Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +3 vs. Q1 2021
- Shares held
- 6.88M
- +112.2K (+1.7%) vs. Q1 2021
- Total value
- $149.1M
- +$7.45M (+5.3%) vs. Q1 2021
- New holders
- 15
- 35 more added
- Sold out
- 12
- 15 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,087,344 | $45.3M | 0.01% | +244,177+13.2% | Added |
| UBS Group AG | 587,987 | $12.7M | 0.01% | +62,212+11.8% | Added |
| Advisor Group Holdings, Inc. | 573,998 | $12.4M | 0.03% | +11,547+2.1% | Added |
| Ameriprise Financial Inc | 432,303 | $9.34M | 0.00% | +119,865+38.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 412,831 | $8.95M | 0.02% | +112,260+37.3% | Added |
| Bank of America Corp | 293,960 | $6.37M | 0.00% | +8,342+2.9% | Added |
| Commonwealth Equity Services, LLC | 226,766 | $4.92M | 0.01% | +23,507+11.6% | Added |
| Janney Montgomery Scott LLC | 192,730 | $4.18M | 0.02% | +25,019+14.9% | Added |
| Marks Group Wealth Management, Inc | 178,195 | $3.86M | 0.53% | 00.0% | Unchanged |
| Royal Bank of Canada | 135,281 | $2.93M | 0.00% | +1,727+1.3% | Added |
| Mosaic Family Wealth, LLC | 133,465 | $2.89M | 0.84% | +9,201+7.4% | Added |
| LPL Financial LLC | 125,645 | $2.72M | 0.00% | +8,339+7.1% | Added |
| Raymond James & Associates | 124,100 | $2.69M | 0.00% | −5,024−3.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 110,733 | $2.40M | 0.01% | +3,229+3.0% | Added |
| Prime Capital Investment Advisors, LLC | 108,182 | $2.35M | 0.14% | +2,076+2.0% | Added |
| Sigma Planning Corp | 101,008 | $2.19M | 0.07% | +11,448+12.8% | Added |
| Truist Financial Corp | 93,680 | $2.03M | 0.00% | −1,704−1.8% | Reduced |
| Wealthcare Advisory Partners LLC | 77,137 | $1.67M | 0.11% | +6,973+9.9% | Added |
| Baird Financial Group, Inc. | 76,965 | $1.67M | 0.00% | −5,510−6.7% | Reduced |
| Harbour Investments, Inc. | 64,619 | $1.40M | 0.04% | −965−1.5% | Reduced |
| Cetera Advisor Networks LLC | 51,095 | $1.11M | 0.02% | +24,701+93.6% | Added |
| Cetera Investment Advisers | 38,404 | $833.0K | 0.01% | +8,526+28.5% | Added |
| Dynamic Advisor Solutions LLC | 32,407 | $703.0K | 0.06% | +2,153+7.1% | Added |
| Founders Financial Alliance, LLC | 29,782 | $646.0K | 0.29% | +4,904+19.7% | Added |
| Kovack Advisors, Inc. | 27,098 | $587.0K | 0.07% | −2,658−8.9% | Reduced |
| Mid Atlantic Financial Management Inc | 26,503 | $575.0K | 0.04% | +10,303+63.6% | Added |
| Parisi Gray Wealth Management | 25,301 | $549.0K | 0.20% | +80.0% | Added |
| American Portfolios Advisors | 24,990 | $541.8K | 0.02% | +5,050+25.3% | Added |
| Merit Financial Group, LLC | 24,634 | $534.0K | 0.05% | +98+0.4% | Added |
| First Foundation Advisors | 24,150 | $524.0K | 0.02% | +24,150 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 23,887 | $518.0K | 0.17% | +23,887 | New |
| IHT Wealth Management, LLC | 20,979 | $455.0K | 0.03% | −51−0.2% | Reduced |
| Aviance Capital Partners, LLC | 20,592 | $446.0K | 0.08% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,524 | $445.0K | 0.00% | +20,524 | New |
| Private Advisor Group, LLC | 19,870 | $431.0K | 0.00% | +7,189+56.7% | Added |
| Focus Financial Network, Inc. | 18,977 | $411.6K | 0.05% | +6,971+58.1% | Added |
| The PNC Financial Services Group, Inc. | 18,480 | $401.0K | 0.00% | −684−3.6% | Reduced |
| MML Investors Services, LLC | 18,508 | $401.0K | 0.00% | +7,255+64.5% | Added |
| Castleview Partners, LLC | 17,838 | $387.0K | 0.17% | +17,838 | New |
| Wells Fargo & Company | 16,898 | $366.0K | 0.00% | −4,747−21.9% | Reduced |
| Quad-Cities Investment Group, LLC | 15,362 | $333.0K | 0.23% | +3,920+34.3% | Added |
| WealthShield Partners, LLC | 14,617 | $317.0K | 0.05% | −692−4.5% | Reduced |
| Gill Capital Partners, LLC | 13,761 | $298.0K | 0.14% | 00.0% | Unchanged |
| Catalyst Private Wealth, LLC | 13,074 | $283.0K | 0.16% | −92−0.7% | Reduced |
| Centaurus Financial, Inc. | 12,753 | $276.0K | 0.02% | +2,450+23.8% | Added |
| Claraphi Advisory Network, LLC | 12,345 | $268.0K | 0.08% | −16−0.1% | Reduced |
| International Assets Investment Management, LLC | 11,847 | $257.0K | 0.05% | −13,309−52.9% | Reduced |
| AE Wealth Management LLC | 11,457 | $248.0K | 0.00% | +1,218+11.9% | Added |
| Bard Financial Services, Inc. | 11,280 | $245.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 10,341 | $226.0K | 0.01% | +6+0.1% | Added |
| Cetera Advisors LLC | 10,331 | $224.0K | 0.01% | +10,331 | New |
| Yakira Capital Management, Inc. | 10,000 | $217.0K | 0.04% | +10,000 | New |
| Belpointe Asset Management LLC | 9,950 | $216.0K | 0.02% | +9,950 | New |
| Capital Wealth Alliance, LLC | 9,833 | $205.0K | 0.13% | +9,833 | New |
| Dowling & Yahnke LLC | 9,267 | $201.0K | 0.01% | +9,267 | New |
| Kestra Advisory Services, LLC | 9,269 | $201.0K | 0.00% | +9,269 | New |
| Steward Partners Investment Advisory, LLC | 7,030 | $152.0K | 0.00% | −33,023−82.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 6,841 | $148.0K | 0.00% | +2,454+55.9% | Added |
| TSFG, LLC | 5,671 | $123.0K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,422 | $118.0K | 0.00% | +5,422 | New |
| Advisors Asset Management, Inc. | 4,680 | $101.0K | 0.00% | +17+0.4% | Added |
| NEXT Financial Group, Inc | 4,363 | $95.0K | 0.01% | +300+7.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 3,700 | $80.0K | 0.00% | −50−1.3% | Reduced |
| Rockefeller Capital Management L.P. | 3,465 | $75.0K | 0.00% | +775+28.8% | Added |
| Gradient Investments LLC | 3,400 | $74.0K | 0.00% | 00.0% | Unchanged |
| Hoover Financial Advisors, Inc. | 2,607 | $57.0K | 0.01% | +2,607 | New |
| Proequities, Inc. | 1,350 | $29.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,320 | $29.0K | 0.00% | +1,320 | New |
| US Bancorp | 1,080 | $23.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 822 | $18.0K | 0.01% | +822 | New |
| CWM, LLC | 487 | $11.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 404 | $9.00K | 0.00% | +404 | New |
| Citigroup Inc | 300 | $7.00K | 0.00% | +100+50.0% | Added |
| Panagora Asset Management Inc | 112 | $2.00K | 0.00% | −140−55.6% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −569,170−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −67,565−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −34,560−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −15,086−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,688−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,646−100.0% | Sold out |
| Cordasco Financial Network | 0 | $0 | 0.00% | −3,487−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −219−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Collaborative Wealth Managment Inc. | – | – | – | – | Not filed |