Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 197
- +13 vs. Q3 2025
- Shares held
- 43.0M
- +10.8M (+33.5%) vs. Q3 2025
- Total value
- $553.3M
- +$73.0M (+15.2%) vs. Q3 2025
- New holders
- 39
- 72 more added
- Sold out
- 26
- 58 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp | 31,507 | $405.8K | 0.00% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 31,445 | $405.0K | 0.01% | −2,645−7.8% | Reduced |
| Comerica Bank | 29,629 | $381.6K | 0.00% | −1,427−4.6% | Reduced |
| Merit Financial Group, LLC | 29,082 | $374.6K | 0.00% | +2,470+9.3% | Added |
| Presper Financial Architects, LLC | 27,749 | $357.4K | 0.20% | −20,529−42.5% | Reduced |
| Capital CS Group, LLC | 27,664 | $356.3K | 0.56% | +6,402+30.1% | Added |
| Davenport & Co LLC | 27,602 | $355.5K | 0.00% | −8,000−22.5% | Reduced |
| Atomi Financial Group, Inc. | 27,591 | $355.4K | 0.01% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 27,211 | $350.5K | 0.13% | +311+1.2% | Added |
| Stifel Financial Corp | 26,798 | $345.2K | 0.00% | −3,465−11.4% | Reduced |
| Encompass More Asset Management | 26,325 | $339.1K | 0.06% | −632−2.3% | Reduced |
| JB Capital LLC | 25,886 | $333.4K | 0.01% | +949+3.8% | Added |
| Greenberg Financial Group | 24,791 | $319.3K | 0.13% | +24,791 | New |
| Perennial Investment Advisors, LLC | 24,460 | $315.0K | 0.02% | +2,037+9.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 23,857 | $307.3K | 0.04% | +167+0.7% | Added |
| Rockefeller Capital Management L.P. | 23,646 | $304.6K | 0.00% | −7,537−24.2% | Reduced |
| Global Retirement Partners, LLC | 23,634 | $304.4K | 0.01% | +7,332+45.0% | Added |
| National Asset Management, Inc. | 22,939 | $295.4K | 0.01% | −4,797−17.3% | Reduced |
| Stratos Wealth Partners, LTD. | 22,511 | $289.9K | 0.00% | −16,788−42.7% | Reduced |
| David J Yvars Group | 21,693 | $278.9K | 0.15% | −973−4.3% | Reduced |
| NBC Securities, Inc. | 21,643 | $278.8K | 0.02% | 00.0% | Unchanged |
| United Advisor Group, LLC | 21,532 | $277.3K | 0.04% | +8,980+71.5% | Added |
| Bauman Advisory Group, LLC | 20,660 | $266.1K | 0.21% | +20,660 | New |
| HighTower Advisors, LLC | 20,445 | $263.3K | 0.00% | −6,491−24.1% | Reduced |
| Wagner Wealth Management, LLC | 19,698 | $253.7K | 0.05% | +221+1.1% | Added |
| Two Sigma Securities, LLC | 19,610 | $252.6K | 0.03% | +19,610 | New |
| Northstar Asset Management Inc | 19,005 | $244.8K | 0.06% | +19,005 | New |
| Moors & Cabot, Inc. | 18,705 | $240.9K | 0.01% | +5,650+43.3% | Added |
| Warren Averett Asset Management, LLC | 18,697 | $240.8K | 0.00% | −1,158−5.8% | Reduced |
| Firethorn Wealth Partners, LLC | 18,042 | $232.4K | 0.09% | +7,062+64.3% | Added |
| Ausdal Financial Partners, Inc. | 18,025 | $232.2K | 0.01% | −82,562−82.1% | Reduced |
| Melfa Wealth Management, LLC | 17,950 | $231.2K | 0.13% | +17,950 | New |
| International Assets Investment Management, LLC | 16,814 | $216.6K | 0.01% | +874+5.5% | Added |
| Vista Investment Partners II, LLC | 16,242 | $209.2K | 0.09% | +1,650+11.3% | Added |
| Virtu Financial LLC | 16,065 | $207.0K | 0.01% | +16,065 | New |
| Kestra Private Wealth Services, LLC | 16,044 | $206.6K | 0.00% | −871−5.1% | Reduced |
| Foundations Investment Advisors, LLC | 15,327 | $197.4K | 0.00% | −7,238−32.1% | Reduced |
| Annex Advisory Services, LLC | 15,171 | $195.4K | 0.00% | +15,171 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $187.3K | 0.00% | −4,200−22.4% | Reduced |
| CoreCap Advisors, LLC | 13,764 | $177.3K | 0.01% | −31,627−69.7% | Reduced |
| Creative Planning | 13,669 | $176.1K | 0.00% | −15,925−53.8% | Reduced |
| Quad-Cities Investment Group, LLC | 13,145 | $169.3K | 0.07% | −1,714−11.5% | Reduced |
| LVZ Advisors, Inc. | 12,682 | $163.3K | 0.02% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 12,613 | $162.5K | 0.01% | +12,613 | New |
| Daymark Wealth Partners, LLC | 12,301 | $158.4K | 0.01% | 00.0% | Unchanged |
| TSFG, LLC | 11,516 | $148.0K | 0.02% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,166 | $143.8K | 0.00% | −830−6.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 10,906 | $142.2K | 0.00% | +10,906 | New |
| Core Wealth Partners LLC | 10,979 | $141.4K | 0.06% | 00.0% | Unchanged |
| Altus Wealth Group LLC | 10,092 | $130.0K | 0.05% | 00.0% | Unchanged |
| Kapstone Financial Advisors LLC | 10,070 | $129.7K | 0.06% | −1,000−9.0% | Reduced |
| Elm3 Financial Group, LLC | 10,026 | $129.1K | 0.11% | −3,549−26.1% | Reduced |
| Gridiron Partners, LLC | 10,000 | $128.8K | 0.07% | −84,765−89.4% | Reduced |
| Wells Fargo & Company | 9,571 | $123.3K | 0.00% | −4,338−31.2% | Reduced |
| Harbour Investments, Inc. | 9,478 | $122.1K | 0.00% | −3,164−25.0% | Reduced |
| BNP Paribas Arbitrage, SA | 9,351 | $120.4K | 0.00% | +9,351 | New |
| Triumph Capital Management | 8,285 | $106.7K | 0.02% | +8,285 | New |
| Eastern Bank | 8,073 | $104.0K | 0.00% | 00.0% | Unchanged |
| MPWM Advisory Solutions, LLC | 7,000 | $90.2K | 0.05% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,779 | $87.3K | 0.00% | +464+7.3% | Added |
| Sunbelt Securities, Inc. | 5,559 | $71.6K | 0.00% | −5,963−51.8% | Reduced |
| Country Trust Bank | 4,000 | $51.5K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 3,826 | $49.3K | 0.00% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 3,654 | $47.1K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 3,038 | $39.1K | 0.00% | +3,038 | New |
| EverSource Wealth Advisors, LLC | 2,461 | $31.7K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 2,455 | $31.0K | 0.01% | +1,100+81.2% | Added |
| Northwestern Mutual Wealth Management Co | 2,328 | $30.0K | 0.00% | −816−26.0% | Reduced |
| SRS Capital Advisors, Inc. | 2,277 | $29.3K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 2,230 | $28.7K | 0.01% | +2,230 | New |
| Allworth Financial LP | 1,761 | $22.7K | 0.00% | +1,761 | New |
| Farther Finance Advisors, LLC | 1,552 | $20.0K | 0.00% | +1,526+5,869.2% | Added |
| Kentucky Trust Co | 1,500 | $19.3K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,500 | $19.0K | 0.00% | +1,500 | New |
| Medallion Wealth Advisors, LLC | 1,390 | $17.9K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,285 | $16.6K | 0.00% | +1,285 | New |
| Kozak & Associates, Inc. | 1,239 | $16.0K | 0.00% | +35+2.9% | Added |
| Strategic Advocates LLC | 1,106 | $14.2K | 0.00% | +22+2.0% | Added |
| Assetmark, Inc | 1,056 | $13.6K | 0.00% | +1,056 | New |
| Parallel Advisors, LLC | 930 | $12.0K | 0.00% | −4,920−84.1% | Reduced |
| Pin Oak Investment Advisors Inc | 875 | $11.0K | 0.01% | +236+36.9% | Added |
| Darwin Advisors, LLC | 750 | $9.66K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 743 | $9.56K | 0.00% | −699−48.5% | Reduced |
| Spire Wealth Management | 722 | $9.30K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 659 | $8.49K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 498 | $6.00K | 0.00% | +498 | New |
| McGuire Capital Advisors Inc | 300 | $3.86K | 0.00% | +300 | New |
| Highline Wealth Partners LLC | 250 | $3.22K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 130 | $1.68K | 0.00% | −44−25.3% | Reduced |
| Ares Financial Consulting, LLC | 54 | $694 | 0.00% | +54 | New |
| Financial Perspectives, Inc | 35 | $451 | 0.00% | 00.0% | Unchanged |
| Bank & Trust Co | 32 | $412 | 0.00% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 26 | $335 | 0.00% | 00.0% | Unchanged |
| DV Trading LLC | 2 | $26 | 0.00% | +2 | New |
| Tidemark, LLC | 1 | $18 | 0.00% | +1 | New |
| Huntington National Bank | – | $13 | 0.00% | – | – |
| Citigroup Inc | 1 | $13 | 0.00% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −202,327−100.0% | Sold out |
| Capital Investment Advisory Services, LLC | 0 | $0 | 0.00% | −106,612−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −55,676−100.0% | Sold out |