Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +3 vs. Q1 2021
- Shares held
- 6.88M
- +112.2K (+1.7%) vs. Q1 2021
- Total value
- $149.1M
- +$7.45M (+5.3%) vs. Q1 2021
- New holders
- 15
- 35 more added
- Sold out
- 12
- 15 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 112 | $2.00K | 0.00% | −140−55.6% | Reduced |
| Citigroup Inc | 300 | $7.00K | 0.00% | +100+50.0% | Added |
| Global Retirement Partners, LLC | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 404 | $9.00K | 0.00% | +404 | New |
| CWM, LLC | 487 | $11.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 822 | $18.0K | 0.01% | +822 | New |
| US Bancorp | 1,080 | $23.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,350 | $29.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,320 | $29.0K | 0.00% | +1,320 | New |
| Hoover Financial Advisors, Inc. | 2,607 | $57.0K | 0.01% | +2,607 | New |
| Gradient Investments LLC | 3,400 | $74.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,465 | $75.0K | 0.00% | +775+28.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 3,700 | $80.0K | 0.00% | −50−1.3% | Reduced |
| NEXT Financial Group, Inc | 4,363 | $95.0K | 0.01% | +300+7.4% | Added |
| Advisors Asset Management, Inc. | 4,680 | $101.0K | 0.00% | +17+0.4% | Added |
| Advisory Services Network, LLC | 5,422 | $118.0K | 0.00% | +5,422 | New |
| TSFG, LLC | 5,671 | $123.0K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,841 | $148.0K | 0.00% | +2,454+55.9% | Added |
| Steward Partners Investment Advisory, LLC | 7,030 | $152.0K | 0.00% | −33,023−82.4% | Reduced |
| Dowling & Yahnke LLC | 9,267 | $201.0K | 0.01% | +9,267 | New |
| Kestra Advisory Services, LLC | 9,269 | $201.0K | 0.00% | +9,269 | New |
| Capital Wealth Alliance, LLC | 9,833 | $205.0K | 0.13% | +9,833 | New |
| Belpointe Asset Management LLC | 9,950 | $216.0K | 0.02% | +9,950 | New |
| Yakira Capital Management, Inc. | 10,000 | $217.0K | 0.04% | +10,000 | New |
| Cetera Advisors LLC | 10,331 | $224.0K | 0.01% | +10,331 | New |
| Geneos Wealth Management Inc. | 10,341 | $226.0K | 0.01% | +6+0.1% | Added |
| Bard Financial Services, Inc. | 11,280 | $245.0K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 11,457 | $248.0K | 0.00% | +1,218+11.9% | Added |
| International Assets Investment Management, LLC | 11,847 | $257.0K | 0.05% | −13,309−52.9% | Reduced |
| Claraphi Advisory Network, LLC | 12,345 | $268.0K | 0.08% | −16−0.1% | Reduced |
| Centaurus Financial, Inc. | 12,753 | $276.0K | 0.02% | +2,450+23.8% | Added |
| Catalyst Private Wealth, LLC | 13,074 | $283.0K | 0.16% | −92−0.7% | Reduced |
| Gill Capital Partners, LLC | 13,761 | $298.0K | 0.14% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 14,617 | $317.0K | 0.05% | −692−4.5% | Reduced |
| Quad-Cities Investment Group, LLC | 15,362 | $333.0K | 0.23% | +3,920+34.3% | Added |
| Wells Fargo & Company | 16,898 | $366.0K | 0.00% | −4,747−21.9% | Reduced |
| Castleview Partners, LLC | 17,838 | $387.0K | 0.17% | +17,838 | New |
| The PNC Financial Services Group, Inc. | 18,480 | $401.0K | 0.00% | −684−3.6% | Reduced |
| MML Investors Services, LLC | 18,508 | $401.0K | 0.00% | +7,255+64.5% | Added |
| Focus Financial Network, Inc. | 18,977 | $411.6K | 0.05% | +6,971+58.1% | Added |
| Private Advisor Group, LLC | 19,870 | $431.0K | 0.00% | +7,189+56.7% | Added |
| Envestnet Asset Management Inc | 20,524 | $445.0K | 0.00% | +20,524 | New |
| Aviance Capital Partners, LLC | 20,592 | $446.0K | 0.08% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 20,979 | $455.0K | 0.03% | −51−0.2% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 23,887 | $518.0K | 0.17% | +23,887 | New |
| First Foundation Advisors | 24,150 | $524.0K | 0.02% | +24,150 | New |
| Merit Financial Group, LLC | 24,634 | $534.0K | 0.05% | +98+0.4% | Added |
| American Portfolios Advisors | 24,990 | $541.8K | 0.02% | +5,050+25.3% | Added |
| Parisi Gray Wealth Management | 25,301 | $549.0K | 0.20% | +80.0% | Added |
| Mid Atlantic Financial Management Inc | 26,503 | $575.0K | 0.04% | +10,303+63.6% | Added |
| Kovack Advisors, Inc. | 27,098 | $587.0K | 0.07% | −2,658−8.9% | Reduced |
| Founders Financial Alliance, LLC | 29,782 | $646.0K | 0.29% | +4,904+19.7% | Added |
| Dynamic Advisor Solutions LLC | 32,407 | $703.0K | 0.06% | +2,153+7.1% | Added |
| Cetera Investment Advisers | 38,404 | $833.0K | 0.01% | +8,526+28.5% | Added |
| Cetera Advisor Networks LLC | 51,095 | $1.11M | 0.02% | +24,701+93.6% | Added |
| Harbour Investments, Inc. | 64,619 | $1.40M | 0.04% | −965−1.5% | Reduced |
| Baird Financial Group, Inc. | 76,965 | $1.67M | 0.00% | −5,510−6.7% | Reduced |
| Wealthcare Advisory Partners LLC | 77,137 | $1.67M | 0.11% | +6,973+9.9% | Added |
| Truist Financial Corp | 93,680 | $2.03M | 0.00% | −1,704−1.8% | Reduced |
| Sigma Planning Corp | 101,008 | $2.19M | 0.07% | +11,448+12.8% | Added |
| Prime Capital Investment Advisors, LLC | 108,182 | $2.35M | 0.14% | +2,076+2.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 110,733 | $2.40M | 0.01% | +3,229+3.0% | Added |
| Raymond James & Associates | 124,100 | $2.69M | 0.00% | −5,024−3.9% | Reduced |
| LPL Financial LLC | 125,645 | $2.72M | 0.00% | +8,339+7.1% | Added |
| Mosaic Family Wealth, LLC | 133,465 | $2.89M | 0.84% | +9,201+7.4% | Added |
| Royal Bank of Canada | 135,281 | $2.93M | 0.00% | +1,727+1.3% | Added |
| Marks Group Wealth Management, Inc | 178,195 | $3.86M | 0.53% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 192,730 | $4.18M | 0.02% | +25,019+14.9% | Added |
| Commonwealth Equity Services, LLC | 226,766 | $4.92M | 0.01% | +23,507+11.6% | Added |
| Bank of America Corp | 293,960 | $6.37M | 0.00% | +8,342+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 412,831 | $8.95M | 0.02% | +112,260+37.3% | Added |
| Ameriprise Financial Inc | 432,303 | $9.34M | 0.00% | +119,865+38.4% | Added |
| Advisor Group Holdings, Inc. | 573,998 | $12.4M | 0.03% | +11,547+2.1% | Added |
| UBS Group AG | 587,987 | $12.7M | 0.01% | +62,212+11.8% | Added |
| Morgan Stanley | 2,087,344 | $45.3M | 0.01% | +244,177+13.2% | Added |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −569,170−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −67,565−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −34,560−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −15,086−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,688−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,646−100.0% | Sold out |
| Cordasco Financial Network | 0 | $0 | 0.00% | −3,487−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −219−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Collaborative Wealth Managment Inc. | – | – | – | – | Not filed |