Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 123
- +1 vs. Q2 2022
- Shares held
- 15.4M
- +1.64M (+11.9%) vs. Q2 2022
- Total value
- $236.1M
- +$7.83M (+3.4%) vs. Q2 2022
- New holders
- 15
- 54 more added
- Sold out
- 14
- 30 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,740,872 | $57.5M | 0.01% | +192,412+5.4% | Added |
| UBS Group AG | 1,462,274 | $22.5M | 0.01% | +457,168+45.5% | Added |
| Ameriprise Financial Inc | 697,423 | $10.7M | 0.00% | +17,289+2.5% | Added |
| Advisor Group Holdings, Inc. | 684,357 | $10.5M | 0.02% | −33,787−4.7% | Reduced |
| Cohen & Steers, Inc. | 545,954 | $8.39M | 0.02% | −71,719−11.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 498,887 | $7.66M | 0.02% | +19,591+4.1% | Added |
| Prime Capital Investment Advisors, LLC | 488,109 | $7.50M | 0.43% | +97,671+25.0% | Added |
| LPL Financial LLC | 484,653 | $7.44M | 0.01% | +108,836+29.0% | Added |
| Royal Bank of Canada | 471,570 | $7.24M | 0.00% | +8,771+1.9% | Added |
| Commonwealth Equity Services, LLC | 351,465 | $5.40M | 0.01% | +11,106+3.3% | Added |
| Janney Montgomery Scott LLC | 342,527 | $5.26M | 0.02% | +41,301+13.7% | Added |
| Advisors Asset Management, Inc. | 322,608 | $4.96M | 0.10% | −4,790−1.5% | Reduced |
| Baird Financial Group, Inc. | 249,564 | $3.83M | 0.01% | +43,831+21.3% | Added |
| Bank of America Corp | 240,533 | $3.69M | 0.00% | +48,391+25.2% | Added |
| Verus Capital Partners, LLC | 218,515 | $3.36M | 0.63% | +198,576+995.9% | Added |
| Marks Group Wealth Management, Inc | 191,087 | $2.94M | 0.45% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 182,844 | $2.81M | 0.00% | +15,789+9.5% | Added |
| Richmond Brothers, Inc. | 175,629 | $2.70M | 3.01% | −5,432−3.0% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 174,496 | $2.68M | 0.80% | +7,187+4.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 166,975 | $2.56M | 0.01% | +10,717+6.9% | Added |
| Sigma Planning Corp | 149,641 | $2.30M | 0.09% | +13,132+9.6% | Added |
| Rockefeller Capital Management L.P. | 137,511 | $2.11M | 0.01% | −125,104−47.6% | Reduced |
| Founders Financial Alliance, LLC | 132,324 | $2.03M | 1.03% | +42,573+47.4% | Added |
| Raymond James & Associates | 129,495 | $1.99M | 0.00% | −4,135−3.1% | Reduced |
| Truist Financial Corp | 128,238 | $1.97M | 0.00% | +1,757+1.4% | Added |
| Private Advisor Group, LLC | 116,587 | $1.79M | 0.02% | +6,959+6.3% | Added |
| Atria Wealth Solutions, Inc. | 114,208 | $1.76M | 0.03% | +39,360+52.6% | Added |
| Wealthcare Advisory Partners LLC | 100,214 | $1.54M | 0.09% | −98−0.1% | Reduced |
| Western Wealth Management, LLC | 95,361 | $1.47M | 0.08% | +95,361 | New |
| Mutual Advisors, LLC | 94,685 | $1.45M | 0.08% | +94,685 | New |
| Cetera Investment Advisers | 93,951 | $1.44M | 0.03% | −3,368−3.5% | Reduced |
| Change Path, LLC | 86,550 | $1.33M | 0.08% | +48,353+126.6% | Added |
| Captrust Financial Advisors | 85,093 | $1.31M | 0.01% | +85,093 | New |
| AE Wealth Management LLC | 80,786 | $1.24M | 0.01% | +37,611+87.1% | Added |
| OneAscent Financial Services LLC | 78,368 | $1.20M | 0.48% | +78,368 | New |
| Thrivent Financial for Lutherans | 73,692 | $1.12M | 0.00% | +73,692 | New |
| Avantax Advisory Services, Inc. | 73,008 | $1.12M | 0.02% | +3,196+4.6% | Added |
| Brookstone Capital Management | 67,878 | $1.05M | 0.02% | +55,454+446.3% | Added |
| Wells Fargo & Company | 68,208 | $1.05M | 0.00% | −26,957−28.3% | Reduced |
| Harbour Investments, Inc. | 56,736 | $913.0K | 0.06% | 00.0% | Unchanged |
| MML Investors Services, LLC | 58,617 | $900.0K | 0.01% | +2,823+5.1% | Added |
| David J Yvars Group | 57,676 | $882.0K | 0.98% | +66+0.1% | Added |
| GWM Advisors LLC | 56,717 | $871.0K | 0.01% | −2,372−4.0% | Reduced |
| Cetera Advisors LLC | 56,058 | $861.0K | 0.02% | +5,139+10.1% | Added |
| Integrated Wealth Concepts LLC | 52,832 | $811.0K | 0.03% | +24,269+85.0% | Added |
| Cetera Advisor Networks LLC | 51,522 | $791.0K | 0.01% | −5,749−10.0% | Reduced |
| BDO Wealth Advisors, LLC | 50,000 | $768.0K | 0.10% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 47,610 | $731.0K | 0.01% | −5,889−11.0% | Reduced |
| American Portfolios Advisors | 46,797 | $718.8K | 0.03% | +1,700+3.8% | Added |
| National Asset Management, Inc. | 46,501 | $715.0K | 0.02% | −4,290−8.4% | Reduced |
| Raymond James Trust N.A. | 43,799 | $673.0K | 0.03% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 42,617 | $655.0K | 0.05% | +2,673+6.7% | Added |
| Wedbush Securities Inc | 42,221 | $649.0K | 0.04% | +9,575+29.3% | Added |
| First Foundation Advisors | 40,206 | $618.0K | 0.03% | +1,311+3.4% | Added |
| Mercer Global Advisors Inc | 39,980 | $614.0K | 0.00% | −151−0.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 36,129 | $555.0K | 0.14% | −633−1.7% | Reduced |
| Kovack Advisors, Inc. | 34,868 | $536.0K | 0.08% | −7,752−18.2% | Reduced |
| Centaurus Financial, Inc. | 34,384 | $528.0K | 0.05% | −1,871−5.2% | Reduced |
| Davenport & Co LLC | 32,981 | $507.0K | 0.00% | −9,430−22.2% | Reduced |
| D.A. Davidson & Co. | 32,357 | $497.0K | 0.01% | +21,334+193.5% | Added |
| Capital Market Strategies LLC | 32,058 | $492.0K | 0.55% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 31,239 | $480.0K | 0.03% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 27,406 | $421.0K | 0.02% | +141+0.5% | Added |
| CoreCap Advisors, LLC | 26,608 | $409.0K | 0.03% | +1,595+6.4% | Added |
| Tennessee Valley Asset Management Partners | 25,988 | $399.0K | 0.16% | +25,988 | New |
| Kestra Advisory Services, LLC | 25,047 | $385.0K | 0.00% | +1,987+8.6% | Added |
| 9258 Wealth Management, LLC | 23,321 | $358.0K | 0.09% | −1,632−6.5% | Reduced |
| The PNC Financial Services Group, Inc. | 22,491 | $346.0K | 0.00% | −1,025−4.4% | Reduced |
| Advisory Services Network, LLC | 22,385 | $344.0K | 0.01% | −250−1.1% | Reduced |
| Quad-Cities Investment Group, LLC | 22,394 | $344.0K | 0.27% | +672+3.1% | Added |
| Wagner Wealth Management, LLC | 22,303 | $343.0K | 0.25% | 00.0% | Unchanged |
| Measured Wealth Private Client Group, LLC | 21,433 | $329.0K | 0.15% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 21,119 | $324.0K | 0.08% | 00.0% | Unchanged |
| JB Capital LLC | 20,596 | $316.0K | 0.03% | +418+2.1% | Added |
| Collaborative Wealth Managment Inc. | 20,532 | $315.0K | 0.22% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 18,925 | $291.0K | 0.01% | +3,075+19.4% | Added |
| Castleview Partners, LLC | 18,647 | $286.0K | 0.27% | +18,338+5,934.6% | Added |
| Ameritas Advisory Services, LLC | 18,343 | $282.0K | 0.02% | +502+2.8% | Added |
| Parisi Gray Wealth Management | 17,427 | $268.0K | 0.20% | −40,228−69.8% | Reduced |
| Bard Financial Services, Inc. | 16,895 | $260.0K | 0.02% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 16,542 | $254.0K | 0.02% | +330+2.0% | Added |
| Clear Creek Financial Management, LLC | 16,235 | $249.0K | 0.05% | +471+3.0% | Added |
| IHT Wealth Management, LLC | 15,464 | $238.0K | 0.02% | −200−1.3% | Reduced |
| Capital Wealth Alliance, LLC | 15,359 | $235.0K | 0.19% | −1,747−10.2% | Reduced |
| HighTower Advisors, LLC | 15,325 | $235.0K | 0.00% | −335−2.1% | Reduced |
| Arete Wealth Advisors, LLC | 14,792 | $227.0K | 0.02% | +14,792 | New |
| Catalyst Private Wealth, LLC | 14,432 | $222.0K | 0.17% | +40.0% | Added |
| Main Street Financial Solutions, LLC | 14,384 | $221.0K | 0.04% | +814+6.0% | Added |
| Lakeview Capital Partners, LLC | 14,286 | $219.0K | 0.09% | +14,286 | New |
| Safeguard Financial, LLC | 14,088 | $216.0K | 0.20% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $211.0K | 0.11% | 00.0% | Unchanged |
| LVZ Advisors, Inc. | 13,707 | $211.0K | 0.04% | +13,707 | New |
| International Assets Investment Management, LLC | 12,750 | $196.0K | 0.04% | −144−1.1% | Reduced |
| Koshinski Asset Management, Inc. | 12,254 | $188.0K | 0.02% | +343+2.9% | Added |
| Future Financial Wealth Managment LLC | 10,792 | $174.0K | 0.20% | 00.0% | Unchanged |
| Retirement Planning Group | 11,339 | $174.0K | 0.02% | +11,339 | New |
| FSA Wealth Management LLC | 11,008 | $169.0K | 0.12% | +11,008 | New |
| Dowling & Yahnke LLC | 10,705 | $164.0K | 0.01% | +340+3.3% | Added |
| Gladstone Institutional Advisory LLC | 10,585 | $163.0K | 0.01% | +10,585 | New |
| TSFG, LLC | 9,941 | $153.0K | 0.07% | 00.0% | Unchanged |