Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- +5 vs. Q2 2023
- Shares held
- 19.0M
- +1.15M (+6.5%) vs. Q2 2023
- Total value
- $280.5M
- −$3.44M (−1.2%) vs. Q2 2023
- New holders
- 11
- 65 more added
- Sold out
- 6
- 33 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $15 | 0.00% | – | – |
| Citigroup Inc | 1 | $15 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $30 | 0.00% | +1+100.0% | Added |
| Financial Perspectives, Inc | 35 | $518 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 186 | $2.75K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 282 | $4.18K | 0.00% | +9+3.3% | Added |
| Hazlett, Burt & Watson, Inc. | 315 | $5.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 342 | $5.06K | 0.00% | +342 | New |
| JPMorgan Chase & Co | 386 | $5.71K | 0.00% | −1,435−78.8% | Reduced |
| Tucker Asset Management LLC | 500 | $7.39K | 0.00% | +500 | New |
| Householder Group Estate & Retirement Specialist, LLC | 1,200 | $17.7K | 0.01% | +1,200 | New |
| NBC Securities, Inc. | 1,228 | $18.0K | 0.00% | +1,228 | New |
| ORG Partners LLC | 1,336 | $19.8K | 0.01% | −6,161−82.2% | Reduced |
| WFA Asset Management Corp | 1,562 | $23.1K | 0.01% | +52+3.4% | Added |
| Elequin Capital LP | 1,800 | $26.6K | 0.01% | +1,800 | New |
| Oliver Lagore Vanvalin Investment Group | 2,110 | $31.2K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 2,000 | $31.8K | 0.01% | 00.0% | Unchanged |
| Buck Wealth Strategies, LLC | 3,171 | $46.9K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,523 | $49.6K | 0.00% | +50+1.4% | Added |
| Sound Income Strategies, LLC | 3,375 | $49.9K | 0.00% | +3,375 | New |
| Benjamin F. Edwards & Company, Inc. | 6,373 | $94.0K | 0.00% | +703+12.4% | Added |
| Geneos Wealth Management Inc. | 6,974 | $103.1K | 0.01% | +14+0.2% | Added |
| TSFG, LLC | 10,141 | $150.0K | 0.05% | −800−7.3% | Reduced |
| Comerica Bank | 10,498 | $155.3K | 0.00% | +10,498 | New |
| Spire Wealth Management | 10,782 | $159.5K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,975 | $162.3K | 0.02% | +10,975 | New |
| Clear Creek Financial Management, LLC | 11,774 | $174.1K | 0.03% | +77+0.7% | Added |
| Ieq Capital, LLC | 12,816 | $189.6K | 0.00% | +463+3.7% | Added |
| Creative Planning | 13,538 | $200.2K | 0.00% | +13,538 | New |
| Independent Financial Group, LLC | 13,668 | $202.2K | 0.01% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $203.5K | 0.09% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 14,088 | $208.4K | 0.10% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $215.0K | 0.01% | +14,539 | New |
| Kestra Advisory Services, LLC | 14,634 | $216.4K | 0.00% | −2,127−12.7% | Reduced |
| Main Street Financial Solutions, LLC | 15,012 | $222.0K | 0.03% | +324+2.2% | Added |
| Sunbelt Securities, Inc. | 15,043 | $222.5K | 0.03% | −237−1.6% | Reduced |
| HighTower Advisors, LLC | 15,316 | $227.0K | 0.00% | −1,858−10.8% | Reduced |
| Capital Wealth Alliance, LLC | 15,967 | $236.1K | 0.18% | +345+2.2% | Added |
| IHT Wealth Management, LLC | 16,023 | $237.0K | 0.01% | +378+2.4% | Added |
| The PNC Financial Services Group, Inc. | 16,567 | $245.0K | 0.00% | +888+5.7% | Added |
| CI Private Wealth, LLC | 18,384 | $271.9K | 0.00% | +6,545+55.3% | Added |
| Walleye Capital LLC | 18,397 | $272.1K | 0.00% | −1,676−8.3% | Reduced |
| Citadel Advisors LLC | 18,840 | $278.6K | 0.00% | −3,873−17.1% | Reduced |
| Retirement Planning Group | 19,640 | $290.5K | 0.03% | −617−3.0% | Reduced |
| Vantage Financial Partners, LLC | 19,843 | $293.5K | 0.12% | −110−0.6% | Reduced |
| Aviance Capital Partners, LLC | 20,592 | $304.6K | 0.07% | −527−2.5% | Reduced |
| LVZ Advisors, Inc. | 21,090 | $311.9K | 0.05% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 22,042 | $326.0K | 0.23% | +8,389+61.4% | Added |
| Atomi Financial Group, Inc. | 22,150 | $327.6K | 0.11% | 00.0% | Unchanged |
| Northern Trust Corp | 23,072 | $341.2K | 0.00% | −57,830−71.5% | Reduced |
| Centaurus Financial, Inc. | 23,278 | $344.0K | 0.03% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 23,380 | $345.8K | 0.07% | +201+0.9% | Added |
| Advisory Services Network, LLC | 23,386 | $345.9K | 0.01% | +2,716+13.1% | Added |
| JB Capital LLC | 23,796 | $351.9K | 0.03% | +483+2.1% | Added |
| Merit Financial Group, LLC | 23,836 | $352.5K | 0.01% | +170+0.7% | Added |
| Quad-Cities Investment Group, LLC | 24,610 | $364.0K | 0.24% | +800+3.4% | Added |
| Lakeview Capital Partners, LLC | 25,885 | $382.8K | 0.07% | +2,817+12.2% | Added |
| Capital Market Strategies LLC | 28,563 | $401.9K | 0.40% | −250−0.9% | Reduced |
| Strategic Financial Concepts, LLC | 29,576 | $437.4K | 0.15% | +2,968+11.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 30,079 | $444.9K | 0.09% | +8,982+42.6% | Added |
| Rockefeller Capital Management L.P. | 30,364 | $449.1K | 0.00% | −5,484−15.3% | Reduced |
| CoreCap Advisors, LLC | 30,787 | $455.3K | 0.03% | +243+0.8% | Added |
| Valeo Financial Advisors, LLC | 31,239 | $462.0K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 33,274 | $492.1K | 0.00% | −926−2.7% | Reduced |
| Level Four Advisory Services, LLC | 34,567 | $511.2K | 0.03% | +1,950+6.0% | Added |
| International Assets Investment Management, LLC | 34,956 | $519.5K | 0.07% | +1,011+3.0% | Added |
| Harbour Investments, Inc. | 38,819 | $574.1K | 0.03% | −2,628−6.3% | Reduced |
| National Asset Management, Inc. | 40,452 | $598.3K | 0.02% | −13,800−25.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 40,613 | $600.7K | 0.12% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 41,766 | $617.7K | 0.20% | +978+2.4% | Added |
| Equitable Holdings, Inc. | 45,452 | $672.2K | 0.01% | +2,793+6.5% | Added |
| Dynamic Advisor Solutions LLC | 55,204 | $816.5K | 0.04% | +4,538+9.0% | Added |
| Mercer Global Advisors Inc | 55,929 | $827.0K | 0.00% | +5,200+10.3% | Added |
| David J Yvars Group | 57,186 | $850.0K | 0.71% | +145+0.3% | Added |
| Parisi Gray Wealth Management | 57,627 | $852.3K | 0.39% | +100+0.2% | Added |
| Garden State Investment Advisory Services LLC | 58,283 | $862.0K | 0.40% | −820−1.4% | Reduced |
| Semus Wealth Partners LLC | 61,851 | $914.8K | 0.85% | +591+1.0% | Added |
| Raymond James Trust N.A. | 63,661 | $941.5K | 0.03% | +20,175+46.4% | Added |
| Thrivent Financial for Lutherans | 63,477 | $946.0K | 0.00% | −14,293−18.4% | Reduced |
| Mutual Advisors, LLC | 64,145 | $948.7K | 0.04% | −35,632−35.7% | Reduced |
| Founders Financial Alliance, LLC | 64,665 | $956.4K | 0.42% | −3,563−5.2% | Reduced |
| Sowell Financial Services LLC | 64,676 | $957.0K | 0.06% | −33,379−34.0% | Reduced |
| Cornerstone Retirement Group, Inc. | 66,737 | $987.0K | 0.28% | +66,737 | New |
| GWM Advisors LLC | 68,870 | $1.02M | 0.01% | −1,297−1.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 73,311 | $1.08M | 0.02% | +15,098+25.9% | Added |
| Western Wealth Management, LLC | 75,435 | $1.12M | 0.09% | +527+0.7% | Added |
| MML Investors Services, LLC | 84,256 | $1.25M | 0.01% | +9,027+12.0% | Added |
| Cetera Advisors LLC | 86,560 | $1.28M | 0.02% | +17,026+24.5% | Added |
| First Foundation Advisors | 88,750 | $1.31M | 0.06% | 00.0% | Unchanged |
| Cetera Investment Advisers | 91,281 | $1.35M | 0.01% | +6,634+7.8% | Added |
| D.A. Davidson & Co. | 95,372 | $1.41M | 0.02% | −4,012−4.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 99,510 | $1.47M | 0.00% | +97,695+5,382.6% | Added |
| Wedbush Securities Inc | 114,198 | $1.69M | 0.08% | +17,643+18.3% | Added |
| Wealthcare Advisory Partners LLC | 114,349 | $1.69M | 0.08% | +1,484+1.3% | Added |
| Raymond James & Associates | 117,831 | $1.74M | 0.00% | +4,448+3.9% | Added |
| Avantax Advisory Services, Inc. | 119,685 | $1.77M | 0.02% | +46,836+64.3% | Added |
| Cetera Advisor Networks LLC | 126,068 | $1.86M | 0.01% | +12,307+10.8% | Added |
| Private Advisor Group, LLC | 128,072 | $1.89M | 0.02% | +968+0.8% | Added |
| Captrust Financial Advisors | 137,187 | $2.03M | 0.01% | −73,573−34.9% | Reduced |
| Integrated Wealth Concepts LLC | 139,682 | $2.07M | 0.04% | +26,057+22.9% | Added |