Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 176
- +5 vs. Q4 2024
- Shares held
- 27.5M
- +3.54M (+14.8%) vs. Q4 2024
- Total value
- $428.2M
- +$62.9M (+17.2%) vs. Q4 2024
- New holders
- 26
- 75 more added
- Sold out
- 21
- 37 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,862,824 | $106.9M | 0.01% | +116,402+1.7% | Added |
| LPL Financial LLC | 1,943,464 | $30.3M | 0.01% | +231,224+13.5% | Added |
| Verus Capital Partners, LLC | 1,572,690 | $24.5M | 2.45% | +467,889+42.4% | Added |
| UBS Group AG | 1,472,594 | $22.9M | 0.01% | +247,138+20.2% | Added |
| Raymond James Financial Inc | 1,164,597 | $18.1M | 0.01% | +527,632+82.8% | Added |
| MML Investors Services, LLC | 796,438 | $12.4M | 0.04% | +470,571+144.4% | Added |
| Advisor Group Holdings, Inc. | 747,955 | $11.6M | 0.03% | +145,261+24.1% | Added |
| Prime Capital Investment Advisors, LLC | 727,283 | $11.3M | 0.13% | +58,394+8.7% | Added |
| Change Path, LLC | 682,671 | $10.6M | 0.32% | +85,835+14.4% | Added |
| Commonwealth Equity Services, LLC | 671,083 | $10.4M | 0.01% | +206,312+44.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 644,809 | $10.0M | 0.03% | +196,447+43.8% | Added |
| Royal Bank of Canada | 618,447 | $9.63M | 0.00% | +17,893+3.0% | Added |
| Cetera Investment Advisers | 606,509 | $9.44M | 0.02% | +190,393+45.8% | Added |
| Bank of America Corp | 529,652 | $8.25M | 0.00% | −46,665−8.1% | Reduced |
| Secure Asset Management, LLC | 443,661 | $6.91M | 1.39% | +96,690+27.9% | Added |
| Envestnet Asset Management Inc | 427,909 | $6.66M | 0.00% | +76,072+21.6% | Added |
| Cohen & Steers, Inc. | 386,789 | $6.02M | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 263,437 | $4.10M | 0.01% | +5,924+2.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 258,601 | $4.02M | 0.61% | −8,015−3.0% | Reduced |
| Atria Wealth Solutions, Inc. | 257,666 | $4.01M | 0.05% | +152,722+145.5% | Added |
| Richmond Brothers, Inc. | 230,200 | $3.58M | 2.27% | −8,138−3.4% | Reduced |
| Almanack Investment Partners, LLC. | 229,647 | $3.58M | 0.71% | +148,971+184.7% | Added |
| Truist Financial Corp | 221,818 | $3.45M | 0.01% | +60,426+37.4% | Added |
| Mosaic Family Wealth Partners, LLC | 218,204 | $3.40M | 0.48% | −770−0.4% | Reduced |
| Illumine Investment Management, LLC | 213,929 | $3.33M | 2.73% | +40,462+23.3% | Added |
| Petra Financial Advisors Inc | 213,305 | $3.32M | 2.72% | −159,160−42.7% | Reduced |
| Marks Group Wealth Management, Inc | 196,262 | $3.06M | 0.29% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 186,214 | $2.90M | 0.03% | +24,568+15.2% | Added |
| Wedbush Securities Inc | 181,194 | $2.82M | 0.10% | +1,499+0.8% | Added |
| Baird Financial Group, Inc. | 179,925 | $2.80M | 0.01% | +10,951+6.5% | Added |
| The PNC Financial Services Group, Inc. | 131,965 | $2.05M | 0.00% | +44,770+51.3% | Added |
| Great Valley Advisor Group, Inc. | 130,771 | $2.04M | 0.04% | +130,771 | New |
| Principal Securities, Inc. | 132,765 | $2.03M | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 121,511 | $1.89M | 0.02% | +20,922+20.8% | Added |
| Milestone Asset Management, LLC | 117,867 | $1.84M | 0.39% | +117,867 | New |
| Founders Financial Alliance, LLC | 114,257 | $1.78M | 0.43% | +8,056+7.6% | Added |
| GWM Advisors LLC | 105,200 | $1.64M | 0.01% | −1,001−0.9% | Reduced |
| Private Advisor Group, LLC | 98,830 | $1.54M | 0.01% | −6,893−6.5% | Reduced |
| Tennessee Valley Asset Management Partners | 94,352 | $1.47M | 0.24% | +14,713+18.5% | Added |
| Captrust Financial Advisors | 92,057 | $1.43M | 0.00% | −85,635−48.2% | Reduced |
| Mutual Advisors, LLC | 97,287 | $1.40M | 0.04% | −9,003−8.5% | Reduced |
| Retirement Planning Group | 88,130 | $1.37M | 0.06% | +39,631+81.7% | Added |
| Sovran Advisors, LLC | 91,269 | $1.31M | 0.17% | −16,502−15.3% | Reduced |
| Ausdal Financial Partners, Inc. | 78,542 | $1.22M | 0.09% | +28,603+57.3% | Added |
| Avantax Advisory Services, Inc. | 76,872 | $1.20M | 0.01% | −434−0.6% | Reduced |
| Sigma Planning Corp | 76,545 | $1.19M | 0.04% | −823−1.1% | Reduced |
| Dynamic Advisor Solutions LLC | 75,520 | $1.18M | 0.04% | +4,541+6.4% | Added |
| Mercer Global Advisors Inc | 74,544 | $1.16M | 0.00% | +39,070+110.1% | Added |
| Ameriprise Financial Inc | 72,020 | $1.12M | 0.00% | −976−1.3% | Reduced |
| PFG Investments, LLC | 71,920 | $1.12M | 0.07% | −46−0.1% | Reduced |
| RSM US Wealth Management LLC | 69,301 | $1.08M | 0.02% | +12,268+21.5% | Added |
| Umb Bank N A | 69,122 | $1.08M | 0.02% | 00.0% | Unchanged |
| Brookstone Capital Management | 64,930 | $1.01M | 0.01% | −72−0.1% | Reduced |
| Thrivent Financial for Lutherans | 60,115 | $962.0K | 0.00% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 57,556 | $896.1K | 0.29% | +5,757+11.1% | Added |
| Strategic Financial Concepts, LLC | 56,167 | $874.5K | 0.16% | +33,160+144.1% | Added |
| Pension & Wealth Management Advisors, Inc. | 54,246 | $844.6K | 0.31% | +3,419+6.7% | Added |
| Parisi Gray Wealth Management | 50,975 | $793.7K | 0.26% | −5,206−9.3% | Reduced |
| Oppenheimer & Co Inc | 49,966 | $778.0K | 0.01% | +4,083+8.9% | Added |
| CoreCap Advisors, LLC | 46,776 | $728.3K | 0.03% | +482+1.0% | Added |
| Focus Financial Network, Inc. | 45,099 | $702.2K | 0.03% | +3,232+7.7% | Added |
| Fiduciary Alliance LLC | 44,875 | $698.7K | 0.07% | +44,875 | New |
| Flynn Zito Capital Management, LLC | 44,504 | $692.9K | 0.32% | +29,733+201.3% | Added |
| Stifel Financial Corp | 44,405 | $691.4K | 0.00% | +1,159+2.7% | Added |
| New England Private Wealth Advisors LLC | 44,327 | $690.2K | 0.11% | +44,327 | New |
| Capital Investment Advisory Services, LLC | 43,550 | $678.1K | 0.06% | +43,550 | New |
| Kestra Advisory Services, LLC | 43,183 | $672.4K | 0.00% | −25,703−37.3% | Reduced |
| Equitable Holdings, Inc. | 43,128 | $671.5K | 0.01% | +1,613+3.9% | Added |
| Stratos Wealth Partners, LTD. | 41,140 | $640.6K | 0.01% | −7,110−14.7% | Reduced |
| Sanctuary Advisors, LLC | 37,913 | $590.3K | 0.00% | +60+0.2% | Added |
| Western Wealth Management, LLC | 35,711 | $556.0K | 0.04% | −106−0.3% | Reduced |
| Capital Market Strategies LLC | 35,270 | $549.2K | 0.37% | −1,680−4.5% | Reduced |
| Mallini Complete Financial Planning LLC | 35,064 | $546.0K | 0.52% | +5,715+19.5% | Added |
| Insigneo Advisory Services, LLC | 33,166 | $516.4K | 0.05% | +9,834+42.1% | Added |
| Bank of New York Mellon Corp | 31,506 | $490.6K | 0.00% | −20.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 31,504 | $490.5K | 0.07% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 31,500 | $490.5K | 0.23% | −1,000−3.1% | Reduced |
| Buska Wealth Management, LLC | 31,096 | $484.2K | 0.15% | +6,949+28.8% | Added |
| HighTower Advisors, LLC | 30,483 | $474.6K | 0.00% | +5,633+22.7% | Added |
| National Asset Management, Inc. | 30,172 | $469.8K | 0.01% | −15,204−33.5% | Reduced |
| Rockefeller Capital Management L.P. | 29,654 | $461.7K | 0.00% | −349−1.2% | Reduced |
| Geneos Wealth Management Inc. | 29,413 | $458.0K | 0.02% | +18,663+173.6% | Added |
| Davenport & Co LLC | 27,654 | $430.6K | 0.00% | −16,970−38.0% | Reduced |
| Atomi Financial Group, Inc. | 27,591 | $429.6K | 0.02% | +381+1.4% | Added |
| BlackRock, Inc. | 27,325 | $425.4K | 0.00% | +27,325 | New |
| Merit Financial Group, LLC | 25,649 | $399.4K | 0.01% | +434+1.7% | Added |
| Jacobi Capital Management LLC | 24,839 | $386.7K | 0.03% | +2,012+8.8% | Added |
| JB Capital LLC | 24,704 | $384.6K | 0.02% | +106+0.4% | Added |
| AE Wealth Management LLC | 23,239 | $361.8K | 0.00% | +1,727+8.0% | Added |
| David J Yvars Group | 22,263 | $346.4K | 0.27% | −27,517−55.3% | Reduced |
| Creative Planning | 22,217 | $345.9K | 0.00% | +22,217 | New |
| Semus Wealth Partners LLC | 21,826 | $339.8K | 0.24% | −5,628−20.5% | Reduced |
| Encompass More Asset Management | 21,615 | $336.6K | 0.10% | −558−2.5% | Reduced |
| IFG Advisory, LLC | 20,975 | $326.6K | 0.02% | +20,975 | New |
| Capital CS Group, LLC | 20,624 | $321.1K | 0.55% | +677+3.4% | Added |
| Capital Analysts, LLC | 20,195 | $314.0K | 0.01% | +6,349+45.9% | Added |
| NBC Securities, Inc. | 20,123 | $313.0K | 0.03% | +20,106+118,270.6% | Added |
| Warren Averett Asset Management, LLC | 19,855 | $309.1K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 19,530 | $304.1K | 0.04% | −13,576−41.0% | Reduced |
| Wagner Wealth Management, LLC | 19,403 | $302.1K | 0.08% | 00.0% | Unchanged |