Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +13 vs. Q4 2021
- Shares held
- 14.2M
- −90.2K (−0.6%) vs. Q4 2021
- Total value
- $268.5M
- −$10.2M (−3.7%) vs. Q4 2021
- New holders
- 22
- 47 more added
- Sold out
- 9
- 41 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −3−75.0% | Reduced |
| Citigroup Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 35 | $665 | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 68 | $1.00K | 0.00% | +2+3.0% | Added |
| Tower Research Capital LLC (TRC) | 69 | $1.00K | 0.00% | +69 | New |
| Ellis Investment Partners, LLC | 121 | $2.00K | 0.00% | +4+3.4% | Added |
| Umb Bank N A | 156 | $3.00K | 0.00% | +156 | New |
| Northern Trust Corp | 32,171 | $6.00K | 0.00% | +16,104+100.2% | Added |
| US Bancorp | 1,266 | $24.0K | 0.00% | 00.0% | Unchanged |
| WFA Asset Management Corp | 1,283 | $24.4K | 0.02% | +36+2.9% | Added |
| Meeder Asset Management Inc | 1,320 | $25.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 2,000 | $38.0K | 0.01% | +2,000 | New |
| Strategic Asset Management, LLC | 2,388 | $45.0K | 0.06% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 2,751 | $52.3K | 0.02% | +2,751 | New |
| Prospera Financial Services Inc | 3,114 | $59.0K | 0.00% | +3,114 | New |
| Syverson Strege & Co | 3,370 | $64.0K | 0.07% | +1,592+89.5% | Added |
| Money Concepts Capital Corp | 4,708 | $89.0K | 0.01% | +4,708 | New |
| San Luis Wealth Advisors LLC | 5,268 | $97.0K | 0.05% | +5,268 | New |
| IFP Advisors, Inc | 4,988 | $107.0K | 0.00% | +4,988 | New |
| TSFG, LLC | 5,671 | $108.0K | 0.04% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 6,000 | $114.0K | 0.07% | −1,825−23.3% | Reduced |
| Belpointe Asset Management LLC | 6,200 | $118.0K | 0.01% | −8,600−58.1% | Reduced |
| High Net Worth Advisory Group LLC | 6,451 | $123.0K | 0.04% | +48+0.7% | Added |
| RWM Asset Management, LLC | 6,500 | $124.0K | 0.02% | +6,500 | New |
| Benjamin F. Edwards & Company, Inc. | 6,908 | $131.0K | 0.01% | −200−2.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 8,513 | $162.0K | 0.04% | +8,513 | New |
| Northwestern Mutual Wealth Management Co | 8,914 | $170.0K | 0.00% | −8,589−49.1% | Reduced |
| Spire Wealth Management | 9,188 | $175.0K | 0.00% | −10,931−54.3% | Reduced |
| Global Retirement Partners, LLC | 10,505 | $179.0K | 0.01% | +10,505 | New |
| D.A. Davidson & Co. | 10,013 | $190.0K | 0.00% | +10,013 | New |
| Dowling & Yahnke LLC | 10,065 | $191.0K | 0.01% | +10,065 | New |
| City of London Investment Management Co Ltd | 10,138 | $193.0K | 0.01% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 10,140 | $193.0K | 0.03% | +10,140 | New |
| FSA Wealth Management LLC | 10,843 | $199.0K | 0.12% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 10,538 | $200.0K | 0.00% | −8,817−45.6% | Reduced |
| Arete Wealth Advisors, LLC | 10,714 | $204.0K | 0.02% | +144+1.4% | Added |
| Future Financial Wealth Managment LLC | 10,792 | $205.0K | 0.17% | +10,792 | New |
| WMS Partners, LLC | 11,007 | $209.0K | 0.03% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,094 | $211.0K | 0.04% | −453−3.9% | Reduced |
| Koshinski Asset Management, Inc. | 11,601 | $220.5K | 0.02% | −623−5.1% | Reduced |
| Creative Financial Designs Inc | 12,245 | $233.0K | 0.04% | +2,245+22.5% | Added |
| Financial Advisory Corp | 12,330 | $234.0K | 0.12% | +12+0.1% | Added |
| Change Path, LLC | 12,311 | $234.0K | 0.01% | +12,311 | New |
| Retirement Guys Formula LLC | 12,726 | $242.0K | 0.16% | −4,134−24.5% | Reduced |
| Kestra Advisory Services, LLC | 13,693 | $260.0K | 0.00% | +1,149+9.2% | Added |
| HighTower Advisors, LLC | 13,728 | $261.0K | 0.00% | +2,709+24.6% | Added |
| Gill Capital Partners, LLC | 13,761 | $262.0K | 0.12% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 14,088 | $268.0K | 0.40% | +14,088 | New |
| EP Wealth Advisors, LLC | 14,543 | $276.0K | 0.01% | +14,543 | New |
| Catalyst Private Wealth, LLC | 14,730 | $280.0K | 0.14% | −37−0.3% | Reduced |
| Geneos Wealth Management Inc. | 15,404 | $292.0K | 0.01% | −30−0.2% | Reduced |
| Equitable Holdings, Inc. | 15,350 | $292.0K | 0.00% | +15,350 | New |
| Level Four Advisory Services, LLC | 15,712 | $299.0K | 0.02% | +1,450+10.2% | Added |
| Clear Creek Financial Management, LLC | 15,826 | $301.0K | 0.05% | +714+4.7% | Added |
| Claraphi Advisory Network, LLC | 16,395 | $312.0K | 0.09% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 16,405 | $312.0K | 0.02% | +230+1.4% | Added |
| Bard Financial Services, Inc. | 16,895 | $321.0K | 0.03% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 17,145 | $326.0K | 0.01% | −1,700−9.0% | Reduced |
| Capital Wealth Alliance, LLC | 18,333 | $348.0K | 0.21% | −241−1.3% | Reduced |
| JB Capital LLC | 19,267 | $367.0K | 0.04% | +2,457+14.6% | Added |
| Aviance Capital Partners, LLC | 21,119 | $401.0K | 0.07% | +527+2.6% | Added |
| Quad-Cities Investment Group, LLC | 21,108 | $401.0K | 0.26% | +554+2.7% | Added |
| Measured Wealth Private Client Group, LLC | 21,433 | $407.0K | 0.15% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 21,424 | $407.0K | 0.06% | +21,424 | New |
| Advisory Services Network, LLC | 22,272 | $423.0K | 0.01% | +304+1.4% | Added |
| Wagner Wealth Management, LLC | 24,346 | $463.0K | 0.32% | −29,760−55.0% | Reduced |
| 9258 Wealth Management, LLC | 24,863 | $473.0K | 0.11% | +265+1.1% | Added |
| CoreCap Advisors, LLC | 25,605 | $487.0K | 0.03% | −1,129−4.2% | Reduced |
| Wedbush Securities Inc | 25,808 | $491.0K | 0.02% | −18,714−42.0% | Reduced |
| The PNC Financial Services Group, Inc. | 26,503 | $504.0K | 0.00% | −20,743−43.9% | Reduced |
| Merit Financial Group, LLC | 27,141 | $516.0K | 0.03% | +2,296+9.2% | Added |
| Castleview Partners, LLC | 28,350 | $538.0K | 0.33% | −457,826−94.2% | Reduced |
| Centaurus Financial, Inc. | 28,722 | $546.0K | 0.04% | +10,633+58.8% | Added |
| Stratos Wealth Partners, LTD. | 29,524 | $561.0K | 0.01% | −334−1.1% | Reduced |
| Valeo Financial Advisors, LLC | 31,239 | $594.0K | 0.03% | 00.0% | Unchanged |
| Capital Market Strategies LLC | 31,358 | $596.0K | 0.51% | −4,198−11.8% | Reduced |
| Cetera Advisors LLC | 31,667 | $602.0K | 0.01% | +12,483+65.1% | Added |
| AE Wealth Management LLC | 32,759 | $623.0K | 0.00% | +7,460+29.5% | Added |
| Mercer Global Advisors Inc | 34,131 | $649.0K | 0.00% | −13,468−28.3% | Reduced |
| First Foundation Advisors | 38,895 | $739.0K | 0.03% | +14,000+56.2% | Added |
| Karpus Management, Inc. | 40,777 | $775.0K | 0.02% | −500,657−92.5% | Reduced |
| Dynamic Advisor Solutions LLC | 41,171 | $783.0K | 0.05% | −591−1.4% | Reduced |
| Raymond James Trust N.A. | 43,799 | $833.0K | 0.03% | −12,972−22.8% | Reduced |
| American Portfolios Advisors | 45,335 | $861.8K | 0.03% | +2,360+5.5% | Added |
| Invesco Ltd. | 48,809 | $928.0K | 0.00% | −9,901−16.9% | Reduced |
| Davenport & Co LLC | 50,007 | $951.0K | 0.01% | −2,098−4.0% | Reduced |
| Kovack Advisors, Inc. | 51,456 | $978.0K | 0.10% | +7,844+18.0% | Added |
| National Asset Management, Inc. | 54,041 | $1.03M | 0.03% | +4,074+8.2% | Added |
| MML Investors Services, LLC | 54,320 | $1.03M | 0.01% | +2,986+5.8% | Added |
| Steward Partners Investment Advisory, LLC | 54,703 | $1.04M | 0.02% | +3,716+7.3% | Added |
| David J Yvars Group | 56,313 | $1.07M | 0.74% | −10,397−15.6% | Reduced |
| Camelot Portfolios, LLC | 56,698 | $1.08M | 0.54% | −123,485−68.5% | Reduced |
| Parisi Gray Wealth Management | 57,645 | $1.10M | 0.44% | +3,120+5.7% | Added |
| GWM Advisors LLC | 60,909 | $1.16M | 0.02% | −6,097−9.1% | Reduced |
| Wells Fargo & Company | 69,955 | $1.33M | 0.00% | −11,086−13.7% | Reduced |
| Clough Capital Partners L P | 80,512 | $1.53M | 0.12% | −79,016−49.5% | Reduced |
| Cetera Advisor Networks LLC | 83,332 | $1.58M | 0.02% | +9,835+13.4% | Added |
| Private Advisor Group, LLC | 85,870 | $1.63M | 0.01% | +26,004+43.4% | Added |
| Atria Wealth Solutions, Inc. | 87,731 | $1.67M | 0.03% | +87,731 | New |
| Cetera Investment Advisers | 100,548 | $1.91M | 0.03% | +29,333+41.2% | Added |