Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +11 vs. Q2 2021
- Shares held
- 8.11M
- +1.25M (+18.3%) vs. Q2 2021
- Total value
- $155.3M
- +$6.66M (+4.5%) vs. Q2 2021
- New holders
- 15
- 52 more added
- Sold out
- 4
- 4 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 2 | $0 | 0.00% | +2 | New |
| Sonora Investment Management, LLC | 275 | $5.00K | 0.00% | +275 | New |
| Strategic Asset Management, LLC | 301 | $6.00K | 0.01% | +301 | New |
| Global Retirement Partners, LLC | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 705 | $13.0K | 0.00% | +301+74.5% | Added |
| Wealth Quarterback LLC | 844 | $17.0K | 0.01% | +22+2.7% | Added |
| US Bancorp | 1,080 | $21.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,320 | $25.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,350 | $26.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,334 | $26.0K | 0.00% | +1,333+133,300.0% | Added |
| Fifth Third Bancorp | 2,310 | $44.0K | 0.00% | +2,310 | New |
| Koshinski Asset Management, Inc. | 2,451 | $46.9K | 0.00% | +2,451 | New |
| Benjamin F. Edwards & Company, Inc. | 3,100 | $59.0K | 0.00% | −600−16.2% | Reduced |
| Rockefeller Capital Management L.P. | 3,365 | $64.0K | 0.00% | −100−2.9% | Reduced |
| Gradient Investments LLC | 3,400 | $65.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,413 | $85.0K | 0.01% | +50+1.1% | Added |
| Advisors Asset Management, Inc. | 4,692 | $90.0K | 0.00% | +12+0.3% | Added |
| TSFG, LLC | 5,671 | $109.0K | 0.04% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,689 | $147.0K | 0.00% | +848+12.4% | Added |
| Steward Partners Investment Advisory, LLC | 7,703 | $148.0K | 0.00% | +673+9.6% | Added |
| Geneos Wealth Management Inc. | 10,849 | $208.0K | 0.01% | +508+4.9% | Added |
| Cetera Advisors LLC | 10,939 | $209.0K | 0.00% | +608+5.9% | Added |
| Kestra Advisory Services, LLC | 10,908 | $209.0K | 0.00% | +1,639+17.7% | Added |
| Belpointe Asset Management LLC | 10,950 | $210.0K | 0.01% | +1,000+10.1% | Added |
| WMS Partners, LLC | 11,007 | $211.0K | 0.03% | +11,007 | New |
| Bard Financial Services, Inc. | 11,280 | $216.0K | 0.02% | 00.0% | Unchanged |
| Financial Advisory Corp | 11,349 | $217.0K | 0.15% | +11,349 | New |
| National Asset Management, Inc. | 11,299 | $217.0K | 0.01% | +11,299 | New |
| International Assets Investment Management, LLC | 11,847 | $227.0K | 0.04% | 00.0% | Unchanged |
| Capital Wealth Alliance, LLC | 11,394 | $231.0K | 0.14% | +1,561+15.9% | Added |
| Centaurus Financial, Inc. | 12,753 | $244.0K | 0.02% | 00.0% | Unchanged |
| Catalyst Private Wealth, LLC | 13,192 | $253.0K | 0.11% | +118+0.9% | Added |
| AE Wealth Management LLC | 13,356 | $256.0K | 0.00% | +1,899+16.6% | Added |
| Wedbush Securities Inc | 13,450 | $258.0K | 0.01% | +13,450 | New |
| Gill Capital Partners, LLC | 13,761 | $264.0K | 0.12% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 14,218 | $272.0K | 0.01% | +8,796+162.2% | Added |
| Claraphi Advisory Network, LLC | 14,816 | $284.0K | 0.10% | +2,471+20.0% | Added |
| Quad-Cities Investment Group, LLC | 15,726 | $301.0K | 0.21% | +364+2.4% | Added |
| Citadel Advisors LLC | 16,970 | $325.0K | 0.00% | +16,970 | New |
| The PNC Financial Services Group, Inc. | 18,914 | $363.0K | 0.00% | +434+2.3% | Added |
| Virtu Financial LLC | 19,107 | $366.0K | 0.03% | +19,107 | New |
| Cohen & Steers, Inc. | 20,045 | $384.0K | 0.00% | +20,045 | New |
| Wells Fargo & Company | 20,422 | $391.0K | 0.00% | +3,524+20.9% | Added |
| Aviance Capital Partners, LLC | 20,592 | $394.0K | 0.07% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 21,088 | $404.0K | 0.03% | +109+0.5% | Added |
| Focus Financial Network, Inc. | 21,845 | $418.5K | 0.06% | +2,868+15.1% | Added |
| Private Advisor Group, LLC | 22,075 | $423.0K | 0.00% | +2,205+11.1% | Added |
| First Foundation Advisors | 24,150 | $462.0K | 0.02% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 24,731 | $474.0K | 0.05% | +97+0.4% | Added |
| Parisi Gray Wealth Management | 25,309 | $486.0K | 0.20% | +80.0% | Added |
| Yakira Capital Management, Inc. | 27,275 | $522.0K | 0.08% | +17,275+172.8% | Added |
| Kovack Advisors, Inc. | 30,502 | $584.0K | 0.06% | +3,404+12.6% | Added |
| Valeo Financial Advisors, LLC | 31,239 | $598.0K | 0.04% | +31,239 | New |
| Davenport & Co LLC | 32,134 | $615.0K | 0.00% | +32,134 | New |
| American Portfolios Advisors | 33,275 | $637.2K | 0.02% | +8,285+33.2% | Added |
| Dynamic Advisor Solutions LLC | 34,746 | $665.0K | 0.05% | +2,339+7.2% | Added |
| Mid Atlantic Financial Management Inc | 39,403 | $755.0K | 0.05% | +12,900+48.7% | Added |
| MML Investors Services, LLC | 40,345 | $773.0K | 0.01% | +21,837+118.0% | Added |
| Envestnet Asset Management Inc | 43,892 | $841.0K | 0.00% | +23,368+113.9% | Added |
| Cetera Investment Advisers | 44,654 | $855.0K | 0.01% | +6,250+16.3% | Added |
| Wagner Wealth Management, LLC | 53,846 | $1.03M | 0.82% | +53,846 | New |
| Baird Financial Group, Inc. | 57,059 | $1.09M | 0.00% | −19,906−25.9% | Reduced |
| Cetera Advisor Networks LLC | 57,135 | $1.09M | 0.01% | +6,040+11.8% | Added |
| Founders Financial Alliance, LLC | 57,574 | $1.10M | 0.52% | +27,792+93.3% | Added |
| Harbour Investments, Inc. | 65,972 | $1.26M | 0.04% | +1,353+2.1% | Added |
| Wealthcare Advisory Partners LLC | 82,370 | $1.58M | 0.10% | +5,233+6.8% | Added |
| Truist Financial Corp | 88,937 | $1.70M | 0.00% | −4,743−5.1% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 95,579 | $1.83M | 0.60% | +71,692+300.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 112,870 | $2.16M | 0.01% | +2,137+1.9% | Added |
| Sigma Planning Corp | 120,709 | $2.31M | 0.07% | +19,701+19.5% | Added |
| Raymond James & Associates | 125,546 | $2.40M | 0.00% | +1,446+1.2% | Added |
| Mosaic Family Wealth, LLC | 135,873 | $2.60M | 0.72% | +2,408+1.8% | Added |
| LPL Financial LLC | 145,280 | $2.78M | 0.00% | +19,635+15.6% | Added |
| Royal Bank of Canada | 155,402 | $2.98M | 0.00% | +20,121+14.9% | Added |
| Marks Group Wealth Management, Inc | 178,195 | $3.41M | 0.46% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 224,526 | $4.30M | 0.02% | +31,796+16.5% | Added |
| Prime Capital Investment Advisors, LLC | 243,985 | $4.67M | 0.29% | +135,803+125.5% | Added |
| Commonwealth Equity Services, LLC | 289,804 | $5.55M | 0.01% | +63,038+27.8% | Added |
| Bank of America Corp | 310,906 | $5.95M | 0.00% | +16,946+5.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 449,047 | $8.60M | 0.02% | +36,216+8.8% | Added |
| Ameriprise Financial Inc | 520,893 | $9.96M | 0.00% | +88,590+20.5% | Added |
| Advisor Group Holdings, Inc. | 600,302 | $11.5M | 0.02% | +26,304+4.6% | Added |
| UBS Group AG | 623,121 | $11.9M | 0.00% | +35,134+6.0% | Added |
| Morgan Stanley | 2,424,130 | $46.4M | 0.01% | +336,786+16.1% | Added |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −14,617−100.0% | Sold out |
| Dowling & Yahnke LLC | 0 | $0 | 0.00% | −9,267−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Castleview Partners, LLC | – | – | – | – | Not filed |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |