Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 131
- +11 vs. Q3 2022
- Shares held
- 16.9M
- +1.54M (+10.1%) vs. Q3 2022
- Total value
- $255.0M
- +$19.8M (+8.4%) vs. Q3 2022
- New holders
- 16
- 57 more added
- Sold out
- 5
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $15 | 0.00% | – | New |
| Citigroup Inc | 1 | $15 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $30 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 35 | $533 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 119,811 | $1.82K | 0.00% | +3,224+2.8% | Added |
| CWM, LLC | 148 | $2.00K | 0.00% | +148 | New |
| US Bancorp | 186 | $2.83K | 0.00% | −1,080−85.3% | Reduced |
| Accurate Wealth Management, LLC | 501 | $8.17K | 0.00% | +501 | New |
| Hazlett, Burt & Watson, Inc. | 570 | $9.00K | 0.01% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 775 | $11.8K | 0.01% | +775 | New |
| Northwestern Mutual Wealth Management Co | 860 | $13.1K | 0.00% | −7,646−89.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 1,037 | $15.8K | 0.00% | +1,037 | New |
| WFA Asset Management Corp | 1,413 | $21.5K | 0.01% | +48+3.5% | Added |
| Gradient Investments LLC | 1,620 | $24.7K | 0.00% | +570+54.3% | Added |
| Beacon Capital Management, LLC | 2,000 | $30.4K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 2,780 | $42.0K | 0.00% | −3,146−53.1% | Reduced |
| Syverson Strege & Co | 3,558 | $54.2K | 0.02% | +68+1.9% | Added |
| RWM Asset Management, LLC | 3,925 | $59.7K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 5,575 | $84.9K | 0.01% | −3,050−35.4% | Reduced |
| Creative Financial Designs Inc | 6,485 | $98.7K | 0.01% | −911−12.3% | Reduced |
| High Net Worth Advisory Group LLC | 6,622 | $100.8K | 0.04% | +62+0.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 6,908 | $105.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,988 | $107.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 7,873 | $119.8K | 0.01% | +10+0.1% | Added |
| Geneos Wealth Management Inc. | 8,803 | $134.0K | 0.01% | +13+0.1% | Added |
| Pension & Wealth Management Advisors, Inc. | 9,930 | $151.1K | 0.13% | +9,930 | New |
| Gladstone Institutional Advisory LLC | 10,235 | $155.8K | 0.01% | −350−3.3% | Reduced |
| TSFG, LLC | 10,941 | $167.0K | 0.07% | +1,000+10.1% | Added |
| Catalyst Private Wealth, LLC | 11,580 | $176.2K | 0.14% | −2,852−19.8% | Reduced |
| Koshinski Asset Management, Inc. | 12,198 | $185.7K | 0.02% | −56−0.5% | Reduced |
| Independent Financial Group, LLC | 12,858 | $195.7K | 0.02% | +12,858 | New |
| Gill Capital Partners, LLC | 13,761 | $209.4K | 0.10% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 14,088 | $214.0K | 0.15% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 14,548 | $221.0K | 0.03% | +164+1.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 14,568 | $221.7K | 0.05% | +14,568 | New |
| HighTower Advisors, LLC | 14,643 | $222.0K | 0.00% | −682−4.5% | Reduced |
| Arete Wealth Advisors, LLC | 14,894 | $226.7K | 0.02% | +102+0.7% | Added |
| Clear Creek Financial Management, LLC | 15,352 | $233.7K | 0.05% | −883−5.4% | Reduced |
| Capital Wealth Alliance, LLC | 15,510 | $236.1K | 0.20% | +151+1.0% | Added |
| IHT Wealth Management, LLC | 15,512 | $236.1K | 0.02% | +48+0.3% | Added |
| Elequin Capital LP | 15,564 | $236.9K | 0.07% | +15,564 | New |
| Lakeview Capital Partners, LLC | 15,374 | $255.7K | 0.08% | +1,088+7.6% | Added |
| CI Private Wealth, LLC | 16,849 | $256.4K | 0.00% | +16,849 | New |
| Bard Financial Services, Inc. | 16,895 | $257.0K | 0.02% | 00.0% | Unchanged |
| Retirement Planning Group | 17,091 | $260.1K | 0.03% | +5,752+50.7% | Added |
| The PNC Financial Services Group, Inc. | 19,189 | $292.1K | 0.00% | −3,302−14.7% | Reduced |
| Collaborative Wealth Managment Inc. | 20,532 | $312.5K | 0.21% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 20,731 | $315.5K | 0.20% | −1,572−7.0% | Reduced |
| JB Capital LLC | 21,070 | $320.7K | 0.03% | +474+2.3% | Added |
| Aviance Capital Partners, LLC | 21,119 | $321.4K | 0.07% | 00.0% | Unchanged |
| Measured Wealth Private Client Group, LLC | 21,433 | $326.2K | 0.13% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 21,784 | $331.5K | 0.02% | +5,242+31.7% | Added |
| Quad-Cities Investment Group, LLC | 22,356 | $340.3K | 0.25% | −38−0.2% | Reduced |
| Kestra Advisory Services, LLC | 22,950 | $349.3K | 0.00% | −2,097−8.4% | Reduced |
| Kovack Advisors, Inc. | 23,132 | $352.1K | 0.05% | −11,736−33.7% | Reduced |
| 9258 Wealth Management, LLC | 23,180 | $352.8K | 0.08% | −141−0.6% | Reduced |
| Merit Financial Group, LLC | 23,348 | $355.4K | 0.01% | −4,058−14.8% | Reduced |
| LVZ Advisors, Inc. | 23,762 | $361.7K | 0.06% | +10,055+73.4% | Added |
| Equitable Holdings, Inc. | 24,525 | $373.3K | 0.01% | +5,600+29.6% | Added |
| Ameritas Advisory Services, LLC | 24,767 | $376.9K | 0.02% | +6,424+35.0% | Added |
| Advisory Services Network, LLC | 25,115 | $382.3K | 0.01% | +2,730+12.2% | Added |
| International Assets Investment Management, LLC | 27,759 | $422.5K | 0.04% | +15,009+117.7% | Added |
| Destination Wealth Management | 28,714 | $437.0K | 0.02% | +28,714 | New |
| Capital Market Strategies LLC | 30,200 | $459.6K | 0.49% | −1,858−5.8% | Reduced |
| Valeo Financial Advisors, LLC | 31,239 | $475.5K | 0.03% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 33,310 | $507.0K | 0.18% | +7,322+28.2% | Added |
| Centaurus Financial, Inc. | 34,034 | $518.0K | 0.05% | −350−1.0% | Reduced |
| CoreCap Advisors, LLC | 34,527 | $525.5K | 0.04% | +7,919+29.8% | Added |
| Northern Trust Corp | 35,478 | $540.0K | 0.00% | +3,125+9.7% | Added |
| Davenport & Co LLC | 35,984 | $548.0K | 0.00% | +3,003+9.1% | Added |
| GPS Wealth Strategies Group, LLC | 36,129 | $549.9K | 0.17% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 43,162 | $657.0K | 0.00% | +3,182+8.0% | Added |
| Dynamic Advisor Solutions LLC | 43,716 | $665.4K | 0.05% | +1,099+2.6% | Added |
| Steward Partners Investment Advisory, LLC | 45,328 | $689.9K | 0.01% | −2,282−4.8% | Reduced |
| Raymond James Trust N.A. | 48,694 | $741.0K | 0.02% | +4,895+11.2% | Added |
| Money Concepts Capital Corp | 48,996 | $745.7K | 0.03% | +48,996 | New |
| D.A. Davidson & Co. | 49,609 | $755.0K | 0.01% | +17,252+53.3% | Added |
| BDO Wealth Advisors, LLC | 50,000 | $761.0K | 0.09% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 53,789 | $818.7K | 0.05% | −2,947−5.2% | Reduced |
| GWM Advisors LLC | 70,782 | $871.4K | 0.02% | +14,065+24.8% | Added |
| Parisi Gray Wealth Management | 57,462 | $874.6K | 0.43% | +40,035+229.7% | Added |
| Garden State Investment Advisory Services LLC | 57,643 | $877.3K | 0.52% | +57,643 | New |
| David J Yvars Group | 57,807 | $879.4K | 1.10% | +131+0.2% | Added |
| Cetera Advisors LLC | 58,909 | $896.6K | 0.02% | +2,851+5.1% | Added |
| Wedbush Securities Inc | 59,206 | $901.0K | 0.05% | +16,985+40.2% | Added |
| Wells Fargo & Company | 59,461 | $905.0K | 0.00% | −8,747−12.8% | Reduced |
| MML Investors Services, LLC | 60,021 | $914.0K | 0.01% | +1,404+2.4% | Added |
| Semus Wealth Partners LLC | 62,861 | $956.7K | 1.16% | +62,861 | New |
| OneAscent Financial Services LLC | 63,586 | $968.0K | 0.41% | −14,782−18.9% | Reduced |
| National Asset Management, Inc. | 64,561 | $983.5K | 0.03% | +18,060+38.8% | Added |
| Integrated Wealth Concepts LLC | 67,028 | $1.02M | 0.03% | +14,196+26.9% | Added |
| Thrivent Financial for Lutherans | 68,596 | $1.04M | 0.00% | −5,096−6.9% | Reduced |
| Rockefeller Capital Management L.P. | 70,821 | $1.08M | 0.01% | −66,690−48.5% | Reduced |
| Avantax Advisory Services, Inc. | 81,466 | $1.24M | 0.02% | +8,458+11.6% | Added |
| Western Wealth Management, LLC | 86,732 | $1.32M | 0.13% | −8,629−9.0% | Reduced |
| Cetera Investment Advisers | 92,512 | $1.41M | 0.01% | −1,439−1.5% | Reduced |
| Sowell Financial Services LLC | 100,533 | $1.53M | 0.10% | +100,533 | New |
| Mutual Advisors, LLC | 100,543 | $1.53M | 0.07% | +5,858+6.2% | Added |
| AE Wealth Management LLC | 102,038 | $1.55M | 0.01% | +21,252+26.3% | Added |
| Wealthcare Advisory Partners LLC | 106,385 | $1.62M | 0.08% | +6,171+6.2% | Added |