 154,720 | $2.22M | 0.08% | +6,062+4.1% | Added |
| Integrated Wealth Concepts LLC | 144,383 | $2.07M | 0.03% | +3,564+2.5% | Added |
| Captrust Financial Advisors | 143,044 | $2.05M | 0.01% | −12,055−7.8% | Reduced |
| Raymond James & Associates | 132,339 | $1.90M | 0.00% | +9,150+7.4% | Added |
| Private Advisor Group, LLC | 118,309 | $1.69M | 0.01% | −5,996−4.8% | Reduced |
| Ameriprise Financial Inc | 96,825 | $1.39M | 0.00% | −20,406−17.4% | Reduced |
| Founders Financial Alliance, LLC | 95,841 | $1.37M | 0.41% | +30,262+46.1% | Added |
| Principal Securities, Inc. | 94,993 | $1.36M | 0.04% | +9,686+11.4% | Added |
| Mutual Advisors, LLC | 85,554 | $1.23M | 0.04% | +22,527+35.7% | Added |
| GWM Advisors LLC | 81,404 | $1.17M | 0.01% | +14,402+21.5% | Added |
| Sowell Financial Services LLC | 80,704 | $1.16M | 0.05% | +16,365+25.4% | Added |
| Sigma Planning Corp | 80,171 | $1.15M | 0.04% | −9,939−11.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 76,573 | $1.10M | 0.01% | −290−0.4% | Reduced |
| Brookstone Capital Management | 73,374 | $1.05M | 0.02% | +636+0.9% | Added |
| Samalin Investment Counsel, LLC | 72,887 | $1.04M | 0.50% | −202−0.3% | Reduced |
| Avantax Advisory Services, Inc. | 69,878 | $1.00M | 0.01% | +64+0.1% | Added |
| Dynamic Advisor Solutions LLC | 65,439 | $937.1K | 0.03% | +1,882+3.0% | Added |
| Mercer Global Advisors Inc | 62,362 | $893.0K | 0.00% | +1,281+2.1% | Added |
| Thrivent Financial for Lutherans | 60,848 | $871.0K | 0.00% | −5,073−7.7% | Reduced |
| Tennessee Valley Asset Management Partners | 60,556 | $867.2K | 0.21% | +1,243+2.1% | Added |
| David J Yvars Group | 57,489 | $819.5K | 0.55% | +118+0.2% | Added |
| Parisi Gray Wealth Management | 56,181 | $804.5K | 0.30% | −1,348−2.3% | Reduced |
| Semus Wealth Partners LLC | 54,108 | $774.8K | 0.65% | −6,328−10.5% | Reduced |
| Davenport & Co LLC | 52,673 | $754.3K | 0.00% | +2,947+5.9% | Added |
| RSM US Wealth Management LLC | 50,853 | $728.2K | 0.02% | +853+1.7% | Added |
| Raymond James Trust N.A. | 50,417 | $722.0K | 0.02% | 00.0% | Unchanged |
| PFG Investments, LLC | 50,388 | $721.6K | 0.04% | +50,388 | New |
| Garden State Investment Advisory Services LLC | 49,308 | $702.6K | 0.26% | +35+0.1% | Added |
| Western Wealth Management, LLC | 48,001 | $687.4K | 0.05% | −6,283−11.6% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 47,569 | $681.2K | 0.45% | +26,159+122.2% | Added |
| Qube Research & Technologies Ltd | 47,090 | $674.3K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 43,039 | $616.3K | 0.00% | +10,004+30.3% | Added |
| National Asset Management, Inc. | 40,452 | $598.3K | 0.02% | +6,406+18.8% | Added |
| CoreCap Advisors, LLC | 39,345 | $563.4K | 0.03% | +4,275+12.2% | Added |
| Equitable Holdings, Inc. | 36,641 | $524.7K | 0.01% | −9,410−20.4% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 33,405 | $478.4K | 0.08% | +992+3.1% | Added |
| GPS Wealth Strategies Group, LLC | 31,504 | $451.1K | 0.07% | −2,343−6.9% | Reduced |
| International Assets Investment Management, LLC | 31,508 | $449.0K | 0.05% | +22+0.1% | Added |
| Rockefeller Capital Management L.P. | 30,804 | $441.1K | 0.00% | −2,005−6.1% | Reduced |
| Capital Market Strategies LLC | 30,270 | $433.5K | 0.33% | −3,972−11.6% | Reduced |
| Quad-Cities Investment Group, LLC | 26,589 | $380.8K | 0.22% | +1,265+5.0% | Added |
| Strategic Financial Concepts, LLC | 25,754 | $368.8K | 0.09% | +25,754 | New |
| Ausdal Financial Partners, Inc. | 25,566 | $366.1K | 0.04% | +25,566 | New |
| Merit Financial Group, LLC | 24,289 | $356.3K | 0.01% | +242+1.0% | Added |
| JB Capital LLC | 24,301 | $348.0K | 0.02% | +100+0.4% | Added |
| Retirement Planning Group | 24,261 | $347.4K | 0.03% | +3,641+17.7% | Added |
| Atomi Financial Group, Inc. | 22,785 | $326.3K | 0.03% | +1,212+5.6% | Added |
| 9258 Wealth Management, LLC | 21,930 | $314.0K | 0.05% | −249−1.1% | Reduced |
| Harbour Investments, Inc. | 21,819 | $312.4K | 0.01% | −1,125−4.9% | Reduced |
| HighTower Advisors, LLC | 21,658 | $310.0K | 0.00% | +6,321+41.2% | Added |
| Comerica Bank | 21,309 | $305.1K | 0.00% | +8,183+62.3% | Added |
| LVZ Advisors, Inc. | 20,715 | $296.6K | 0.04% | −375−1.8% | Reduced |
| Aviance Capital Partners, LLC | 20,592 | $294.9K | 0.04% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 19,930 | $285.4K | 0.03% | +19,930 | New |
| First Foundation Advisors | 19,450 | $278.5K | 0.01% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 18,589 | $266.2K | 0.07% | −846−4.4% | Reduced |
| Main Street Financial Solutions, LLC | 17,393 | $249.1K | 0.03% | +1,978+12.8% | Added |
| Capital Wealth Alliance, LLC | 17,263 | $247.2K | 0.15% | +858+5.2% | Added |
| WFA Asset Management Corp | 16,799 | $240.6K | 0.13% | +15,172+932.5% | Added |
| Lakeview Capital Partners, LLC | 16,786 | $240.4K | 0.04% | −5,217−23.7% | Reduced |
| The PNC Financial Services Group, Inc. | 16,391 | $234.7K | 0.00% | −291−1.7% | Reduced |
| Wealthcare Advisory Partners LLC | 15,567 | $222.9K | 0.01% | −102,284−86.8% | Reduced |
| Level Four Advisory Services, LLC | 16,537 | $211.7K | 0.01% | 00.0% | Unchanged |
| Flynn Zito Capital Management, LLC | 14,771 | $211.5K | 0.11% | +14,771 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $208.2K | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 14,368 | $205.8K | 0.01% | +700+5.1% | Added |
| Imprint Wealth LLC | 14,171 | $201.9K | 0.05% | +14,171 | New |
| Safeguard Financial, LLC | 14,088 | $201.7K | 0.07% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $200.8K | 0.08% | 00.0% | Unchanged |
| Capital CS Group, LLC | 13,883 | $198.8K | 0.20% | +3,174+29.6% | Added |
| Advisory Services Network, LLC | 12,820 | $183.6K | 0.00% | −6,667−34.2% | Reduced |
| Stifel Financial Corp | 12,815 | $183.5K | 0.00% | +376+3.0% | Added |
| IFP Advisors, Inc | 12,750 | $182.6K | 0.01% | +12,750 | New |