Guggenheim Strategic Opportunities Fund

GOF

Exchange: NYSE
SEC CIK: 0001380936

SEC filings (opens in a new tab)

No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.

Q1 2022 vs. Q4 2021

How the institutions holding Guggenheim Strategic Opportunities Fund changed between Q4 2021 and Q1 2022.

All holders in Q1 2022 All holders in Q4 2021

13F holders of GOF: Q4 2021 compared with Q1 2022
Measure	Q4 2021	Of which not filed for Q1 2022	Q1 2022	Change
Holders	116	4	125	+13
Shares	14.5M	224.0K	14.2M	−90.2K (−0.6%)
Value	$282.8M	$4.10M	$268.5M	−$10.2M (−3.7%)

4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (22)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to GOF in Q1 2022
Institution	Shares	Value	% of portfolio
Verus Capital Partners, LLC	325,650	$6.04M	0.94%
Atria Wealth Solutions, Inc.	87,731	$1.67M	0.03%
Marcum Wealth, LLC	21,424	$407.0K	0.06%
Equitable Holdings, Inc.	15,350	$292.0K	0.00%
EP Wealth Advisors, LLC	14,543	$276.0K	0.01%
Safeguard Financial, LLC	14,088	$268.0K	0.40%
Change Path, LLC	12,311	$234.0K	0.01%
Future Financial Wealth Managment LLC	10,792	$205.0K	0.17%
Main Street Financial Solutions, LLC	10,140	$193.0K	0.03%
Dowling & Yahnke LLC	10,065	$191.0K	0.01%
D.A. Davidson & Co.	10,013	$190.0K	0.00%
Global Retirement Partners, LLC	10,505	$179.0K	0.01%
GPS Wealth Strategies Group, LLC	8,513	$162.0K	0.04%
RWM Asset Management, LLC	6,500	$124.0K	0.02%
IFP Advisors, Inc	4,988	$107.0K	0.00%
San Luis Wealth Advisors LLC	5,268	$97.0K	0.05%
Money Concepts Capital Corp	4,708	$89.0K	0.01%
Prospera Financial Services Inc	3,114	$59.0K	0.00%
Herold Advisors, Inc.	2,751	$52.3K	0.02%
Beacon Capital Management, LLC	2,000	$38.0K	0.01%
Umb Bank N A	156	$3.00K	0.00%
Tower Research Capital LLC (TRC)	69	$1.00K	0.00%

Sold out (9)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of GOF in Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Advisors Asset Management, Inc.	366,703	$6.72M
Yakira Capital Management, Inc.	172,761	$3.17M
Advisor Resource Council	17,504	$321.0K
Independent Financial Group, LLC	11,650	$213.4K
1607 Capital Partners, LLC	9,467	$173.0K
Chilton Capital Management LLC	2,000	$37.0K
Proequities, Inc.	1,350	$25.0K
Cornerstone Advisory, LLC	846	$16.0K
Widmann Financial Services, Inc.	44	$0

Not filed for Q1 2022 yet (4)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GOF in Q4 2021 that haven't filed for Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Mosaic Family Wealth, LLC	140,282	$2.57M
Harbour Investments, Inc.	57,769	$1.06M
Collaborative Wealth Managment Inc.	20,532	$376.0K
NEXT Financial Group, Inc	5,447	$100.0K