Guggenheim Strategic Opportunities Fund

GOF

Exchange: NYSE
SEC CIK: 0001380936

SEC filings (opens in a new tab)

No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.

Q4 2024 vs. Q3 2024

How the institutions holding Guggenheim Strategic Opportunities Fund changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of GOF: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	154	4	174	+24
Shares	23.9M	568.2K	24.0M	+742.1K (+3.2%)
Value	$368.5M	$8.96M	$365.9M	+$6.44M (+1.8%)

4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (36)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to GOF in Q4 2024
Institution	Shares	Value	% of portfolio
Raymond James Financial Inc	636,965	$9.72M	0.00%
Illumine Investment Management, LLC	173,467	$2.65M	2.18%
Sovran Advisors, LLC	107,771	$1.64M	0.23%
Umb Bank N A	69,122	$1.05M	0.02%
Walkner Condon Financial Advisors LLC	47,200	$720.3K	0.15%
HRT Financial LP	31,850	$486.0K	0.00%
Bank of New York Mellon Corp	31,508	$480.8K	0.00%
Mallini Complete Financial Planning LLC	29,349	$447.9K	0.43%
Citadel Advisors LLC	28,032	$427.8K	0.00%
Warren Averett Asset Management, LLC	19,855	$303.0K	0.00%
GWN Securities Inc.	19,553	$296.0K	0.08%
Marex Group plc	17,855	$272.5K	0.00%
Coastal Investment Advisors, Inc.	16,383	$252.3K	0.10%
J.W. Cole Advisors, Inc.	16,301	$248.7K	0.01%
Apollon Wealth Management, LLC	14,850	$226.6K	0.01%
Vista Investment Partners II, LLC	14,285	$218.0K	0.13%
Elm3 Financial Group, LLC	13,645	$208.2K	0.18%
Kingswood Wealth Advisors, LLC	13,000	$198.4K	0.01%
Aptus Capital Advisors, LLC	11,243	$171.6K	0.00%
Core Wealth Partners LLC	10,979	$167.5K	0.10%
Ameritas Advisory Services, LLC	10,546	$160.9K	0.01%
Wiley Bros.-Aintree Capital, LLC	10,282	$158.2K	0.00%
Foundations Investment Advisors, LLC	10,176	$155.3K	0.00%
Uniting Wealth Partners, LLC	10,000	$152.6K	0.07%
MPWM Advisory Solutions, LLC	7,000	$106.8K	0.08%
Anfield Capital Management, LLC	3,654	$55.8K	0.02%
MAI Capital Management	3,168	$48.3K	0.00%
Nova Wealth Management, Inc.	2,940	$44.9K	0.04%
ZRC Wealth Management, LLC	1,500	$22.9K	0.01%
Kentucky Trust Co	1,500	$22.9K	0.01%
Ameriflex Group, Inc.	653	$9.96K	0.00%
Allworth Financial LP	552	$8.52K	0.00%
Transce3nd, LLC	327	$4.99K	0.00%
Tower Research Capital LLC (TRC)	52	$794	0.00%
Marshall & Sterling Wealth Advisors Inc.	26	$397	0.00%
Strategic Wealth Designers	51,927	–	–

Sold out (12)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of GOF in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Sowell Financial Services LLC	92,510	$1.46M
Virtu Financial LLC	18,767	$296.0K
Cresset Asset Management, LLC	14,407	$227.1K
Covenant Partners, LLC	11,777	$185.6K
Advisory Services Network, LLC	11,608	$173.1K
Sheaff Brock Investment Advisors, LLC	10,188	$160.6K
Adirondack Trust Co	1,902	$30.0K
Laurel Wealth Advisors LLC	1,500	$23.6K
Gilliland Jeter Wealth Management LLC	1,159	$18.3K
Householder Group Estate & Retirement Specialist, LLC	1,200	$18.0K
Semmax Financial Advisors Inc.	101	$1.62K
Danske Bank A/S	3	$47

Not filed for Q4 2024 yet (4)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GOF in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James Financial Services Advisors, Inc.	279,267	$4.40M
Raymond James & Associates	201,926	$3.18M
Raymond James Trust N.A.	65,791	$1.04M
9258 Wealth Management, LLC	21,259	$335.0K