Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +4 vs. Q4 2023
- Shares held
- 22.8M
- +1.40M (+6.5%) vs. Q4 2023
- Total value
- $326.8M
- +$52.4M (+19.1%) vs. Q4 2023
- New holders
- 22
- 63 more added
- Sold out
- 18
- 35 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $14 | 0.00% | −1−50.0% | Reduced |
| Huntington National Bank | – | $14 | 0.00% | – | – |
| Citigroup Inc | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 6 | $96 | 0.00% | −230−97.5% | Reduced |
| Creative Financial Designs Inc | 32 | $457 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 35 | $501 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 186 | $2.66K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 365 | $4.67K | 0.00% | +365 | New |
| Hazlett, Burt & Watson, Inc. | 315 | $5.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 500 | $7.00K | 0.00% | +500 | New |
| Gen-Wealth Partners Inc | 659 | $9.44K | 0.00% | +659 | New |
| Private Trust Co NA | 713 | $10.2K | 0.00% | +713 | New |
| Pin Oak Investment Advisors Inc | 1,150 | $16.0K | 0.02% | +1,150 | New |
| Householder Group Estate & Retirement Specialist, LLC | 1,200 | $17.2K | 0.01% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 1,493 | $21.4K | 0.01% | +1,493 | New |
| Laurel Wealth Advisors LLC | 1,500 | $21.5K | 0.00% | +1,500 | New |
| Plante Moran Financial Advisors, LLC | 1,693 | $24.2K | 0.00% | +1,693 | New |
| Beacon Capital Management, LLC | 1,983 | $28.4K | 0.01% | 00.0% | Unchanged |
| Transcendent Capital Group LLC | 2,000 | $28.6K | 0.02% | +2,000 | New |
| Oliver Lagore Vanvalin Investment Group | 2,110 | $30.2K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 3,228 | $46.0K | 0.00% | +2,000+162.9% | Added |
| Tucker Asset Management LLC | 3,504 | $50.2K | 0.01% | +3,004+600.8% | Added |
| Global Retirement Partners, LLC | 3,874 | $55.5K | 0.00% | +38+1.0% | Added |
| Wells Fargo & Company | 3,881 | $55.6K | 0.00% | −3,708−48.9% | Reduced |
| Future Financial Wealth Managment LLC | 4,000 | $57.3K | 0.04% | +4,000 | New |
| FSA Wealth Management LLC | 4,676 | $67.0K | 0.03% | +181+4.0% | Added |
| CIBC Private Wealth Group, LLC | 4,825 | $68.8K | 0.00% | +4,825 | New |
| Geneos Wealth Management Inc. | 4,907 | $70.3K | 0.00% | −1,000−16.9% | Reduced |
| TSFG, LLC | 5,241 | $75.0K | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 5,690 | $81.0K | 0.00% | −463−7.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 6,646 | $95.2K | 0.00% | +1,014+18.0% | Added |
| ORG Partners LLC | 7,731 | $110.2K | 0.21% | +7,731 | New |
| Sunbelt Securities, Inc. | 8,026 | $114.9K | 0.01% | −3,856−32.5% | Reduced |
| Spire Wealth Management | 9,708 | $139.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,000 | $143.2K | 0.01% | +10,000 | New |
| Gridiron Partners, LLC | 11,155 | $159.7K | 0.10% | −28,387−71.8% | Reduced |
| Centaurus Financial, Inc. | 11,232 | $161.0K | 0.01% | −7,000−38.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,405 | $163.3K | 0.01% | +11,405 | New |
| Perennial Investment Advisors, LLC | 11,419 | $163.5K | 0.02% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 11,524 | $165.0K | 0.02% | +400+3.6% | Added |
| Jacobi Capital Management LLC | 12,065 | $172.8K | 0.02% | +1,440+13.6% | Added |
| IFP Advisors, Inc | 12,750 | $182.6K | 0.01% | +12,750 | New |
| Stifel Financial Corp | 12,815 | $183.5K | 0.00% | +376+3.0% | Added |
| Advisory Services Network, LLC | 12,820 | $183.6K | 0.00% | −6,667−34.2% | Reduced |
| Capital CS Group, LLC | 13,883 | $198.8K | 0.20% | +3,174+29.6% | Added |
| Gill Capital Partners, LLC | 13,761 | $200.8K | 0.08% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 14,088 | $201.7K | 0.07% | 00.0% | Unchanged |
| Imprint Wealth LLC | 14,171 | $201.9K | 0.05% | +14,171 | New |
| Independent Financial Group, LLC | 14,368 | $205.8K | 0.01% | +700+5.1% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $208.2K | 0.01% | 00.0% | Unchanged |
| Flynn Zito Capital Management, LLC | 14,771 | $211.5K | 0.11% | +14,771 | New |
| Level Four Advisory Services, LLC | 16,537 | $211.7K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 15,567 | $222.9K | 0.01% | −102,284−86.8% | Reduced |
| The PNC Financial Services Group, Inc. | 16,391 | $234.7K | 0.00% | −291−1.7% | Reduced |
| Lakeview Capital Partners, LLC | 16,786 | $240.4K | 0.04% | −5,217−23.7% | Reduced |
| WFA Asset Management Corp | 16,799 | $240.6K | 0.13% | +15,172+932.5% | Added |
| Capital Wealth Alliance, LLC | 17,263 | $247.2K | 0.15% | +858+5.2% | Added |
| Main Street Financial Solutions, LLC | 17,393 | $249.1K | 0.03% | +1,978+12.8% | Added |
| Vantage Financial Partners, LLC | 18,589 | $266.2K | 0.07% | −846−4.4% | Reduced |
| First Foundation Advisors | 19,450 | $278.5K | 0.01% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 19,930 | $285.4K | 0.03% | +19,930 | New |
| Aviance Capital Partners, LLC | 20,592 | $294.9K | 0.04% | 00.0% | Unchanged |
| LVZ Advisors, Inc. | 20,715 | $296.6K | 0.04% | −375−1.8% | Reduced |
| Comerica Bank | 21,309 | $305.1K | 0.00% | +8,183+62.3% | Added |
| HighTower Advisors, LLC | 21,658 | $310.0K | 0.00% | +6,321+41.2% | Added |
| Harbour Investments, Inc. | 21,819 | $312.4K | 0.01% | −1,125−4.9% | Reduced |
| 9258 Wealth Management, LLC | 21,930 | $314.0K | 0.05% | −249−1.1% | Reduced |
| Atomi Financial Group, Inc. | 22,785 | $326.3K | 0.03% | +1,212+5.6% | Added |
| Retirement Planning Group | 24,261 | $347.4K | 0.03% | +3,641+17.7% | Added |
| JB Capital LLC | 24,301 | $348.0K | 0.02% | +100+0.4% | Added |
| Merit Financial Group, LLC | 24,289 | $356.3K | 0.01% | +242+1.0% | Added |
| Ausdal Financial Partners, Inc. | 25,566 | $366.1K | 0.04% | +25,566 | New |
| Strategic Financial Concepts, LLC | 25,754 | $368.8K | 0.09% | +25,754 | New |
| Quad-Cities Investment Group, LLC | 26,589 | $380.8K | 0.22% | +1,265+5.0% | Added |
| Capital Market Strategies LLC | 30,270 | $433.5K | 0.33% | −3,972−11.6% | Reduced |
| Rockefeller Capital Management L.P. | 30,804 | $441.1K | 0.00% | −2,005−6.1% | Reduced |
| International Assets Investment Management, LLC | 31,508 | $449.0K | 0.05% | +22+0.1% | Added |
| GPS Wealth Strategies Group, LLC | 31,504 | $451.1K | 0.07% | −2,343−6.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 33,405 | $478.4K | 0.08% | +992+3.1% | Added |
| Equitable Holdings, Inc. | 36,641 | $524.7K | 0.01% | −9,410−20.4% | Reduced |
| CoreCap Advisors, LLC | 39,345 | $563.4K | 0.03% | +4,275+12.2% | Added |
| National Asset Management, Inc. | 40,452 | $598.3K | 0.02% | +6,406+18.8% | Added |
| Kestra Advisory Services, LLC | 43,039 | $616.3K | 0.00% | +10,004+30.3% | Added |
| Qube Research & Technologies Ltd | 47,090 | $674.3K | 0.00% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 47,569 | $681.2K | 0.45% | +26,159+122.2% | Added |
| Western Wealth Management, LLC | 48,001 | $687.4K | 0.05% | −6,283−11.6% | Reduced |
| Garden State Investment Advisory Services LLC | 49,308 | $702.6K | 0.26% | +35+0.1% | Added |
| PFG Investments, LLC | 50,388 | $721.6K | 0.04% | +50,388 | New |
| Raymond James Trust N.A. | 50,417 | $722.0K | 0.02% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 50,853 | $728.2K | 0.02% | +853+1.7% | Added |
| Davenport & Co LLC | 52,673 | $754.3K | 0.00% | +2,947+5.9% | Added |
| Semus Wealth Partners LLC | 54,108 | $774.8K | 0.65% | −6,328−10.5% | Reduced |
| Parisi Gray Wealth Management | 56,181 | $804.5K | 0.30% | −1,348−2.3% | Reduced |
| David J Yvars Group | 57,489 | $819.5K | 0.55% | +118+0.2% | Added |
| Tennessee Valley Asset Management Partners | 60,556 | $867.2K | 0.21% | +1,243+2.1% | Added |
| Thrivent Financial for Lutherans | 60,848 | $871.0K | 0.00% | −5,073−7.7% | Reduced |
| Mercer Global Advisors Inc | 62,362 | $893.0K | 0.00% | +1,281+2.1% | Added |
| Dynamic Advisor Solutions LLC | 65,439 | $937.1K | 0.03% | +1,882+3.0% | Added |
| Avantax Advisory Services, Inc. | 69,878 | $1.00M | 0.01% | +64+0.1% | Added |
| Samalin Investment Counsel, LLC | 72,887 | $1.04M | 0.50% | −202−0.3% | Reduced |